United States v. Paul Viola

CourtCourt of Appeals for the Fifth Circuit
DecidedApril 17, 2019
Docket17-30950
StatusUnpublished

This text of United States v. Paul Viola (United States v. Paul Viola) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Paul Viola, (5th Cir. 2019).

Opinion

Case: 17-30950 Document: 00514920319 Page: 1 Date Filed: 04/17/2019

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit

No. 17-30950 FILED April 17, 2019 Lyle W. Cayce UNITED STATES OF AMERICA, Clerk

Plaintiff - Appellee

v.

PAUL JOSEPH VIOLA,

Defendant - Appellant

Appeal from the United States District Court for the Western District of Louisiana USDC No. 6:15-CR-253-1

Before HIGGINBOTHAM, ELROD, and HO, Circuit Judges. PER CURIAM:* Paul Joseph Viola appeals his conviction for being a felon in possession of firearms and ammunition. He contends that the district court erred by excluding evidence of, and jury instructions for, Viola’s defense that he possessed the firearms and ammunition in reliance on a state pardon. Because his asserted defense is foreclosed by our precedent, we affirm.

* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. Case: 17-30950 Document: 00514920319 Page: 2 Date Filed: 04/17/2019

No. 17-30950 In the district court, Viola was tried and convicted for unlawful possession of firearms and ammunition in violation of 18 U.S.C. § 922(g)(1). Viola previously pleaded guilty to a Louisiana felony, for which he received an automatic first-offender pardon after he completed his sentence. The district court concluded that—notwithstanding the pardon—Viola’s offense qualified as a § 922(g)(1) predicate crime under 18 U.S.C § 921(a)(20) and Caron v. United States, 524 U.S. 308 (1998). Before trial, Viola moved to include non-pattern jury instructions, the pardon, and testimony from state officials. The district court denied Viola’s motion, concluding that Viola’s asserted defense was foreclosed by our decision in United States v. Spires, 79 F.3d 464 (5th Cir. 1996). On appeal, Viola contends that he had the right to present a “mistake of fact” defense to the jury. 1 Specifically, Viola challenges the district court’s (1) refusal to submit Viola’s jury instructions and (2) evidentiary exclusions. We review evidentiary rulings for abuse of discretion, though our review is “heightened” in criminal cases. United States v. Anderson, 933 F.2d 1261, 1267–68 (5th Cir. 1991). And “[a] conviction can not be overturned for failure to instruct the jury on a defense unless the requested but omitted instruction has an evidentiary basis in the record which would lead to acquittal.” Spires,

1 “To establish a violation of § 922(g)(1), the government must prove three elements beyond a reasonable doubt: (1) that the defendant previously had been convicted of a felony; (2) that he possessed a firearm; and (3) that the firearm traveled in or affected interstate commerce.” United States v. Broadnax, 601 F.3d 336, 341 (5th Cir. 2010) (quoting United States v. Guidry, 406 F.3d 314, 318 (5th Cir. 2005)). Here, despite Viola’s assertion to the contrary, he did not preserve or present any argument contesting elements (1) or (3). Compare Oral Argument at 4:55–6:05 with 35:00–37:25, United States v. Viola (No. 17- 30950), http://www.ca5.uscourts.gov/oral-argument-information/oral-argument-recordings. So the only question properly before us is whether he has a defense to (2).

2 Case: 17-30950 Document: 00514920319 Page: 3 Date Filed: 04/17/2019

No. 17-30950 79 F.3d at 466 (citing United States v. Duvall, 846 F.2d 966, 971 (5th Cir. 1988) (per curiam)). Although Viola characterizes his defense as a “mistake of fact,” we agree with the district court that Viola’s core defense is entrapment by estoppel: “The defense of entrapment by estoppel is applicable when a government official or agent actively assures a defendant that certain conduct is legal and the defendant reasonably relies on that advice and continues or initiates the conduct.” Id. (collecting cases). Here, Viola wanted to present evidence that he relied on the pardon letter and assurances from state officials that he was allowed to possess firearms. Viola cannot avail himself of the entrapment-by-estoppel defense. “The defense is a narrow exception to the general rule that ignorance of the law is no excuse[.]” Id. And so it applies in narrow circumstances: To satisfy the requirements of the defense when charged with a federal crime, a defendant is required to show reliance either [1] on a federal government official empowered to render the claimed erroneous advice, or [2] on an authorized agent of the federal government who has been granted the authority from the federal government to render such advice.

Id. at 466–67 (emphases added) (collecting cases). Thus, the defense does not apply when, as here, a defendant relies on a state official’s assurances to his detriment under federal law. See id.; see also United States v. Hale, 685 F.3d 522, 542–43 (5th Cir. 2012) (per curiam) (“Neither [the Laredo Police Officer], who [defendant] claims recruited him to work with him undercover, nor [the Laredo Police Sergeant], who [defendant] claims knew of the undercover work, are authorized federal government officials empowered to give advice on federal drug laws.”).

3 Case: 17-30950 Document: 00514920319 Page: 4 Date Filed: 04/17/2019

No. 17-30950 Because Viola asserted a non-cognizable defense, the district court did not err by refusing to instruct the jury on, or permit evidence of, that defense. See Spires, 79 F.3d at 466. Accordingly, we affirm.

4 Case: 17-30950 Document: 00514920319 Page: 5 Date Filed: 04/17/2019

No. 17-30950 PATRICK E. HIGGINBOTHAM, Circuit Judge, concurring:

As Viola has not contended that his state conviction was not a valid predicate offense, I concur fully in our judgment affirming his convictions. I write separately to explain the effect of the state pardon here. The issue implicit in his assertion of equitable estoppel but not raised offers a powerful argument for reversal of his convictions. I would leave this aside but for the circumstances that the government advises that Viola is being prosecuted separately in the Middle District of Louisiana based on the same state predicate conviction. While the brevity of our per curiam opinion is merited because of the unavailability of the entrapment of estoppel defense—the issue Viola chose to raise to this court—we did not consider whether Viola was effectively pardoned by the first offender pardon letter given to Viola by Louisiana in 2011. On March 14, 2008, Viola pleaded guilty to a state felony charge of possession with intent to distribute marijuana, receiving a suspended sentence of five years and three years of supervised probation. On successfully completing his probation, Viola received a first offender pardon letter from the Louisiana Division of Probation and Parole. That letter explained that Viola met all of the requirements for an automatic first offender pardon, as outlined by La. Rev. Stat. 15:572

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Related

United States v. Spires
79 F.3d 464 (Fifth Circuit, 1996)
United States v. Guidry
406 F.3d 314 (Fifth Circuit, 2005)
United States v. Broadnax
601 F.3d 336 (Fifth Circuit, 2010)
Raley v. Ohio
360 U.S. 423 (Supreme Court, 1959)
Cox v. Louisiana
379 U.S. 559 (Supreme Court, 1965)
Caron v. United States
524 U.S. 308 (Supreme Court, 1998)
District of Columbia v. Heller
554 U.S. 570 (Supreme Court, 2008)
McDonald v. City of Chicago
561 U.S. 742 (Supreme Court, 2010)
United States v. Orlando Hale
685 F.3d 522 (Fifth Circuit, 2012)
United States v. Randy Sanford
707 F.3d 594 (Sixth Circuit, 2012)
United States v. Caron
941 F. Supp. 238 (D. Massachusetts, 1996)
Frank Van Der Hule v. Eric Holder, Jr.
759 F.3d 1043 (Ninth Circuit, 2014)
State v. Eberhardt
145 So. 3d 377 (Supreme Court of Louisiana, 2014)

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Bluebook (online)
United States v. Paul Viola, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-paul-viola-ca5-2019.