United States v. Pena

115 F.4th 1254
Court of Appeals for the Tenth Circuit·Decided September 5, 2024·No. 23-2047·Published·Cited by 2 cases

Opinion

Appellate Case: 23-2047 Document: 010111106405 Date Filed: 09/05/2024 Page: 1 FILED

United States Court of Appeals PUBLISH Tenth Circuit

UNITED STATES COURT OF APPEALS September 5, 2024

Christopher M. Wolpert

FOR THE TENTH CIRCUIT Clerk of Court

UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 23-2047 JOSE PENA,

Defendant - Appellant.

Appeal from the United States District Court for the District of New Mexico (D.C. No. 1:20-CR-01903-MV-1)

Kurt J. Mayer, Assistant Federal Public Defender, Albuquerque, New Mexico, for Defendant-Appellant Jose Pena.

Jaymie L. Roybal, Assistant United States Attorney, Albuquerque, New Mexico (Alexander M. M. Uballez, United States Attorney, and C. Paige Messec, Assistant United States Attorney, Albuquerque, New Mexico, with her on the brief), for Plaintiff- Appellee United States of America.

Before McHUGH, MURPHY, and CARSON, Circuit Judges.

CARSON, Circuit Judge.

The Fifth Amendment prohibits the government from using an involuntary confession as evidence in a criminal trial. But law enforcement does not produce an involuntary confession by persuading a suspect to confess or by influencing a

Appellate Case: 23-2047 Document: 010111106405 Date Filed: 09/05/2024 Page: 2

defendant in making inculpatory statements. Rather, a suspect’s confession offends the Fifth Amendment only if law enforcement overbears the suspect’s free will and critically impairs the suspect’s capacity for self-determination.

Here, Defendant confessed that he induced his minor daughter into having—

and recording—sexual intercourse with him. Before trial, Defendant moved to suppress his confession as involuntary, but the district court denied his motion, and the jury convicted him. Defendant challenges the district court’s denial of his motion, but we hold the district court erred neither in its factfinding nor its legal conclusions. And even if the district court had erred, the error was harmless considering the overwhelming evidence against Defendant. We exercise jurisdiction under 28 U.S.C. § 1291 and affirm.

I.

Using a Facebook account under the alias “Jaime Peres,” Defendant Jose Pena initiated an online, romantic relationship with his then-fifteen-year-old daughter, Jane Doe. Though they never met or talked on the phone, “Jaime” and Jane communicated frequently over Facebook Messenger, regularly professing their love for each other. After almost a year of amorous conversation, “Jaime” switched his tack, telling Jane that he was a cartel member, and that the cartel would kidnap and behead Defendant—her father—unless Jane filmed herself having sex with Defendant.

To add credibility to the threat, Defendant executed two more elements of his scheme. First, “Jaime” told Jane that he knew Defendant was at Walmart—a fact

Appellate Case: 23-2047 Document: 010111106405 Date Filed: 09/05/2024 Page: 3

Jane was able to confirm. Second, Defendant told Jane that men in black SUVs with machine guns ambushed Defendant at a gas station and beat him up.

Jane succumbed to “Jaime’s” demand and recorded herself having sexual intercourse with Defendant. She sent the videos to “Jaime” through Facebook Messenger. But “Jaime” complained that Jane had not kept her word because it didn’t “look like [Jane was] enjoying” the intercourse. So “Jaime” told Jane to record more videos of herself having sexual intercourse with Defendant—but to enjoy it this time. When Jane protested, “Jaime” told Jane the cartel had seized Defendant and had hurt him. So Jane again succumbed to “Jaime’s” demand: she recorded herself having sexual intercourse with Defendant and sent the videos to “Jaime” through Facebook Messenger.

The next day, Jane reported the incidents to her school resource officer, who contacted law enforcement. Defendant submitted to a mirandized interview with law enforcement. During his interview, Defendant confessed that he was “Jaime Peres,” that he sent Jane the threats as “Jaime,” and that he had sexual intercourse with his daughter.

Defendant moved to suppress his confessions as involuntary, arguing that law enforcement compelled an involuntary confession. The district court denied the motion and found Defendant’s statements voluntary under the totality of the circumstances. A federal jury convicted Defendant of one count of inducing his minor daughter to engage in sexual activity in violation of 18 U.S.C. § 2422(b), and two counts of inducing his minor daughter to engage in sexually explicit conduct to

Appellate Case: 23-2047 Document: 010111106405 Date Filed: 09/05/2024 Page: 4

produce a visual depiction in violation of 18 U.S.C. § 2251(a). Defendant appeals the district court’s denial of his motion to suppress.

II.

In reviewing a district court’s denial of a motion to suppress, we view all facts in the light most favorable to the government and accept the district court’s factfinding unless clearly erroneous. United States v. Canada, 76 F.4th 1304, 1307 (10th Cir. 2023) (quoting United States v. Windom, 863 F.3d 1322, 1326 (10th Cir. 2017)). “A finding of fact is clearly erroneous if it is without factual support in the record or if, after reviewing all of the evidence, we are left with the definite and firm conviction that a mistake has been made.” Id. (quoting United States v. Hernandez, 847 F.3d 1257, 1263 (10th Cir. 2017)).

Defendant argues the district court based its denial on several erroneous findings of fact. First, Defendant argues the district court erred in concluding that Defendant became “increasingly forthcoming” as the interrogation progressed. But Defendant misconstrues the district court’s opinion: the district court did not find that the interview was “progressing,” nor that Defendant was becoming “increasingly forthcoming.” The district court found only that law enforcement testified “he felt the interrogation was progressing” and “he felt that [Defendant] was becoming increasingly forthcoming.” United States v. Pena, No. 20-CR-01903, 2022 WL 1143002, at *6–7 (D.N.M. Apr. 18, 2022). Defendant does not argue that law enforcement did not testify accordingly—only that other evidence suggests Defendant was not in fact becoming increasingly forthcoming as the interrogation

progressed. Because Defendant challenges a finding the district court did not make, we cannot conclude the district court made a clearly erroneous finding of fact.

Next, Defendant argues the district court erred by finding law enforcement “ultimately clarified that [Defendant] was under investigation” after “initially l[ying] about the nature of the investigation.” See id. at *6. Early in the interrogation, law enforcement told Defendant they were “not accusing [Defendant] of anything right now.” Id. at *4. The district court plainly denounced this statement as “troubling” and “decepti[ve].” Id. at *6. But the district court also found law enforcement counteracted their deception by clarifying—twice—that law enforcement was questioning Defendant as a suspect of a crime, long before Defendant confessed. Id. Defendant argues that he did not understand that he was a suspect at the time of his confession. But as the district court noted, Defendant acknowledged—long before confessing—that law enforcement was questioning him “because supposedly [Jane] reported that we had sexual relations.” Id. Because the record supports the district court’s finding, the district court did not clearly err. See Canada, 76 F.4th at 1307.

Defendant also argues the district court erred by finding law enforcement “did not misrepresent the law or make any promise of leniency.” 1 Pena, 2022 WL

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Pena, 115 F.4th 1254 (10th Cir. 2024).

115 F.4th 1254 (United States v. Pena) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Williams
Tenth Circuit, 2026
United States v. Perez
127 F.4th 146 (Tenth Circuit, 2025)