United States v. Paulus

331 F. Supp. 2d 727, 94 A.F.T.R.2d (RIA) 6250, 2004 U.S. Dist. LEXIS 16427, 2004 WL 1837883
CourtDistrict Court, E.D. Wisconsin
DecidedAugust 6, 2004
Docket2:04-cv-00083
StatusPublished
Cited by3 cases

This text of 331 F. Supp. 2d 727 (United States v. Paulus) is published on Counsel Stack Legal Research, covering District Court, E.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Paulus, 331 F. Supp. 2d 727, 94 A.F.T.R.2d (RIA) 6250, 2004 U.S. Dist. LEXIS 16427, 2004 WL 1837883 (E.D. Wis. 2004).

Opinion

SENTENCING MEMORANDUM

GRIESBACH, District Judge.

Defendant Joseph Paulus was convicted of two crimes: Use of the Mail and Interstate Facilities to Facilitate Bribery in violation of 18 U.S.C. § 1952, and Filing a False Tax Return, in violation of 26 U.S.C. § 7206. The bribery offense carries a maximum term of five years imprisonment. The maximum term for the tax offense is three years. On August 2, 2004, the defendant was sentenced to a term of 58 months in the custody of the Bureau of Prisons. In imposing the sentence, the court departed from the guideline range of 27 to 33 months by increasing the severity of the offense level by six levels. This memorandum is intended to set forth in more detail the court’s reasons for the departure and the sentence imposed.

According to the written Factual Basis For Plea submitted by the parties, the defendant, as the District Attorney of Winnebago County, accepted twenty-two bribes over the course of'a two-year period from June of 1998 through June of 2000. The total amount received by the defendant in bribes over this period of time was slightly more than' $48,000. The twenty-two cases in which bribes were accepted by the defendant included misdemeanor, traffic and at least one felony charge. Most of the bribes were accepted in return for favorable treatment in the form of a reduced charge on drunk driving cases. Other cases involved defendants who’ had been arrested for, or were under investigation for, passing a counterfeit bill, soliciting prostitution, misdemeanor theft, a *730 hunting violation, and the manufacturing or possession of marijuana. All of the bribes were received from a single attorney who had agreed to pay one-half of his retainer to Paulus in return for the favorable treatment of his clients.

Under the 1998 version of the United States Sentencing Guidelines, which the parties concede is applicable here, the base offense level for Offering, Giving, Soliciting, or Receiving a Bribe is ten. U.S.S.G. § 201.1(a). The base level is increased by two levels because more than one bribe was involved. U.S.S.G. § 201.1(b)(1). Pursuant to U.S.S.G. § 201.1(b)(2), the offense level is further increased by the greater of either the number of levels corresponding to “the value of the payment, the benefit received or to be received in return for the payment, or the loss to the government from the offense, whichever is greatest” from the table in § 2F1.1 or, if the offense involved a payment for the purpose of influencing an elected official or any official holding a high-level decision-making position, by eight levels. Because the $48,000 received by the defendant corresponds to an increase of five levels, the 8-level increase applies, resulting in an offense level under § 2C1.1 of twenty. Upon deductions of two levels for acceptance of responsibility (§ 3El.l(a)), and an additional level for timely notifying the government of his intent to plead guilty, the total offense level for the mail count is seventeen. As part of the plea agreement, the government and the defendant also agreed that an additional level would be added to account for the Filing a False Tax Return offense. Thus, the total offense level for both counts in the view of the parties is eighteen. Because the defendant has no prior criminal record, his criminal history category is I. The resulting guideline range is twenty-seven to thirty-three months.

The first issue I must address is whether the parties are correct in their contention that the False Tax Return count results in a one-level increase in the offense level. The Probation Office disagrees with the analysis of the parties and urges that the two offenses be grouped pursuant to U.S.S.G. § 3D1.2, which would result in no increase in the total offense level for the bribery count. If Probation is correct, the guideline range is twenty-four to thirty months.

U.S.S.G. § 3D1.2(d) governs whether offenses are to be grouped. That section provides that offenses are to be grouped:

(a) When they involve the same victim and the same act or transaction.
(b) When they involve the same victim and two or more acts or transactions connected by a common criminal objective or constituting part of a common scheme or plan.
(c) When one count embodies conduct that is treated as a specific offense characteristic in, or other adjustment to, the guideline applicable to another of the counts.
(d) When the offense level is determined largely on the basis of the total amount of harm or loss, the quantity of a substance involved, or some other measure of aggregate harm, or if the offense behavior is ongoing or continuous in nature and the offense guideline is written to cover such behavior.

The two counts before me do not fit any of the above criteria. The offenses involved different victims. The charge of Using the Mails to Facilitate a Bribe victimized most directly the citizens of Winnebago County who the defendant was elected to serve. The offense of Filing a False Tax Return, on the other hand, caused a financial loss to the United States Treasury and United States taxpayers. *731 Neither offense embodies conduct that is treated as a specific offense characteristic in, or other adjustment to, the guideline applicable to the other. In other words, the determination of the offense level for the bribery count did not factor in the charge of Filing a False Tax Return. Finally, the offense level was not determined on the basis of any measure of harm or loss common to both offenses.

If grouped, the resulting sentence range will not reflect the additional offense of Filing a False Tax Return. Such result would be contrary to the policies behind the guidelines. Grouping is intended to avoid increases in the sentence range for conduct that is already factored into determining the offense level. But it is not intended to ignore other criminal conduct that is not otherwise accounted for by the guidelines. United States v. Vitale, 159 F.3d 810, 814-15 (3d Cir.1998). And the fact that there were different victims to the two offenses is “a primary consideration in a grouping decision.” United States v. Chavin, 316 F.3d 666, 675 (7th Cir.2002). The court therefore concludes that application of the guidelines results in a sentencing range of twenty-seven to thirty-three months.

Pursuant to the plea agreement, neither party has requested a departure from the applicable range under the Guidelines. Upon its review of the Presentence Report, however, the court raised its own concern as to whether a sentence within the applicable guideline range would be appropriate. In a notice of possible grounds for departure filed under Fed. R.Crim.P. 32(h), the court advised the parties that it was considering departing from the Guidelines on three possible grounds.

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Related

State v. Maloney
2006 WI 15 (Wisconsin Supreme Court, 2006)
United States v. Joseph F. Paulus
419 F.3d 693 (Seventh Circuit, 2005)

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Bluebook (online)
331 F. Supp. 2d 727, 94 A.F.T.R.2d (RIA) 6250, 2004 U.S. Dist. LEXIS 16427, 2004 WL 1837883, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-paulus-wied-2004.