United States v. Arroyo

17 M.J. 224, 1984 CMA LEXIS 22340
CourtUnited States Court of Military Appeals
DecidedFebruary 21, 1984
DocketNo. 46,915; NMCM 83-0962
StatusPublished
Cited by9 cases

This text of 17 M.J. 224 (United States v. Arroyo) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Arroyo, 17 M.J. 224, 1984 CMA LEXIS 22340 (cma 1984).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

Appellant, pursuant to his pleas, was convicted by a special court-martial of three unauthorized absences, in violation of Article 86 of the Uniform Code of Military Justice, 10 U.S.C. § 886, and of breaking restriction, in violation of Article 134, UCMJ, 10 U.S.C. § 934. The members of the court sentenced him to a bad-conduct discharge and reduction to the lowest pay grade. The findings and sentence were approved by the convening and supervisory authorities. Before the United States Navy-Marine Corps Court of Military Review, appellate defense counsel submitted the case on its merits with a specific assignment of this error:

[225]*225IN LIGHT OF APPELLANT’S REQUEST TO STAY IN THE NAVY (R. 23, 24), A SENTENCE WHICH INCLUDED A BAD-CONDUCT DISCHARGE WAS TOO SEVERE. UCMJ, ARTICLE 66(c).

To this assignment, the panel which considered the case reacted with a per curiam opinion, 16 M.J. 802 (N.M.C.M.R.1983), the tenor of which is reflected in these excerpts:

The absurdity of raising such an obviously frivolous issue on review is apparent. However, appellate defense counsel cannot be chastized in light of the holdings of the Court of Military Appeals in United States v. Grostefon, 12 M.J. 431 (C.M.A.1982); United States v. Knight, 15 M.J. 202 (C.M.A.1983), and United States v. Hullum, 15 M.J. 261 (C.M.A.1983).
Concerned that an accused may perceive “that his appointed appellate counsel has not given him the full representation demanded by the Uniform Code of Military Justice,” the Court of Military Appeals in United States v. Grostefon, supra, prescribed the requirement that appellate counsel, at a minimum, invite the Court of Military Review’s attention to any and all errors specified by the accused, regardless of counsel’s judgment concerning what action should be taken on behalf of the accused. Id. at 436. This “rule of practice” was reaffirmed in United States v. Knight, supra. The Court went a step (or two) further in United States v. Hullum, supra, concluding that appellate defense counsel should have contested the appropriateness of the sentence “[e]ven though the request for appellate representation submitted by appellant did not set forth any specific issue to be asserted by his appellate counsel,” in that “... there obviously was no intent by appellant to abandon his highest complaint against the harassment to which — before, during, and after trial— he claimed he had been subjected.” Id. at 267.
Despite the above rationale provided to explain these recent decisions, we find no support in law or reason for the holdings therein. We can only interpret the requirements they impose as the establishment of a means by the Court of Military Appeals to circumvent the limitations placed upon that Court's fact-finding powers by Article 67(d), UCMJ. Factual issues, however, are properly resolved at the trial level and reviewed by the Courts of Military Review and the intermediate reviewing authorities. See Articles 64 and 66, UCMJ.
Frivolous appeals amount to unprofessional conduct....
Our concerns regarding the Grostefon, Knight, and Hullum decisions go beyond their negative impact upon administrative and judicial expediency, see Polk County v. Dodson, ... [454 U.S. 312, 102 S.Ct. 445, 70 L.Ed.2d 509 (1981)]; United States v. Hullum, supra (Cook, J., dissenting), and the resulting prejudice such delays in the appellate process may cause all appellants whose cases are within that stage of the military justice system. Cf. United States v. Sutton, 15 M.J. 235 (C.M.A.1983); United States v. Clevidence, 14 M.J. 17 (C.M.A.1982). We must also recognize that a meritorious argument may get lost or not receive the appropriate amount of attention in a flood of frivolous issues and that a lawyer who is continuously required to argue such issues may fail to receive the respect and consideration due when a substantial issue is presented by him or her before the appellate court....
Assuming arguendo that the rules set forth in Grostefon, Knight, and Hullum result in an occasional military accused being afforded added protections during the appellate process, we see no need to do so. Articles 66 and 70, UCMJ, do not impose such a requirement. Appellate defense counsel is obligated to assist the appellant in the review of his case, but is not required to frame frivolous issues on the appellant’s behalf....

16 M.J. at 803-05 (emphasis supplied).

On the petition for review by appellant, we granted these two issues assigned by appellate defense counsel:

[226]*226I
WHETHER THE NAVY-MARINE CORPS COURT OF MILITARY REVIEW POSSESSED AN INELASTIC ATTITUDE TOWARDS SENTENCING IN CONSIDERING APPELLANT’S CONTENTION THAT HIS BAD-CONDUCT DISCHARGE WAS INAPPROPRIATELY SEVERE?
II
WHETHER THE OPINION OF THE COURT WAS CALCULATED TO “CHILL” THE ZEALOUS REPRESENTATION OF THIS APPELLANT AND OTHER APPELLANTS SIMILARLY SITUATED WHO ARE REPRESENTED BY APPOINTED MILITARY APPELLATE DEFENSE COUNSEL?

Now, we reverse.

The opinion of the court below— which subsequently has been cited in several other opinions of that same court — reveals not only a misunderstanding of our Grostefon opinion, but also a complete unwillingness to accept the principles which this Court enunciated there and in later cases. As we thought we had made clear some time ago and we reiterate now, the requirement placed on appellate defense counsel is only that he identify those issues which his client wishes to have raised on appeal. The extent of his argument in support of the various issues is a matter of the attorney’s sound professional judgment. However, he has the minimal responsibility of assuring that in the Court of Military Review and in this Court, attention is directed to the points which his client desires to have raised.

In Jones v. Barnes, — U.S. —, 103 S.Ct. 3308, 77 L.Ed.2d 987 (1983), the Supreme Court declined to hold that effective assistance of counsel under the Sixth Amendment imposes the same responsibility that we placed on defense counsel in Grostefon. In so ruling, they reversed Barnes v. Jones, 665 F.2d 427 (2d Cir.1981), which had been cited in our opinion in Grostefon. Nonetheless, as should have been evident from Grostefon, our rationale relied on Articles 66 and 70 of the Uniform Code, 10 U.S.C. §§ 866 and 870, respectively— rather than the Constitution — as the basis for the obligation imposed upon military appellate defense counsel.

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17 M.J. 224, 1984 CMA LEXIS 22340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-arroyo-cma-1984.