United States v. Peter Canessa

644 F.2d 61, 1981 U.S. App. LEXIS 18946
CourtCourt of Appeals for the First Circuit
DecidedMarch 23, 1981
Docket80-1310
StatusPublished
Cited by14 cases

This text of 644 F.2d 61 (United States v. Peter Canessa) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Peter Canessa, 644 F.2d 61, 1981 U.S. App. LEXIS 18946 (1st Cir. 1981).

Opinion

LEVIN H. CAMPBELL, Circuit Judge.

Convicted in the district court of various federal frauds, 1 Peter Canessa moved under 28 U.S.C. § 2255 to vacate the conviction and sentence. He also moved to have an investigation at government expense, and for witness subpoenas. The district court having ruled against him on all except the request for subpoenas, he brings this appeal. The district court’s findings and rulings, made after an evidentiary hearing, are set out in a careful and comprehensive memorandum. We conclude that Canessa’s claims are without merit.

Canessa’s present complaints center around supposed conflicts of interest and deficiencies in representation by his attorney, Arthur Travers, especially in the period of the grand jury’s investigation and before trial. As the facts are spelled out at length in the district court’s memorandum and order of April 10,1980, there is no need to repeat them.

Canessa argues that he was denied the effective assistance of counsel because Travers also represented eight other witnesses before the grand jury. In his representative capacity, however, Travers was not allowed inside the grand jury chamber, see United States v. Mandujano, 425 U.S. 564, 581, 96 S.Ct. 1768, 1779, 48 L.Ed.2d 212 (1976), and so had no occasion to raise objections, make evidentiary points, cross-examine witnesses, and so on. The district court found that Travers confined his role,

“to advising of the procedure before the grand jury and at the taking of handwriting exemplars. He gave advice to his clients when questions arose during the course of the proceedings. Many refused to answer on Fifth Amendment grounds.”

There is no evidence that Travers gave Canessa misleading or improper advice in connection with Canessa’s grand jury appearances, nor that his availability to other witnesses harmed Canessa (whose appearances before the grand jury in 1976 preceded the others). Indeed, Canessa was aware of Travers’ other obligations and suggested that at least one, and possibly most, of the grand jury witnesses retain Travers. While multiple representation of clients before a grand jury could, in some imaginable circumstances, give rise to a disabling and prejudicial conflict of interest, see In re Investigation Before February, 1977, Lynchburg Grand Jury, 563 F.2d 652, 656-57 (4th Cir. 1977); In re Investigative Grand Jury Proceedings, 480 F.Supp. 162, 166-68 (N.D.Ohio 1979); Tague, Multiple Representation of Targets and Witnesses During a Grand Jury Investigation, 17 Am.Crim.L.Rev. 301, 306-10 (1980), we find no indication that this happened here. Even assuming without deciding that the sixth amendment is implicated, but see Mandujano, supra, 425 U.S. at 581, 96 S.Ct. at 1779; Lynchburg Grand Jury, supra, 563 F.2d at 655, and that this is a case of “joint” or “multiple” rather than merely “dual” representation, see United States v. DiCarlo, 575 F.2d 952, 957 (1st Cir.), cert. denied, 439 U.S. 834, 99 S.Ct. 115, 58 L.Ed.2d 129 (1978), there has been no showing that whatever conflict of interest existed “adversely affected his lawyer's performance.” Cuyler v. Sullivan, 446 U.S. 335, 100 S.Ct. 1708, 1719, 64 L.Ed.2d 333 (1980).

*63 This being so, we do not need to delve into Canessa’s further argument that the prosecutor had a duty to warn Canessa against the dangers of multiple representation and, in particular, acted improperly in telling only the non-target grand jury witnesses of the possible conflict that may have existed in Travers representing so many possible defendants. Canessa alone was represented by Travers at the trial and in an adequate fashion; given the absence of evidence that multiple representation prior to the trial caused him harm, we see no reason to pursue the issue of whether and when, as a matter of practice, prosecutors should render advice to persons called before grand juries. We decline to invoke our supervisory powers as requested by Canessa.

Canessa does not, in fact, stress multiple representation as the critical flaw in Tra-vers’ performance. Rather he now lays most emphasis on the conflict of interest said to result from the fact that Travers became, for a time in 1978, a grand jury target himself. Under the theory now urged, Travers deliberately failed to convey promptly the prosecutor’s invitation that Canessa cooperate in return for a recommended one-year sentence and later failed to advise Canessa that he should cooperate. Canessa speculates that Travers purposely delayed passing along a letter expressing the prosecutor’s interest and did not recommend cooperation because of fear that if Canessa cooperated with the prosecution, he would expose Travers’ perjury before the grand jury and implicate the attorney in a conspiracy to obstruct justice whereby one Woods, with Travers’ connivance, purportedly sought to have all confederates be represented by Travers and “stonewall” the investigation.

As an initial matter, we note that these claims are problematic at best. As to the attorney’s supposed involvement in a plot to thwart the grand jury investigation, the government, after investigating Travers’ role, and calling him before the grand jury, evidently felt it had too little to pursue the matter. Indeed, there is evidence that it may have been Canessa himself who brought his associates and Travers together. As to Travers’ alleged perjury before the grand jury, Canessa now points to various supposed inconsistencies between Travers’ grand jury testimony and testimony of certain witnesses in the evidentiary hearing before the district court. These, taken in the circumstances, can at most be termed mildly suggestive of the possibility that Travers misrepresented himself to the grand jury. They tend to be offset by other testimony in the record which supports rather than detracts from Travers’ grand jury testimony.

The district court wisely chose to bypass all these murky speculations, and support-ably determined that, even assuming the unproven worst as to Travers’ motives, the evidence did not indicate that Canessa suffered harm in the situation where the alleged conflict is said to have been prejudi cial — i. e., where Travers supposedly withheld delivery of the letter containing the prosecutor’s offer and later failed to advise Canessa that the offer ought to be accepted. Travers, as the district court noted, testified that he had promptly conveyed the prosecutor’s offer. And the court found, based in part on Canessa’s own testimony, that in any event Canessa had learned independently of the government’s offer through his brother, knew the basic facts of his case, and had indicated his intention not to cooperate, thus making it immaterial whether Travers had promptly conveyed the offer or ever recommended that it be accepted.

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644 F.2d 61, 1981 U.S. App. LEXIS 18946, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-peter-canessa-ca1-1981.