United States v. Pope

30 M.J. 1188, 1990 CMR LEXIS 661, 1990 WL 91990
CourtU S Air Force Court of Military Review
DecidedJune 11, 1990
DocketACM 28032
StatusPublished
Cited by1 cases

This text of 30 M.J. 1188 (United States v. Pope) is published on Counsel Stack Legal Research, covering U S Air Force Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pope, 30 M.J. 1188, 1990 CMR LEXIS 661, 1990 WL 91990 (usafctmilrev 1990).

Opinion

DECISION

PRATT, Judge.

Polygraph evidence — to admit or not to admit; that is the question which faced the trial judge in this general court-martial which was tried before a panel of court members. The appellant, in the course of contesting a charge of cocaine use, sought admission of the exculpatory results of a polygraph examination. The military judge ruled against their admission. On appeal, appellant claims that this ruling constituted error. Under the circumstances of this case, we disagree.

[1190]*1190Appellant submitted a urine sample as part of the Air Force’s random urinalysis program. Three weeks later, a laboratory report was returned identifying his urine sample as positive for the presence of the cocaine metabolite. As a result, he was summoned to the local Office of Special Investigations (OSI) and interviewed concerning his apparent drug use. He cooperated fully with the OSI, denying any involvement with drugs and consenting to a search of his house, his car, another urine sample and a blood sample. Although the blood was never forwarded for testing, the other searches were conducted and failed to disclose the presence of drugs or drug paraphernalia.

On the basis of the initial positive urinalysis, a single charge of cocaine use was preferred. The appellant secured civilian counsel who, in turn, arranged for a private polygraph examination. The polygraph examiner conducted the test and opined that the appellant was being truthful in his denial of cocaine use. A week later, the appellant submitted to an OSI polygraph exam with opposite results.

At trial, the prosecution presented chain of custody witnesses, a toxicology expert, and the laboratory documentation reflecting the positive test results on the appellant’s urine. The defense sought to admit, through the testimony of the private polygraph examiner, the exculpatory results of appellant’s initial polygraph exam. At an Article 39(a), 10 U.S.C. § 839(a) session called for that purpose, the defense was afforded the opportunity to lay a foundation for the admission of the test results. Toward this end, the defense presented the testimony of the private polygraph examiner. After establishing the examiner’s expertise1, the defense elicited testimony concerning how he determined the appellant’s suitability for polygraph testing, how he developed the questions to be asked on the exam, his use of something he referred to simply as “the Baxter”2 which he described as a “standard procedure” accepted in the polygraph field and taught at the Federal School of Polygraph, the questions and answers generated during the exam, and his opinion that the appellant was being truthful in answering the relevant questions.

Through cross-examination of the defense expert, and the testimony of a government rebuttal expert, the prosecutor attacked the reliability of nearly every aspect of the polygraph examination. He highlighted inadequate steps to determine whether the appellant was a physically and medicinally suitable examinee, incomplete knowledge of the circumstances surrounding the allegations against appellant, significant flaws in the critical formulation of “control” and “relevant” questions for the exam, insufficient quality control of testing procedures and results, commercial incentive to produce favorable results, and the impact of the “friendly examiner” syndrome.3

Other than the reference to “the Baxter” and some discussion concerning the interrelationship of “control” and “relevant” questions, the defense did not, through the polygraph examiner or otherwise, address the workings of the polygraph instrument, the specific scientific principles involved, or the degree of acceptability of those principles in the scientific community.

After hearing argument from each counsel, the trial judge ruled that she would not [1191]*1191allow either the defense or the government polygraph evidence to come before the court members. As a result of this ruling, the defense case was limited to testimony by the appellant,, his father-in-law, and several supervisors/co-workers. The court members found' the appellant guilty and subsequently sentenced him to a bad conduct discharge, confinement for one year, forfeiture of $300 pay per month for one year, and reduction to airman basic.

I

In 1923, the case of Frye v. United States, 293 F. 1013 (D.C.Cir.1923), established the standard of admissibility for all emerging scientific evidence, holding that in addition to the traditional rules of relevancy and helpfulness to the trier of fact, the area of specialty must have achieved general acceptance in the scientific community. For the following half century, this standard acted as a complete bar to the admissibility of polygraph evidence in both state and federal courts. United States v. Piccinonna, 885 F.2d 1529, 1531 n. 4 (11th Cir.1989) (contains excellent discussion of, and citations concerning, the various aspects of polygraph theory and admissibility). The military’s adherence to the Frye standard led to the same result in courts-martial and, as late as the 1969 Manual For Courts-Martial, polygraph evidence was specifically cited as inadmissible. MCM, 1969 (Rev.), paragraph 142e.

The Court of Military Appeals' reevaluated this issue in United States v. Gipson, 24 M.J. 246 (C.M.A.1987). Citing increasing criticism of the Frye standard, as well as the notable absence of any reference to it in either the Federal or Military Rules of Evidence, or by the drafters thereof, the Court of Military Appeals joined a growing number of federal courts in rejecting the Frye standard as “an independent controlling standard of admissibility” for scientific evidence. See United States v. Downing, 753 F.2d 1224 (3rd Cir.1985). Having thus removed the traditional bar to polygraph evidence, the Court in Gipson further concluded that a party must at least be given the opportunity to lay a proper foundation for the admission of polygraph evidence.

In the case presently before us, the trial judge gave appellant’s counsel the opportunity to lay a foundation for the admission of the exculpatory polygraph results. Thus, there is no dispute that she complied with the mandate of Gipson. What is in dispute is her decision, having received the foundation, to deny admission of the results.

The Gipson decision does not make polygraph evidence per se admissible, but rather establishes that it is not per se inadmissible. United States v. West, 27 M.J. 223 (C.M.A.1988). Instead, it must now be evaluated under the entire spectrum of evidentiary rules. Id. at 225. Typically, this means that trial judges must assess:

(1) relevance under Mil.R.Evid. 401,
(2) helpfulness to the trier of fact under Mil.R.Evid. 702, and
(3) probative value under Mil.R.Evid. 403.

See United States v. Abeyta, 25 M.J. 97 (C.M.A.1987). Have we, then, done away with Frye

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Related

United States v. Rodriguez
34 M.J. 562 (U.S. Army Court of Military Review, 1991)

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Bluebook (online)
30 M.J. 1188, 1990 CMR LEXIS 661, 1990 WL 91990, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pope-usafctmilrev-1990.