United States v. Peter Charles Urqhart

469 F.3d 745, 2006 U.S. App. LEXIS 28943, 2006 WL 3372863
CourtCourt of Appeals for the Eighth Circuit
DecidedNovember 22, 2006
Docket06-1242
StatusPublished
Cited by39 cases

This text of 469 F.3d 745 (United States v. Peter Charles Urqhart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Peter Charles Urqhart, 469 F.3d 745, 2006 U.S. App. LEXIS 28943, 2006 WL 3372863 (8th Cir. 2006).

Opinion

BEAM, Circuit Judge.

Peter Charles Urqhart appeals his conviction for illegal reentry into the United States after prior deportation. Urqhart claims that admission at trial of a Certificate of Nonexistence of Record (CNR) violated his Sixth Amendment right to confrontation in light of Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), a question of first impression in this circuit. He also claims that the district court 1 erred in *747 denying his motion for mistrial. Because a CNR from a defendant’s “alien-file” (“A-file”) constitutes nontestimonial evidence, and because the district court did not abuse its discretion in denying the motion for mistrial, we affirm.

I. BACKGROUND

In May of 2005, an officer of the Nebraska State Patrol found Urqhart walking alongside Interstate 80 near Sidney, Nebraska. After speaking with him, and forming the belief that Urqhart was not a citizen of the United States, the patrolman contacted Special Agent John Fer-reira of the Bureau of Immigration and Customs Enforcement (BICE). After Urqhart’s detention, Ferreira spoke with him and learned that Urqhart, admittedly from Canada, was a deportee from the United States. After obtaining BICE’s “A-file” for Urqhart, Ferreira confirmed that Urqhart’s fingerprints matched the fingerprints in the “A-file.” Urqhart was indicted for reentering the United States without permission after deportation, in violation of 8 U.S.C. § 1326(a).

During voir dire at Urqhart’s trial, the district court judge stated that “[t]he defendant in this case is from Canada.” After the judge’s voir dire, defense counsel requested a motion for mistrial based on the announcement. The defense argued that the court’s statement established al-ienage, a required element in an 8 U.S.C. § 1326(a) charge, alleviating the prosecution’s burden of proving all elements beyond a reasonable doubt. Rather than declaring a mistrial and calling a new jury, the court gave the following curative instruction:

Before counsel begins voir dire in this matter, I want to mention a couple of things to you. One is that nothing I say during voir dire is evidence in this case, nor is anything that I say during voir dire an instruction on the law.... Earlier I made a reference to Canada and we discussed Canada and whether or not anyone had attitudes or opinions about Canada that might affect their judgment in this case and cause them to favor one side over the other. I anticipate that there will be some evidence introduced in the case about the defendant having an association with the country of Canada. That is for you to decide, whether the defendant has any association with the country of Canada and what that association may or may not be.

During trial, Ferreira testified that an individual’s “A-file” contains hard copies of all relevant documents maintained by BICE. Through Ferreira, the prosecution introduced the “A-file” and its partial contents. This included, among other documents, a “Final Administrative Removal Order” and a “Warrant of Removal/Deportation” for Urqhart. Finally, Ferreira testified the “A-file” did not contain a request for permission to reenter, known as a Form 212. In addition to personally searching the file, Ferreira contacted the BICE records branch “to have them go through all the databases to ensure that no application or claim for [a Form 212] was currently in our computer databases.” In response to Ferreira’s inquiry, Mike Quinn, Acting Chief in the Records Services Branch, issued a CNR stating that “after a diligent search” of three databases, “no record was found to exist indicating that [Urqhart] obtained consent ... for readmission in the United States.” The district court, consistent with its pre-trial denial of a motion in limine to exclude the CNR in light of Crawford> received the document into evidence. Quinn was not present at the trial.

*748 Based on this evidence, and expert testimony regarding the fingerprints, a jury convicted Urqhart of reentering the United States without permission after deportation. He now appeals.

II. DISCUSSION

“We review de novo the denial of an objection to the admission of evidence based on the Confrontation Clause of the Sixth Amendment.” United States v. Clemmons, 461 F.3d 1057, 1060 (8th Cir.2006). We review a denial of a motion for mistrial for abuse of discretion. E.g., United States v. Katz, 445 F.3d 1023, 1034 (8th Cir.), cert. denied, - U.S. -, 127 S.Ct. 421, — L.Ed.2d - (2006).

A. Admission of the CNR and the Confrontation Clause

Urqhart contends that admitting Quinn’s written CNR, without a showing of unavailability and a prior opportunity for cross-examination, violated the Sixth Amendment’s Confrontation Clause. As the district court noted, we held in United States v. Hale, 978 F.2d 1016 (8th Cir.1992), that admission of a CNR does not violate the constitutional right of confrontation. Id. at 1021. We based this rationale on the fact that the record is admissible under Federal Rule of Evidence 803(10) as an exception to the hearsay rule. Id.

The Supreme Court in Crawford, however, noted that laws of evidence do not define the parameters of the Confrontation Clause. 541 U.S. at 51, 124 S.Ct. 1354. Rather, “[w]here testimonial evidence is at issue ... the Sixth Amendment demands what the common law required: unavailability and a prior opportunity for cross-examination.” Id. at 68, 124 S.Ct. 1354. The Court left “for another day any effort to spell out a comprehensive definition of ‘testimonial,’ ” id., instead offering examples based in history. See id. at 51-52, 124 S.Ct. 1354 (examples of testimonial statements); 56 (historical exceptions). In delineating these categories, the Court explained that “there is scant evidence that [the historical] exceptions were invoked to admit testimonial statements against the accused in a criminal case.” Id. at 56, 124 S.Ct. 1354. Instead, “[m]ost of the hearsay exceptions covered statements that by their nature were not testimonial — for example, business records,” among others. Id.See also id. at 76, 124 S.Ct. 1354 (Rehnquist, C.J., concurring) (noting the majority properly excluded business records from testimonial statements).

We have not reviewed our holding in Hale since Crawford

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Bluebook (online)
469 F.3d 745, 2006 U.S. App. LEXIS 28943, 2006 WL 3372863, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-peter-charles-urqhart-ca8-2006.