United States v. Pratt

73 F.3d 450, 1996 U.S. App. LEXIS 580, 1996 WL 11164
Court of Appeals for the First Circuit·Decided January 18, 1996·No. 95-1666·Published·Cited by 10 cases

Opinion

BAILEY ALDRICH, Senior Circuit Judge.

Defendant David P. Pratt, having been allowed to withdraw a plea of guilty, was tried to a jury for violation of United States Code, Title 18, Section 876 (Mailing a Threatening Communication) and found guflty. He now appeals, with new counsel, claiming violation of Fed.R.Evid. 404(b) by the admission of prejudicial testimony of another threat, and from a sentence that included a two level upward departure. We remand for further consideration of sentence.

In August, 1991, defendant’s automobile was repossessed for nonpayment of an installment, and discovered to contain a substantial number of automatic and semi-automatic firearms and explosive devices. These were turned over to the Goffstown, New Hampshire, Police Department but eventually found to be defendant’s lawful property. In spite of this finding, Police Chief Stephen Monier refused to return them, absent a court order. Defendant, greatly angered by the delay, complained a number of times. He phoned the police station on the morning of July 20, 1992, and was told to call back that afternoon. An hour later he telephoned Chief Monier’s home and spoke to a young friend of Monier’s ten year old daughter, who said that he was not there. The man stated that he was David Pratt and to tell her father, “I know where he lives.” When informed of the call, Monier took it to be a serious threat. On September 14, 1992, a New Hampshire court ordered that defendant’s weapons and devices be returned to him, and the Goffstown police complied.

On October 1, 1992, Monier received through the mail, postage prepaid, a carton which was found to contain a dead and badly mutilated pig of some 29 pounds. There were no tell-tale writings on, or in, the package, but fingerprints, identified to be defendant’s, were found on the outside. At trial defendant testified that the pig was his; that he had shot it, following an accident, and that one Jennifer Gagnon stole it from his refrigerator and mailed it to Monier without his suggestion or knowledge. By the time of trial, Gagnon was deceased.

Although there was other supporting evidence, including defendant’s boasting to a friend that he had sought to scare Monier by sending the mutilated pig, the government chose to tighten its case by eliciting evidence of the threatening telephone call. Defendant objected at the outset to the admission of any evidence of the call, and to “this whole line of testimony.” The court disagreed, but did caution the jury to consider any evidence, if a prior threat, as distinct from the pending charge, and as relevant “only to show things like the identity of the defendant or his possible motive or his possible intent or the absence of mistake or accident with respect to the charge that’s on trial here”.

*452 On appeal defendant argues that the telephone threat was very different from the one with which he was charged, and that its introduction was simply to blacken his character as forbidden by Rule 404(b). See, United States v. Tuesta-Toro, 29 F.3d 771, 775 (1st Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 947, 130 L.Ed.2d 890 (1995). He contends, first, that it was inadmissible altogether under Fed.R.Evid. 404(b), 1 or that its prejudice would in any event substantially exceed its probative value, rendering it ex-cludable under Fed.R.Evid. 403. 2 The government says, inter alia, that the threat displayed defendant’s grudge against Chief Monier, an intent to act upon it, and knowledge of his victim’s residence (to which the packaged pig was addressed), as well as being a self-identification against his own interest. We quite agree that the disputed evidence had “special relevance” to material issues, Tuesta-Toro, 29 F.3d at 775 — even defendant concedes the purpose for introducing it included showing the identity of the person who mailed the pig — but the prosecution’s use of it progressed well beyond the necessary. Its admission provided the basis for subsequent dramatization of the call’s emotional effect upon Monier and his family, particularly on his young daughter. This was not relevant, and magnified the very prejudice that the Rules of Evidence were designed to minimize. 3 Fed.R.Evid. 403, 404(b). Tuesta-Toro, 29 F.3d at 775; United States v. Aguilar-Aranceta, 58 F.3d 796, 798 (1st Cir.1995).

However, defendant’s failure to call the court’s attention to prosecutorial excess as it occurred, 4 and to request consideration of the probative value of proffers concerning, for example, the anxiety of the Chiefs family, his keeping a firearm beside his bed, and the inability of his little girl to sleep alone following the telephone threat, in light of their likely prejudicial effect, deprived the court of an opportunity to make particularized rulings which we could now review. It is counsel’s duty not to sit idly by while his case is conspicuously suffering, see Clemente v. Carnicon-Puerto Rico Mgmt. Assoc., 52 F.3d 383, 387 (1st Cir.1995), and it was his responsibility to object when testimony strays outside the court’s prior limiting instruction. Courts may be reluctant to interfere and may have difficulty deciding whether to exclude testimony on their own. We review for plain error alone. Fed.R.Evid. 103. Tuesta-Toro, 29 F.3d at 775 (absent contemporaneous objection, court will reverse only if error “seriously affected the fundamental fairness and basic integrity of the proceedings”) (citation omitted).

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United States v. Pratt, 73 F.3d 450, 1996 U.S. App. LEXIS 580, 1996 WL 11164 (1st Cir. 1996).

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