United States v. Quigley

35 M.J. 345, 1992 CMA LEXIS 182, 1992 WL 235901
CourtUnited States Court of Military Appeals
DecidedSeptember 25, 1992
DocketNo. 66,848; CM 9002706
StatusPublished
Cited by15 cases

This text of 35 M.J. 345 (United States v. Quigley) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Quigley, 35 M.J. 345, 1992 CMA LEXIS 182, 1992 WL 235901 (cma 1992).

Opinions

Opinion of the Court

CRAWFORD, Judge:

Appellant was convicted, contrary to his pleas, by a general court-martial composed of officers of committing indecent acts on a child, in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. He was sentenced to a bad-conduct discharge, confinement for 3 months, total [346]*346forfeitures, and reduction to the lowest enlisted grade. The convening authority approved the sentence, and the Court of Military Review affirmed the findings and sentence without opinion. We granted review on the following issues:

I
WHETHER APPELLANT WAS PREJUDICED BY ADMISSION OF HEARSAY EVIDENCE THAT DID NOT QUALIFY AS MIL.R.EVID. 803(4) EXCEPTION MATERIAL BECAUSE THE HEARSAY DECLARANT HAD NO EXPECTATION OF RECEIVING MEDICAL BENEFIT BY MAKING THE STATEMENT.
II
WHETHER APPELLANT HAS BEEN DENIED EFFECTIVE ASSISTANCE OF COUNSEL ON APPEAL BEFORE THE ARMY COURT OF MILITARY REVIEW.

FACTS

Appellant and another soldier were invited to a friend’s house on July 3 for an early celebration of the fourth of July with the soldier’s wife and 5-year-old daughter. Appellant and his buddy had started drinking early and were fairly well inebriated. The friend’s 5-year-old daughter knew appellant and played with him before being told to go to bed. Appellant volunteered to go upstairs and read her a story. Appellant, however, was too drunk to focus on a book, and after a while the mother came upstairs and finished the story. In the interim, however, appellant had been playing with the 5-year-old, tickling her and carrying on. After the mother finished the story, appellant stayed with the 5-year-old at her request until she went to sleep. Subsequently, appellant came downstairs and everything appeared to be fine.

Some 14 or 15 days later, the 5-year-old told her father that appellant had touched her in her private part and “doggy kissed” her around the face. She said that she had kept it a secret at the request of appellant because they were boyfriends and girlfriends. The father worried about this briefly, and then the daughter told the mother. Shortly thereafter, the parents took the daughter to a psychologist, Dr. Dorothy J. Calhoun, who examined the child to determine whether she had suffered any psychological damage and to assure that the child did not blame herself for this occurrence.

At trial, the Government introduced the child’s statements about the incident to Dr. Calhoun under the medical-treatment exception to the rule against hearsay, Mil. R.Evid. 803(4), Manual for Courts-Martial, United States, 1984. The defense made a hearsay objection, see Mil.R.Evid. 802, which was overruled by the military judge.

As the Appendix indicates, the victim testified at trial that she thought Dr. Calhoun would help her and also help appellant. At various times the victim testified that she visited Dr. Calhoun to help appellant and at other times to help herself or to help both. Dr. Calhoun testified that the victim came to her to receive professional treatment and that there was some evidence that she benefited from that treatment.

In addition to the testimony of Dr. Calhoun, the 5-year-old victim, who was a reluctant witness, testified that appellant “touched me right here” (indicating between her legs), outside her pajamas, and that appellant “made a doggie kiss” and “licked her mouth.”

On appeal to the court below, appellant’s detailed appellate counsel noted in a footnote that, pursuant to United States v. Grostefon, 12 MJ 431 (CMA 1982), appellant wished review of the victim’s hearsay statement. The court below, in a decision without opinion, noted simply that the issue had been considered in affirming the findings of guilty and the sentence.

DISCUSSION

I

Regarding the first granted issue, the foundational facts required by Mil.R.Evid. 803(4) are that a statement:

[347]*347(1) was made;
(2) near the pivotal time of events;
(3) to an individual who could render medical diagnosis or treatment;
(4) by an individual who had an expectation of receiving treatment from the recipient of the statement; and
(5) refers to the person’s mental or emotional condition.

The question of admissibility of the 5-year-old’s statement in this case depends on satisfaction of the fourth foundational element. This Court has addressed admissibility of statements under the medical-treatment exception to the rule against hearsay on numerous occasions. See United States v. Edens, 31 MJ 267 (CMA 1990); United States v. Dean, 31 MJ 196 (CMA 1990), cert. denied, — U.S.-, 111 S.Ct. 1106, 113 L.Ed.2d 215 (1991); United States v. Arruza, 26 MJ 234 (CMA 1988), cert, denied, 489 U.S. 1011, 109 S.Ct. 1120, 103 L.Ed.2d 183 (1989). The rationale for Mil.R.Evid. 803(4) is the self-interested motivation to speak the truth to a treating physician or an individual in the mental health field in order to receive proper care and the necessity of the statement for a diagnosis or treatment. See Drafters’ Analysis, Manual, supra at A22-43 to A2244.

Existence of this self-interested motivation to speak the truth is the focus of several cases decided by this Court. In United States v. Dean, supra, the accused was charged with raping and committing sodomy on his 6-year-old daughter. The question was whether statements made to a Ms. Berson, the coordinator of the child protection team at Duke University Medical Center, and to a Ms. Miller, a staff psychologist at the Wayne County Mental Health Center, were admissible under Mil. R. Evid. 803(4).

Ms. Berson interviewed the daughter for the purposes of medical diagnosis to determine if sexual abuse had occurred and to ascertain the identity of the perpetrator. Identity is important because, if the perpetrator is not identified, the child might go back into the same environment where she is being victimized, and thus therapy will not be effective. As to whether the daughter believed she was receiving medical treatment, information was presented that the daughter had weight problems, had been examined by several doctors in the past, and had been an inpatient in a hospital. Therefore, she could reasonably expect to benefit from being truthful to Ms. Berson, even with respect to questions dealing with sexual abuse.

The interviews with Ms. Miller, on the other hand, were not in a hospital context. The daughter had been referred to Ms. Miller because another doctor was not able to establish a rapport with her. The accused’s wife testified that she had told the daughter to cooperate with Ms. Miller because Ms. Miller was there to help the daughter and that she could speak openly with her. Under both circumstances the Court found that the judge could reasonably conclude that the daughter expected to obtain a benefit from giving truthful answers and that, considering the rationale behind the rule, the statements made to Ms. Miller and to Ms. Berson were admissible.

Likewise, in United States v. Edens, supra,

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Cite This Page — Counsel Stack

Bluebook (online)
35 M.J. 345, 1992 CMA LEXIS 182, 1992 WL 235901, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-quigley-cma-1992.