United States v. Proctor

931 F. Supp. 897, 1996 U.S. Dist. LEXIS 9839, 1996 WL 391499
CourtDistrict Court, District of Columbia
DecidedJuly 2, 1996
DocketCr. 94-3 (TFH)
StatusPublished
Cited by2 cases

This text of 931 F. Supp. 897 (United States v. Proctor) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Proctor, 931 F. Supp. 897, 1996 U.S. Dist. LEXIS 9839, 1996 WL 391499 (D.D.C. 1996).

Opinion

MEMORANDUM OPINION

THOMAS F. HOGAN, District Judge.

Pending before the Court is defendant Ray Proctor’s “motion to compel [sic] government to maintain its benefit of the bargain with respect to defendant’s plea agreement and request for evidentiary hearing.” The question properly framed is whether the *898 existence of a plea agreement containing a provision placing with the prosecutor sole discretion in determining whether or not the defendant has offered substantial assistance gives the defendant the right to challenge on bad faith grounds a prosecutor’s adverse decision. On April 26, 1996, the Court conducted a hearing on defendant’s motion and eventually held that the defendant was not entitled to an evidentiary hearing because he had failed to make a threshold showing of bad faith or unconstitutional motive. Consistent with its previously stated opinion, the Court will deny the defendant’s motion without proceeding with an evidentiary hearing.

BACKGROUND

On November 3, 1994, defendant was charged in a superseding indictment with conspiracy to distribute and possession with intent to distribute over fifty grams or more of cocaine base, over five hundred grams or more of cocaine and over one hundred grams or more of heroin in violation of 21 U.S.C. §§ 841(a)(1) and 846. In November 1994, the defendant and the government entered into negotiations regarding a possible plea agreement and discussions regarding any information the defendant might be able to provide regarding drug trafficking and acts of violence. Eventually the defendant agreed to provide information regarding drugs, murders, and shootings, but made clear that he would not provide information regarding friends from his Park Morton neighborhood. With this understanding, on or about December 8, 1994, the defendant entered into a plea agreement with the government.

Naturally, analysis of whether the terms of the plea agreement have been met begins with a review of that agreement’s terms. First, the agreement specifies that the defendant agrees to cooperate in whatever form the United States Attorney’s Office deems appropriate. Agreement at ¶ 3(a). The “whatever form” paragraph is subsequently defined to include answering questions, giving sworn written statements, giving testimony, and participating in covert law enforcement activities. Moreover, the agreement makes clear in 1Í 3(c) that the defendant shall testify fully and truthfully before any grand jury in the District of Columbia and elsewhere and at all trials of cases or other court proceedings and elsewhere at which his testimony may be deemed relevant by the government. Thus, the plea agreement expressly required that the defendant be prepared to testify in open court. The government concedes that the defendant expressed concern at the time of the agreement about testifying, and hoped that testimony would not be required. However, the government maintains that at no time in negotiations with the defendant did any representative of the government tell the defendant he would not be required to testify. And in fact, the agreement as signed expressly requires the defendant to do just that.

In return, the government made several commitments. In addition to dismissing several counts from the defendant’s indictment, the prosecutor promised that in return for the defendant’s “specific performance of all his obligations under the agreement,” it would inform the Departure Guideline Committee of the United States Attorney’s Office of the nature and extent of the defendant’s cooperation. Moreover, the agreement provided that if the Departure Committee, after an evaluation of the defendant’s cooperation, determined that the defendant had provided substantial assistance, then the prosecutor would file a substantial departure motion pursuant to § 3563(e), and 5K1.1. Most importantly for the Court’s purposes, the agreement stated that:

your client understands that the determination of whether he has provided substantial assistance is within the sole discretion of the United States Attorney for the District of Columbia and is not reviewable by the Court. Nor shall the failure of the United States Attorney’s Office for the District of Columbia to file a substantial assistance departure motion be grounds for your client to move to withdraw his plea of guilty in this case.

Agreement at ¶ 9(d).

The contract the defendant signed indicated that he had read the plea, had discussed it with his attorney, understood the agreement, and that he agreed without reservation, vol *899 untarily, and of his free will. Moreover, the agreement reaffirmed that there were absolutely no promises, agreements, understandings, or conditions that had been made or entered into in connection with the decision to plead guilty. In particular, the agreement stated that, “there are no other agreements, promises, understandings, or undertakings between your client and the government, and your client understands that there can be no valid addition or alteration to this agreement unless the modification is made on the record in open court or made in a writing signed by all the parties.” Agreement at ¶21. Furthermore, the agreement states: “this letter sets forth the entire understanding between the parties and constitutes the complete plea agreement. Nothing in this agreement shall be construed as enlarging or broadening the government’s obligations. This agreement supersedes all prior understandings, promises, agreements, or conditions, if any, between the office and your client.” Agreement at ¶ 19.

On December 12, 1994, the defendant appeared in court so that his plea could be accepted. The Court, pursuant to Rule 11 of the Federal Rules of Criminal Procedure engaged the defendant in a thorough discussion of the terms of his plea. At no time did the defendant express concern over the terms contained therein, including either the requirement that he testify or that the government retained “sole discretion” to determine whether he had provided substantial assistance. The Court subsequently accepted the defendant’s plea.

Following the plea, the defendant began having regular meetings with the government. These meetings generally included the defendant, defense counsel, the AUSA, and FBI Agent David Larson. Initially, the discussions appear to have focused on drug trafficking. The defendant admitted receiving drugs from one individual whom the FBI had already taped discussing the subject with the defendant. The defendant also identified a New York supplier; however, that individual had already died. Eventually the subject of the meetings turned to the defendant’s knowledge regarding several homicides. These meetings were also attended by a Metropolitan Police Department homicide detective. According to the government, these meetings abruptly ended when the government determined that the defendant was not being wholly honest or forthcoming about his knowledge of the murders.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Revis
22 F. Supp. 2d 1242 (N.D. Oklahoma, 1998)
United States v. Flores
975 F. Supp. 731 (E.D. Pennsylvania, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
931 F. Supp. 897, 1996 U.S. Dist. LEXIS 9839, 1996 WL 391499, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-proctor-dcd-1996.