United States v. Pardo

636 F.2d 535, 204 U.S. App. D.C. 263, 7 Fed. R. Serv. 626, 1980 U.S. App. LEXIS 15000
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 11, 1980
DocketNos. 79-1831, 79-1836, 79-1895 and 79-1896
StatusPublished
Cited by135 cases

This text of 636 F.2d 535 (United States v. Pardo) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pardo, 636 F.2d 535, 204 U.S. App. D.C. 263, 7 Fed. R. Serv. 626, 1980 U.S. App. LEXIS 15000 (D.C. Cir. 1980).

Opinion

Opinion for the Court filed by Circuit Judge EDWARDS.

EDWARDS, Circuit Judge:

On February 1, 1979, Clifford Corbett, Melvin Bell, Paul Goodwin, Cecil Tate, Six-to Mendoza and Jose Pardo were charged in a two count indictment. Count I charged the defendants with unlawful possession with intent to distribute a controlled substance in violation of 21 U.S.C. § 841(a); Count II charged defendants with unlawful possession of a narcotic drug in violation of 33 D.C.Code § 402. In exchange for a plea of guilty to charges contained in other indictments, the above charges against Clifford Corbett were dropped. The remaining five defendants were found guilty of possession with intent to distribute a controlled substance following a four-day jury trial. Goodwin, Tate, Mendoza and Pardo here appeal that conviction.

Three issues are raised in this appeal. First, appellants claim that the trial judge committed reversible error in sustaining Clifford Corbett’s blanket refusal to testify and assertion of the Fifth Amendment privilege against self-incrimination. Second, appellants contend that if Corbett did have a valid Fifth Amendment right, the circumstances of this case required the trial court to compel a grant of immunity to Corbett as a condition for appellants’ prosecution. Finally, appellants Mendoza and Pardo claim that the trial judge wrongfully denied their motions for judgment of acquittal at the close of the Government’s ease.

We hold that Corbett did not have a blanket Fifth Amendment right to refuse to testify, and reverse the convictions of Goodwin and Tate for a new trial if the Government so elects. This ruling does not inure to the benefit of the other appellants, however, because they never sought to obtain the testimony of Corbett at trial. As a result of this ruling regarding Corbett’s Fifth Amendment claim, we need not reach the question whether appellants had a Sixth Amendment right to procure the testimony of Corbett through a grant of immunity. We uphold the trial judge’s denial of appellant Mendoza’s motion for judgment of acquittal at the close of the Government’s [266]*266case, and therefore affirm his conviction. As to appellant Pardo, however, we rule that the evidence was insufficient to justify submitting the case to the jury, and direct that Pardo’s conviction be reversed and the charges against him dismissed.

I.

We begin with a general outline of the facts. On appeal from conviction, we of course must present the facts in the light most favorable to the Government. United States v. Barlow, 470 F.2d 1245, 1250 (D.C. Cir. 1972).

On or about November 18, 1978, Special Agent John W. Lee, of the Drug Enforcement Administration, met Clifford Corbett (Tr. 53).1 Lee introduced himself as “Johnny” and represented to Corbett that he was in the business and buying and selling narcotics (Tr. 54). On November 21, 1978, and again on November 27,1978, Lee purchased an ounce of cocaine from Corbett (Tr. 55).

Beginning on December 27, 1978, Agent Lee made arrangements to purchase approximately two pounds of cocaine from Corbett for approximately $40,000 (Tr. 55-56). The events surrounding this transaction eventually led to the indictments involved in this appeal.

On December 29,1978, Lee received a call from Corbett indicating that Corbett wished to meet with Lee at approximately twelve noon (Tr. 56). Corbett advised Lee that his source was ready to do business. Accompanied by his partner, Special Agent Charles Howard (“Charlie”), Lee met Corbett at the intersection of Connecticut and Florida Avenues and proceeded to Corbett’s apartment at 1910 T Street, N.W. (Tr. 58-59).

Soon after the three men entered the apartment, Corbett received a telephone call informing him that his source would arrive in about fifteen minutes (Tr. 59). When the source had not arrived after approximately an hour, Lee and Howard left to take care of “other business” (Tr. 61).2 Lee told Corbett he would return in forty-five minutes.

Lee returned to the apartment at approximately 4 p. m. (Tr. 62). Agent Howard remained outside in a car. Once inside the apartment, Corbett told Lee that his source would sell a pound of cocaine for $26,500 (Tr. 63). Lee offered to pay no more than $22,000. After allegedly telephoning his source and determining that Lee’s price was acceptable, Corbett advised Lee that they would have to go to the place where the cocaine was stashed.3 Corbett instructed Lee to return to the car and wait for him.

Soon thereafter, Corbett, appellant Paul Goodwin, and a young woman exited the apartment building and entered a nearby parked car (Tr. 64).4 From the driver’s seat, Goodwin motioned for the agents to follow in their own car. Goodwin led the agents to a warehouse on Sligo Mill Road in Washington, D.C. (Tr. 67).

Corbett, Goodwin and Lee got out of the cars and approached the warehouse (Tr. 67).5 They were admitted to the warehouse by Melvin Bell (Tr. 68).6 Inside the warehouse, Lee was introduced to appellants Cecil Tate and Sixto Mendoza (Tr. 71).7 Lee overheard Tate say to Goodwin that he did not want a whole bunch of people up here, and Goodwin responded that “they are all [267]*267right” (Tr. 72).8 Tate then scrutinized Lee and Corbett and stated that everything was all right.

After going to the bathroom, Lee was instructed by Bell to join the others on the “mezzanine,” an open room built above a lounge next to the front office (Tr. 70, 73). Lee described the mezzanine as up about fifteen to twenty stairs, measuring approximately twelve by fifteen feet (Tr. 70). When Lee reached the mezzanine, appellant Mendoza was standing at the top of the stairs, and behind him was a desk (Tr. 73-74). Behind the desk was appellant Tate and behind Tate was an individual later identified as appellant Jose Pardo (Tr. 74).9 Corbett and appellant Goodwin were to the right of the desk.

Tate then asked whether Lee wanted to see “the stuff” (Tr. 75). Lee responded in the affirmative, and Tate placed a paper bag containing two plastic bags on the table.10 Tate said something to the effect of “here’s the stuff” (Tr. 75).

Lee then directed a question at Mendoza as to whether the stuff had been tested (Tr. 75). Mendoza responded that it had not been tested (Tr. 75, 216-18). At that point, Lee asked whether anyone had any clorox (Tr. 75). Not finding any, Lee asked Bell to go out to his car to get some clorox out of the trunk. While Bell was away, Lee inspected the powder. Tate advised Lee that everything was okay, that “it was some good stuff” (Tr. 76).

Before Bell returned, Agent Lee signaled to surveillance agents outside the warehouse (Tr. 76). Lee then pulled out his badge and revolver and arrested Corbett, Goodwin, Tate, Mendoza and Pardo (Tr. 77). Bell was arrested downstairs by one of the officers responding to Lee’s signal.

On February 1, 1979, Corbett, Goodwin, Tate, Mendoza, Pardo and Bell were indicted by a federal grand jury.

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Cite This Page — Counsel Stack

Bluebook (online)
636 F.2d 535, 204 U.S. App. D.C. 263, 7 Fed. R. Serv. 626, 1980 U.S. App. LEXIS 15000, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pardo-cadc-1980.