United States v. Prather

69 M.J. 338, 2011 CAAF LEXIS 95, 2011 WL 468790
CourtCourt of Appeals for the Armed Forces
DecidedFebruary 8, 2011
Docket10-0345/AF
StatusPublished
Cited by30 cases

This text of 69 M.J. 338 (United States v. Prather) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Prather, 69 M.J. 338, 2011 CAAF LEXIS 95, 2011 WL 468790 (Ark. 2011).

Opinions

Judge ERDMANN

delivered the opinion of the court.

Airman Stephen A. Prather pleaded not guilty to charges of aggravated sexual assault and adultery in violation of Article 120(c)(2) and Article 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 920(c)(2) and 934. He was convicted of both charges by a general court-martial composed of members and was sentenced to a reduction to E-l, forfeiture of all pay and allowances, confinement for two years and six months, and a dishonorable discharge. The convening authority approved the sentence and the United States Air Force Court of Criminal Appeals affirmed the findings and sentence. United States v. Prather, No. ACM 37329, 2010 CCA LEXIS 149, 2010 WL 4068932 (A.F.Ct.Crim.App. Jan. 25, 2010).

Strictly speaking, the burden of proof, as those words are understood in criminal law, is never upon the accused to establish his innocence or to disprove the facts necessary to establish the crime for which he is indicted. It is on the prosecution from the beginning to the end of trial and applies to every element necessary to constitute the crime.

Davis v. United States, 160 U.S. 469, 487, 16 S.Ct. 353, 40 L.Ed. 499 (1895). We granted review to address the burden shifts found in Article 120(t)(16), UCMJ, when an accused raises the affirmative defense of consent to a charge of aggravated sexual assault by engaging in sexual intercourse with a person who was substantially incapacitated.1 We [340]*340conclude that the statutory interplay between the relevant provisions of Article 120, UCMJ, under these circumstances, results in an unconstitutional burden shift to the accused. In addition, we conclude that the second burden shift in Article 120(t)(16), UCMJ, which purports to shift the burden to the government once an accused proves an affirmative defense by a preponderance of the evidence, constitutes a legal impossibility.

BACKGROUND

On October 30, 2007, Prather invited SH to a party that he and his wife were hosting at their house on Travis Air Force Base, California. Prior to arriving at the party, SH asked Prather if she could spend the night on his couch because she planned on becoming intoxicated. Prather agreed. During the party, Prather, SH, and others played drinking games. At some point during the party, SH made her way to the couch. There was conflicting testimony about exactly how she got to the couch and how intoxicated she was during this time period. The other guests departed in the early morning hours and Prather and his wife retired to their upstairs bedroom.

Prather testified that at 2:30 a.m. he went downstairs to get a glass of water and found SH awake. He testified that SH talked to him, kissed him, and took off her pants and underwear. According to Prather, they then engaged in consensual intercourse. SH testified that after passing out on the couch she awoke to find Prather on top of her already penetrating her. She testified that she passed out again and when she awoke to prepare for work, she found semen inside her and on her underwear.

After the presentation of evidence, the military judge engaged counsel in a lengthy discussion concerning the instructions he intended to give the members for the aggravated sexual assault charge. The military judge noted that the offense occurred within a month of the effective date of the new Article 120, UCMJ, so the charges had been filed under the new statutory structure for which there was little guidance. The military judge explained that he intended to provide instructions that tracked the language of the new Article 120, UCMJ.

In response, the defense counsel noted that the new Article 120, UCMJ, purported to remove “consent” as an element of the offense and required an accused to raise “consent” as an affirmative defense and prove it by a preponderance of the evidence. The defense counsel argued that since the Government was required to prove that the victim was substantially incapacitated, consent was still an element of the statute as a victim who is “substantially incapacitated” cannot give consent. The defense counsel argued that by requiring Prather to prove consent by a preponderance of the evidence, the burden shifted to him to negate or disprove the element of substantially incapacitated.

The defense counsel requested that the military judge follow the advice of the Military Judges’ Benchbook, which suggested treating “consent” as a traditional affirmative defense under these circumstances.2 The military judge acknowledged the defense concerns, but nonetheless rejected the request. The military judge’s relevant instructions generally tracked the statutory scheme, including the shifting burdens consistent with Article 120(t)(16), UCMJ, with respect to the affirmative defenses.3 Prather appealed to the Air Force Court of Criminal Appeals, challenging the constitutionality of Article 120, UCMJ. The lower court found no violation of Prather’s due process lights.

[341]*341 DISCUSSION

Before this court, Prather again raises constitutional challenges to the statutory scheme involving the affirmative defense of consent in the context of Article 120(e)(2), UCMJ. The constitutionality of a statute is a question of law we review de novo. United States v. Disney, 62 M.J. 46, 48 (C.A.A.F.2005).

The pertinent statutory text of Article 120(c)(2), UCMJ, provides:

(e) Aggravated sexual assault. Any person subject to this chapter who—
(2) engages in a sexual act with another person of any age if that other person is substantially incapacitated or substantially incapable of—
(A) appraising the nature of the sexual act;
(B) declining participation in the sexual act; or
(C) communicating unwillingness to engage in the sexual act; is guilty of aggravated sexual assault and shall be punished as a court martial may direct.4

Article 120(r), UCMJ, provides in pertinent part:

Consent and mistake of fact as to consent are not an issue, or an affirmative defense, in a prosecution under any other subsection, except they are an affirmative defense for the sexual conduct in issue in a prosecution under ... subsection (c) (aggravated sexual assault)....

Article 120(t)(14), UCMJ, provides in pertinent part:

The term “consent” means words or overt acts indicating a freely given agreement to the sexual conduct at issue by a competent person.... A person cannot consent to sexual activity if—
(B) substantially incapable of—
(i) appraising the nature of the sexual conduct at issue due to—
(I) mental impairment or unconsciousness resulting from consumption of alcohol, drugs, a similar substance, or otherwise. ...

Article 120(t)(16), UCMJ, provides:

Affirmative defense.

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Cite This Page — Counsel Stack

Bluebook (online)
69 M.J. 338, 2011 CAAF LEXIS 95, 2011 WL 468790, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-prather-armfor-2011.