United States v. Pauling

924 F.3d 649
CourtCourt of Appeals for the Second Circuit
DecidedMay 23, 2019
DocketDocket 17-2539-cr; August Term 2018
StatusPublished
Cited by22 cases

This text of 924 F.3d 649 (United States v. Pauling) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pauling, 924 F.3d 649 (2d Cir. 2019).

Opinion

Chin, Circuit Judge:

In this case, a jury convicted defendant-appellee John Pauling of conspiring to distribute or possess with the intent to distribute 100 grams or more of heroin. The parties agree that the government was required to prove that the heroin in question was the subject of a conspiracy between Pauling and one of his suppliers, referred to as "Low" (the "Pauling-Low conspiracy"), and that the government proved beyond a reasonable doubt that 89 grams of heroin were attributable to the Pauling-Low conspiracy. The parties disagree, however, as to whether the government proved that the Pauling-Low conspiracy involved the additional 11 grams of heroin necessary to reach the 100-gram threshold.

The district court granted Pauling's motion pursuant to Federal Rule of Criminal Procedure 29 to set aside his conviction on the conspiracy count on the ground that the evidence introduced at trial failed to establish that an additional 11 grams of heroin were attributable to the Pauling-Low conspiracy. Instead of entering judgment convicting Pauling of violating 21 U.S.C. §§ 841 (a)(1), 841(b)(1)(B) and 846, it entered judgment finding Pauling guilty of a lesser included offense, a violation of 21 U.S.C. §§ 841 (a)(1), 841(b)(1)(C), and 846. The former offense carries a five-year mandatory sentence for violations involving 100 grams or more of heroin, while the latter offense carries no mandatory minimum and contains no quantity element. 1 The government appeals.

We conclude that the evidence at trial was insufficient to permit a reasonable jury to find beyond a reasonable doubt that the Pauling-Low conspiracy involved an additional 11 grams of heroin. Accordingly, we affirm and remand for sentencing.

BACKGROUND

*653 A. Factual Background 2

Between May 25 and July 14, 2016, the Drug Enforcement Administration ("DEA") intercepted phone calls between Pauling and various associates, including an individual named "Low." On July 14, Pauling was arrested by authorities. Upon his arrest, agents seized from Pauling's apartment approximately 600 glassine bags, a digital scale, materials that could be used as a cutting agent, and other paraphernalia associated with the distribution of controlled substances.

Pauling concedes that the government established at trial that he and Low conspired to distribute 89 grams of heroin. This was shown through wiretap evidence of four transactions. On June 26, 2016, Pauling purchased 30 grams of heroin from Low for resale to a customer named "Flow." On June 27, Pauling combined 10 grams of heroin he received from Low with 20 grams of a cutting agent, for a total of 30 grams of heroin. On July 3, Pauling requested 14 grams of heroin from Low for a customer named "Steve." Finally, on July 11, Low supplied Pauling with 11 grams of heroin, again for Steve, which Pauling cut for a total of 15 grams. The four transactions thus involved a total of 89 grams of heroin. 3

The conversation between Pauling and Steve about the July 3 transaction is at issue in this appeal. At 1:16 p.m. that day, Pauling spoke to Steve about the quantity of heroin Steve wanted to order:

PAULING: [T]ell me, the count, that's, you know, tomorrow.
STEVE: I'll meet you on, hold on one second. I'm on 17, as a matter of fact, same thing as last time, same thing [as] last time.
PAULING: Where was it? I forgot, shit because there was so many people.
STEVE: Hold on, right, right. I'm a go to, uh, 14th floor.

App'x at 122. The parties agree that the floor number was code for drug quantity, in grams. Approximately three hours later, at 4:04 p.m., Pauling called Low:

PAULING: Yo um, how we gonna do this cause my man wants four-fourteen right and he be down tomorrow and I got some other people who want --
LOW: 14?
PAULING: Huh?
LOW: You said 14?
PAULING: Yeah, and I got these other people that want a gram-, two grams shit like that.

Id. at 124 . There is no dispute that the July 3 calls account for 14 grams of heroin attributable to the Pauling-Low conspiracy, and this amount is included in the 89 grams discussed above. The parties disagree, however, about whether Steve's reference to "same thing as last time" during the 1:16 p.m. call referred to a prior 14-gram transaction of heroin supplied by Low. The government argues that it did and that the total quantity of heroin attributable to the Pauling-Low conspiracy was therefore 103 grams -- just over the 100-gram *654 threshold required for the conspiracy count.

The wiretaps also provided information about the relationship between Pauling and Low. Pauling owed Low money. Pauling was aware that Low had a stash house for his narcotics, and he was aware that Low's associate "Play" worked at the stash house. Pauling and Low discussed prices. On more than one occasion, they discussed in detail the process of cutting narcotics and the benefits of certain cutting agents. 4 Pauling also indicated on several occasions that he would help sell Low's product. 5 The government argues that this evidence proved circumstantially that Pauling and Low conspired to distribute at least another 11 grams of heroin beyond the 89 grams discussed above.

B. Procedural History

On July 14, 2016, the DEA arrested Pauling for his alleged involvement with guns and drugs in the New York City area. The government indicted Pauling on August 18, 2016, on five counts. The government filed a superseding indictment on January 19, 2017, charging Pauling with eight counts: (a) conspiring to distribute and to possess with intent to distribute 100 grams or more of mixtures containing heroin, in violation of 21 U.S.C. §§ 841

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924 F.3d 649, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pauling-ca2-2019.