United States v. Pelletier

CourtCourt of Appeals for the First Circuit
DecidedNovember 28, 2006
Docket06-1287
StatusPublished

This text of United States v. Pelletier (United States v. Pelletier) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pelletier, (1st Cir. 2006).

Opinion

United States Court of Appeals For the First Circuit

No. 06-1287

UNITED STATES OF AMERICA,

Appellee,

v.

JOSEPH PELLETIER,

Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MAINE

[Hon. George Z. Singal, U.S. District Judge] [Hon. David M. Cohen, U.S. Magistrate Judge]

Before

Selya and Howard, Circuit Judges, and Smith,* District Judge.

Michael B. Whipple, with whom Thomas F. Hallett Law Offices was on brief, for appellant. Margaret D. McGaughey, Assistant United States Attorney (Appellate Chief), with whom Paula D. Silsby, United States Attorney, was on brief, for appellee.

November 28, 2006

* Of the District of Rhode Island, sitting by designation. SELYA, Circuit Judge. During its last term, the Supreme

Court held that a violation of the "knock and announce" rule in the

course of executing a search warrant did not justify the

suppression of evidence subsequently discovered. See Hudson v.

Michigan, 126 S. Ct. 2159 (2006). This appeal requires us to

determine whether Hudson should be extended to a knock and announce

violation committed in the course of executing an arrest warrant.

We conclude that the Hudson Court's reasoning mandates such an

extension. That conclusion, coupled with our conclusion that the

defendant's other arguments are unavailing, prompts us to affirm

the judgment below.

I. BACKGROUND

The relevant facts are assembled in the magistrate

judge's recommended decision, see United States v. Pelletier, No.

CRIM. 05-09, 2005 WL 1800084, at *1 (D. Me. July 27, 2005), which

the district court adopted in denying the motion to suppress. We

assume the reader's familiarity with this exegetic account and

rehearse here only those facts that are needed to place the appeal

in perspective.

On December 30, 2004, the United States Parole Commission

issued an arrest warrant for multiple parole violations (all

involving the use of controlled substances) directed at defendant-

appellant Joseph Pelletier. Around the same time, the Maine Drug

Enforcement Agency and the Topsham police department, having come

-2- to suspect that the defendant was dealing drugs, obtained a state

"no-knock" warrant authorizing the search of the defendant's home

on Augusta Road in Bowdoin, Maine. Deputy United States Marshals

charged with executing the federal arrest warrant coordinated their

efforts with the officers assigned to execute the state search

warrant.

At around 7:00 a.m. on the morning of January 21, 2005,

a team of law enforcement agents arrived at the Augusta Road

residence. The agents effected an entry by main force. Once

inside, they encountered the defendant's girlfriend, Cheryl

Sprague. As the search progressed, some of the officers questioned

Sprague and her sister, Jennifer Sewall (who arrived at the house

shortly after the entry). Both women disclaimed any knowledge of

the defendant's whereabouts.

Officers then repaired to the Sewall residence and

interviewed Jennifer's husband. He ruminated that the defendant

might be at a motel in Augusta, Maine. Jennifer Sewall

subsequently confirmed that the defendant was staying in room 151

at the Econo Lodge Motel.

The officers reached the motel at about 9:00 a.m. They

learned that room 151 was registered in Jennifer Sewall's name.

When shown a photograph, however, a maintenance man identified the

defendant as the occupant. At that juncture, about six to eight

officers lined up outside the room. An officer knocked loudly four

-3- or five times in rapid succession, eliciting no response.

Approximately ten to fifteen seconds after the first knock, the

officer used a passkey obtained from the maintenance man to open

the door. He yelled "Police!" while his comrades fanned out into

the room. They found the defendant face-down on the bed.

The defendant offered no resistance as the officers

handcuffed him. The room contained drug paraphernalia in plain

view, including a glass crack pipe, a propane torch, steel wool,

glassine baggies, and hypodermic needles. In a partially open

drawer, the officers observed a thick wad of cash (later determined

to aggregate $4,740) and a plastic container of an unknown

substance (later determined to be heroin). The Marshals arrested

the defendant for parole violations and, according to prosecution

witnesses, the defendant was informed of his Miranda rights. See

Miranda v. Arizona, 384 U.S. 436, 444-45 (1966).

In due course, a federal grand jury charged the defendant

with a single count of possession of heroin with intent to

distribute. See 21 U.S.C. § 841(a)(1). In a pretrial motion to

suppress, the defendant argued that the officers' failure to comply

with the knock and announce rule demanded exclusion of all

subsequently gathered evidence and statements. See Wong Sun v.

United States, 371 U.S. 471, 484-88 (1963) (outlawing prosecutorial

use of "fruits of the poisonous tree"). As part of this argument,

he asserted that the arrest warrant did not justify an entry into

-4- his motel room; that the authorities needed to have a search

warrant before seizing any items; and that his statements should be

suppressed because they had been obtained involuntarily.

The district court referred the suppression motion to a

magistrate judge. Following an evidentiary hearing, the magistrate

judge determined that the only preserved issues were (i) the effect

of the officers' noncompliance with the knock and announce rule and

(ii) the alleged involuntariness of the defendant's statements.1

He resolved both issues in the government's favor. Although the

government conceded the knock and announce violation, the

magistrate judge, ruling before the Supreme Court decided Hudson,

found that exigent circumstances justified the failure properly to

knock and announce. As to the second issue, the magistrate judge

found that the police had administered appropriate Miranda warnings

and that no impermissible promises or threats had been made.

Based on these findings, the magistrate judge recommended

wholesale denial of the motion to suppress. The defendant

objected, but the district court nonetheless embraced the

recommendation and denied the motion. See United States v.

Pelletier, No. CRIM. 05-09, 2005 WL 2030480, at *1 (D. Me. Aug. 23,

2005). The defendant thereafter entered a conditional guilty plea,

reserving the right to appeal the suppression rulings. See Fed. R.

1 In deciding what issues were live, the magistrate judge determined, among other things, that the defendant had waived any challenge to the sufficiency of the administrative warrant. This determination has not been challenged on appeal.

-5- Crim. P. 11(a)(2). The district court sentenced the defendant as

a career offender to a 151-month incarcerative term. This appeal

ensued.

II. DISCUSSION

On appeal, the defendant advances three arguments. His

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