United States v. Pelletier

Court of Appeals for the First Circuit·Decided November 28, 2006·No. 06-1287·Published

Opinion

United States Court of Appeals For the First Circuit

No. 06-1287 UNITED STATES OF AMERICA, Appellee,

v.

JOSEPH PELLETIER,

Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE

[Hon. George Z. Singal, U.S. District Judge]

[Hon. David M. Cohen, U.S. Magistrate Judge]

Before

Selya and Howard, Circuit Judges, and Smith,* District Judge.

Michael B. Whipple, with whom Thomas F. Hallett Law Offices was on brief, for appellant.

Margaret D. McGaughey, Assistant United States Attorney (Appellate Chief), with whom Paula D. Silsby, United States Attorney, was on brief, for appellee.

November 28, 2006

*

Of the District of Rhode Island, sitting by designation.

SELYA, Circuit Judge. During its last term, the Supreme Court held that a violation of the "knock and announce" rule in the course of executing a search warrant did not justify the suppression of evidence subsequently discovered. See Hudson v. Michigan, 126 S. Ct. 2159 (2006). This appeal requires us to determine whether Hudson should be extended to a knock and announce violation committed in the course of executing an arrest warrant. We conclude that the Hudson Court's reasoning mandates such an extension. That conclusion, coupled with our conclusion that the defendant's other arguments are unavailing, prompts us to affirm the judgment below. I. BACKGROUND The relevant facts are assembled in the magistrate judge's recommended decision, see United States v. Pelletier, No. CRIM. 05-09, 2005 WL 1800084, at *1 (D. Me. July 27, 2005), which the district court adopted in denying the motion to suppress. We assume the reader's familiarity with this exegetic account and rehearse here only those facts that are needed to place the appeal in perspective.

On December 30, 2004, the United States Parole Commission issued an arrest warrant for multiple parole violations (all involving the use of controlled substances) directed at defendant- appellant Joseph Pelletier. Around the same time, the Maine Drug Enforcement Agency and the Topsham police department, having come

to suspect that the defendant was dealing drugs, obtained a state "no-knock" warrant authorizing the search of the defendant's home on Augusta Road in Bowdoin, Maine. Deputy United States Marshals charged with executing the federal arrest warrant coordinated their efforts with the officers assigned to execute the state search warrant.

At around 7:00 a.m. on the morning of January 21, 2005, a team of law enforcement agents arrived at the Augusta Road residence. The agents effected an entry by main force. Once inside, they encountered the defendant's girlfriend, Cheryl Sprague. As the search progressed, some of the officers questioned Sprague and her sister, Jennifer Sewall (who arrived at the house shortly after the entry). Both women disclaimed any knowledge of the defendant's whereabouts.

Officers then repaired to the Sewall residence and interviewed Jennifer's husband. He ruminated that the defendant might be at a motel in Augusta, Maine. Jennifer Sewall subsequently confirmed that the defendant was staying in room 151 at the Econo Lodge Motel.

The officers reached the motel at about 9:00 a.m. They learned that room 151 was registered in Jennifer Sewall's name. When shown a photograph, however, a maintenance man identified the defendant as the occupant. At that juncture, about six to eight officers lined up outside the room. An officer knocked loudly four

or five times in rapid succession, eliciting no response. Approximately ten to fifteen seconds after the first knock, the officer used a passkey obtained from the maintenance man to open the door. He yelled "Police!" while his comrades fanned out into the room. They found the defendant face-down on the bed.

The defendant offered no resistance as the officers handcuffed him. The room contained drug paraphernalia in plain view, including a glass crack pipe, a propane torch, steel wool, glassine baggies, and hypodermic needles. In a partially open drawer, the officers observed a thick wad of cash (later determined to aggregate $4,740) and a plastic container of an unknown substance (later determined to be heroin). The Marshals arrested the defendant for parole violations and, according to prosecution witnesses, the defendant was informed of his Miranda rights. See Miranda v. Arizona, 384 U.S. 436, 444-45 (1966).

In due course, a federal grand jury charged the defendant with a single count of possession of heroin with intent to distribute. See 21 U.S.C. § 841(a)(1). In a pretrial motion to suppress, the defendant argued that the officers' failure to comply with the knock and announce rule demanded exclusion of all subsequently gathered evidence and statements. See Wong Sun v. United States, 371 U.S. 471, 484-88 (1963) (outlawing prosecutorial use of "fruits of the poisonous tree"). As part of this argument, he asserted that the arrest warrant did not justify an entry into

his motel room; that the authorities needed to have a search warrant before seizing any items; and that his statements should be suppressed because they had been obtained involuntarily.

The district court referred the suppression motion to a magistrate judge. Following an evidentiary hearing, the magistrate judge determined that the only preserved issues were (i) the effect of the officers' noncompliance with the knock and announce rule and (ii) the alleged involuntariness of the defendant's statements.1 He resolved both issues in the government's favor. Although the government conceded the knock and announce violation, the magistrate judge, ruling before the Supreme Court decided Hudson, found that exigent circumstances justified the failure properly to knock and announce. As to the second issue, the magistrate judge found that the police had administered appropriate Miranda warnings and that no impermissible promises or threats had been made.

Based on these findings, the magistrate judge recommended wholesale denial of the motion to suppress. The defendant objected, but the district court nonetheless embraced the recommendation and denied the motion. See United States v. Pelletier, No. CRIM. 05-09, 2005 WL 2030480, at *1 (D. Me. Aug. 23, 2005). The defendant thereafter entered a conditional guilty plea, reserving the right to appeal the suppression rulings. See Fed. R.

1 In deciding what issues were live, the magistrate judge determined, among other things, that the defendant had waived any challenge to the sufficiency of the administrative warrant. This determination has not been challenged on appeal.

Crim. P. 11(a)(2). The district court sentenced the defendant as a career offender to a 151-month incarcerative term. This appeal ensued. II. DISCUSSION On appeal, the defendant advances three arguments. His flagship claim is that the officers' admitted failure to comply with the knock and announce rule rendered their entry into the motel room unconstitutional (and, thus, required suppression of all the evidence that the illegal entry yielded). Second, the defendant asseverates that his statements should be suppressed because they were obtained involuntarily. Third, and finally, he complains of sentencing error. We consider these contentions sequentially.

A. Knock and Announce.

We begin with the government's conceded violation of the knock and announce rule. That rule, extant at common law, has been codified in a federal statute that provides:

The officer may break open any outer or inner door or window of a house, or any part of a house, or anything therein, to execute a search warrant, if, after notice of his authority and purpose, he is refused admittance or when necessary to liberate himself or a person aiding him in the execution of the warrant.

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