United States v. Pierre Mathurin

148 F.3d 68, 1998 U.S. App. LEXIS 12165
CourtCourt of Appeals for the Second Circuit
DecidedJune 3, 1998
DocketDocket 97-1041(L) thru 97-1061
StatusPublished
Cited by20 cases

This text of 148 F.3d 68 (United States v. Pierre Mathurin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pierre Mathurin, 148 F.3d 68, 1998 U.S. App. LEXIS 12165 (2d Cir. 1998).

Opinion

PER CURIAM:

Defendant Pierre Mathurin appeals from a judgment entered in the United States District Court for the Southern District of New York following a jury trial before Loretta A. Preska, Judge, convicting him of conspiracy to distribute controlled substances, in violation of 21 U.S.C. § 846 (1994), and possession with intent to distribute controlled substances, in violation of 21 U.S.C. §§ 812, 841 (1994), and sentencing him principally to 210 months’ imprisonment, to be followed by a three-year term of supervised release. On *69 appeal, Mathurin contends that the district court erred in failing to hold an evidentiary hearing to determine whether his postarrest statements were the result of a valid waiver of his constitutional rights. For the reasons below, we conclude that a hearing should have been held, and we remand for such a hearing.

Mathurin was arrested in February 1996 and charged with trafficking in controlled substances that are available only by prescription. Prior to trial, he moved, inter alia, to suppress postarrest statements attributed to him. In support of the motion, he eventually submitted his affidavit stating, to the extent pertinent here, “I was never given my Miranda warnings.... I never voluntarily waived my right to counsel.” Ma-thurin requested an evidentiary hearing.

The district court denied the motion to suppress without conducting an evidentiary hearing. The court stated that “[a] hearing is not required if the defendant’s statements are general, eonclusory or based on conjecture” (Hearing Transcript, June 26, 1996, at 24 (internal quotation marks omitted)), and that “[wjhere, as here, the motion papers fail to specifically ... raise any issue of fact that could lead to the suppression of evidence, it is within the Court’s discretion to deny the motion without holding a hearing” (id. at 24-25). The court concluded that Mathurin’s “statements merely that I was never given my Miranda warnings, and I never voluntarily waived my right to counsel, are not sufficiently specific or detailed to require a hearing.” (Id. at 25). We disagree with this ruling.

The Fifth Amendment protects against compelled self-incrimination. It is well settled that before a suspect may properly be subjected to custodial interrogation, he must be informed that he has the right to remain silent, that any statement he makes may be used in evidence against him, and that he has the right to have counsel present. See, e.g., Miranda v. Arizona, 384 U.S. 436, 467-71, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). “Failure to administer Miranda warnings creates a presumption of compulsion,” and that “presumption ... [is] irrebuttable for purposes of the prosecution’s case in chief.” Oregon v. Elstad, 470 U.S. 298, 307, 105 S.Ct. 1285, 84 L.Ed.2d 222 (1985). Thus, “unwarned statements that are otherwise voluntary within the meaning of the Fifth Amendment must nevertheless be excluded from evidence under Miranda.” Oregon v. Elstad, 470 U.S. at 307, 105 S.Ct. 1285.

A defendant’s assertion in haec verba that “Miranda warnings” were not given to him is of course shorthand; but as a way of alleging that he was not informed of the right to remain silent, or the right to counsel, or that his statements could be used against him, it is neither vague, nor obscure, nor unspecific. And although the assertion that warnings were not given is eonclusory, any statement that a specific event did not occur will normally be eonclusory, see generally Kamen v. AT & T Co., 791 F.2d 1006, 1015 n. 1 (2d Cir.1986) (Kearse, J., dissenting), since it is ordinarily impossible to state all of the facts that show that an event never occurred. Indeed, an attempt to give a detailed recitation of what did happen, without a eonclusory denial, may well leave a negative pregnant.

An assertion that Miranda warnings were not given, when the government asserts the contrary, thus creates a specific factual dispute. That dispute cannot properly be resolved without an evidentiary hearing. And if the government fails to prove that the warnings were given, see, e.g., Colorado v. Connelly, 479 U.S. 157, 168-69, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986) (burden of proving that such warnings were given is on the government), that failure -requires the suppression of the postarrest statements for use in the government’s case in chief.

There are of course other grounds for suppression that depend not on the occurrence of discrete observable acts but on the characterization of a set of circumstances, such'as the existence of probable cause for arrest or the voluntariness of a statement, as to which a eonclusory statement is not sufficient to require a hearing. A bald assertion that a statement was involuntary, for example, could be based on any of a number of factual premises such as coercion, lack of Miranda warnings, or lack of competence. Without specification of the factual basis for such a characterization, the district court is not required to have a hearing. In denying a hearing in the present case, the district court cited several cases, e.g., United States v. *70 Pena, 961 F.2d 333 (2d Cir.1992); United States v. Warren, 453 F.2d 738 (2d Cir.), cert. denied, 406 U.S. 944, 92 S.Ct. 2040, 32 L.Ed.2d 331 (1972); United States v. Viscioso, 711 F.Supp. 740 (S.D.N.Y.1989); and United States v. Castellano, 610 F.Supp. 1359 (S.D.N.Y.1985). None of the cases denied a hearing on the issue of whether Miranda warnings had been given; insofar as they denied hearings, they dealt principally with more complex issues such as the existence of probable cause, the extent of a search, or whether certain evidence was testimonial in nature. Indeed, in Castellano, although a hearing was denied on a defendant’s motion to suppress for lack of probable cause, a hearing was granted on his motion to suppress postarrest statements on the basis of his affidavit asserting that “Miranda warnings were not administered to me” and that he was unaware of his rights. United States v. Castellano, 610 F.Supp. at 1440. The government in the present matter, while citing additional cases involving more complex issues as to which no hearing was required, has not called to our attention any case holding that ho evidentiary hearing is required where a defendant flatly asserts that no Miranda

Free access — add to your briefcase to read the full text and ask questions with AI

Related

S. Katzman Produce Inc. v. Yadid
999 F.3d 867 (Second Circuit, 2021)
United States v. LaPorte
Second Circuit, 2019
United States v. O'Neill
239 F. Supp. 3d 651 (W.D. New York, 2017)
United States v. Murphy
778 F. Supp. 2d 237 (N.D. New York, 2011)
United States v. Tudoran
476 F. Supp. 2d 205 (N.D. New York, 2007)
United States v. Nelson
193 F. App'x 47 (Second Circuit, 2006)
United States v. Kuznetsov
442 F. Supp. 2d 102 (S.D. New York, 2006)
United States v. James
415 F. Supp. 2d 132 (E.D. New York, 2006)
United States v. Miller
382 F. Supp. 2d 350 (N.D. New York, 2005)
United States v. Joseph
332 F. Supp. 2d 571 (S.D. New York, 2004)
United States v. Bedell
302 F. Supp. 2d 120 (E.D. New York, 2004)
United States v. Cook
348 F. Supp. 2d 22 (S.D. New York, 2004)
United States v. Jelks
273 F. Supp. 2d 280 (W.D. New York, 2003)
United States v. Jelks
53 F. App'x 601 (Second Circuit, 2003)
United States v. Falkowitz
214 F. Supp. 2d 365 (S.D. New York, 2002)
United States v. Santiago
174 F. Supp. 2d 16 (S.D. New York, 2001)
United States v. Adams
137 F. Supp. 2d 240 (W.D. New York, 2001)
United States v. Longo
70 F. Supp. 2d 225 (W.D. New York, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
148 F.3d 68, 1998 U.S. App. LEXIS 12165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pierre-mathurin-ca2-1998.