United States v. Paul J. Buckley

934 F.2d 84, 21 Envtl. L. Rep. (Envtl. Law Inst.) 21113, 32 ERC (BNA) 2081, 1991 U.S. App. LEXIS 8828
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 30, 1991
Docket17-4221
StatusPublished
Cited by71 cases

This text of 934 F.2d 84 (United States v. Paul J. Buckley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Paul J. Buckley, 934 F.2d 84, 21 Envtl. L. Rep. (Envtl. Law Inst.) 21113, 32 ERC (BNA) 2081, 1991 U.S. App. LEXIS 8828 (6th Cir. 1991).

Opinion

*86 RYAN, Circuit Judge.

A jury convicted Paul J. Buckley of violating 42 U.S.C. §§ 7412(c)(1)(B), 7413(c)(1)(C), Clean Air Act provisions regulating the release of asbestos into the environment. The jury also convicted him of violating 42 U.S.C. § 9603(b)(3), a CERC-LA 1 provision requiring notification to authorities of any release of a reportable quantity of asbestos. Appealing both convictions, Buckley places two issues before this court. The first, is whether the jury instructions offended due process by misstating the level of scienter required for conviction under the statutes. The second, is whether the district court abused its discretion in denying Buckley’s motion for a mistrial, in view of the government’s efforts to elicit testimony concerning certain unduly prejudicial physical evidence.

We conclude that the jury instructions accurately stated the law, and that the trial court did not abuse its discretion in declining to grant a mistrial.

I.

A grand jury indicted Buckley and other parties on several counts related to the release of asbestos into the environment in the course of a demolition project. This appeal concerns only counts 4 and 5. Count 4 charged that Buckley violated 42 U.S.C. §§ 7412(c)(1)(B), 7413(c)(1)(C) by knowingly emitting certain amounts of asbestos into the environment in the process of demolishing a stationary source. Count 5 charged that Buckley violated 42 U.S.C. § 9603(b)(3) by failing to notify the appropriate federal agency of a known release of a reportable quantity of asbestos.

At trial, with respect to count 4 and related counts, the district court charged the jury in part as follows:

“Counts ... 4, ... are alleged violations of the Clean Air Act.”
The Clean Air Act prohibits the emission of a hazardous air pollutant in violation of any emission standard set by the EPA.
Before any defendant may be found guilty of a violation of the Clean Air Act, you must find beyond a reasonable doubt that ... he knowingly failed or caused any other person or employee to fail to comply with any of the work practice standards set forth....

(Emphasis added.)

With respect to count 5 and related counts, the district court charged the jury in part as follows:

Counts 3 and 5 of the Indictment charge specific defendants with failure to notify the appropriate agency of the United States that one [1] pound or more of asbestos had been released into the environment from a facility, in violation of CERCLA.
In order to prove a defendant guilty of this charge, the government must prove each of the following elements beyond a reasonable doubt:
Second: That the defendant knew of the release of more than one [1] pound of asbestos into the environment from the facility.
CERCLA’s reporting requirements are not extended to all employees involved in a release. The term ‘person in charge’ is deliberately designed to cover only supervisory personnel who have the responsibility for the particular facility. The reporting requirements of CERCLA apply to any person — even if of relatively low rank — who, because he was in charge of a facility, was in a position to detect, prevent, and abate a release of hazardous substances.
The defendant’s control over a facility need not be sole or exclusive. He need not be the only one in charge. There *87 may be several persons in charge of the same facility.
All that is necessary is that the individual have or share such control of the facility where the release occurred.
Knowledge ordinarily may not be proved directly, because there is no way of fathoming or scrutinizing the operations of the human mind. But you may infer the defendant’s knowledge from the surrounding circumstances.
You may consider any statement made and done or omitted by the defendant, and all other facts and circumstances in evidence which indicate his state of mind.
All the government must prove is that the defendant knew the general nature of the asbestos material on pipes or other facility components being demolished. The government does not have to show that the defendant knew the legal status of the asbestos materials or that he was violating the law.
The government is not required to prove a wrongful intent or awareness of wrongdoing. The question whether the defendant acted in good faith is not material. It is the responsibility of persons who voluntarily associate themselves with asbestos demolition operations as supervisors or persons in charge to comply with the law.

On the element of “knowledge,” the district court instructed generally as follows:

The law provides that an individual cannot avoid knowledge by deliberately closing his eyes to what would otherwise be obvious or by failing to investigate if he is in possession of facts which cry out for investigation.
Consequently, if you find beyond a reasonable doubt that the defendant acted with a conscious purpose to avoided [sic] learning the truth about the presence of asbestos, or consciously avoided investigating even though he was in possession of facts which demanded investigation, then you may find that the government has satisfied its burden of establishing knowledge.
If you find that the defendant was aware of a high probability that asbestos was present and that the defendant acted with deliberate disregard of the facts, you may find that the defendant acted knowingly. However, if you find that the defendant actually believed that there was no asbestos on pipes or in stoves, he may not be convicted.
It is entirely up to you whether you find that the defendant deliberately closed his eyes and any inferences to be drawn from the evidence on this issue.

Buckley objected to these instructions on the ground that they created a strict-liability criminal offense. The jury found Buckley guilty of counts 4 and 5. The court imposed a $5000 fine and sentenced Buckley to three years of probation and 300 hours of community service.

II.

A.

Buckley contends that the instructions violated due process by eliminating knowledge as an element of the crimes.

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934 F.2d 84, 21 Envtl. L. Rep. (Envtl. Law Inst.) 21113, 32 ERC (BNA) 2081, 1991 U.S. App. LEXIS 8828, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-paul-j-buckley-ca6-1991.