United States v. Parada

54 M.J. 730, 2001 CCA LEXIS 32, 2001 WL 40295
U S Coast Guard Court of Criminal Appeals·Decided January 18, 2001·No. CGCMS 24149; Docket No. 1100·Published·Cited by 3 cases

Opinions

McClelland, Judge:

Appellant was tried by a special court-martial, military judge alone. He was convicted of the following offenses pursuant to guilty pleas entered in accordance with a pretrial agreement: one specification of conspiracy to distribute marijuana in violation of Article 81 of the Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 881, and two specifications of wrongful distribution of marijuana in violation of Article 112a, UCMJ, 10 U.S.C. § 912a. The court sentenced Appellant to confinement for two months, reduction to pay grade E 2, and a bad-conduct discharge (BCD). The convening authority, in consonance with the pretrial agreement, approved the adjudged sentence, but suspended, for six months from the date of trial, all confinement in excess of thirty days.

Before this Court, Appellant assigned one error: that the military judge abused his discretion by admitting into evidence a local newspaper’s account of the offenses and Appellant’s arrest, which also referred to the Coast Guard’s “zero tolerance” policy toward drugs. Trial counsel offered this article during sentencing as a matter in aggravation evidencing the effect of the offenses on the small community of Seaside, Oregon. Appellant contends that the evidence was irrelevant, inadmissible hearsay, and tainted the proceedings with unlawful command influence by its reference to Coast Guard drug policy. We reject this assignment in its entirety. The article was relevant aggravation evidence bearing on the impact of Appellant’s offense as discrediting the Coast Guard in the eyes of the civilian community. We do not believe the passing reference to the Coast Guard’s “zero tolerance” policy in the article conveyed information that amounted to command influence. In any event, that information had no prejudicial effect in this trial by judge alone.

Our review of the record pursuant to Article 66(c), UCMJ, 10 U.S.C. § 866(c), has yielded other concerns, however, which prompted our ordering supplemental briefs on the following issues: (1) whether the specification under Article 81, UCMJ, for which Appellant was found guilty, was a misuse of the conspiracy charge as contemplated by U.S. v. Crocker, 18 M.J. 33, 40 (C.M.A.1984) and Manual for Courts Martial (MCM) Part IV, ¶ 5c(3) (1995); (2) was Appellant denied effective representation, to the prejudice of his substantial rights, during the period after trial before the convening authority acted; (3) was there a period when Appellant was without any representation at all in contravention of U.S. v. Leaver, 36 M.J. 133 (C.M.A.1992), U.S. v. Moseley, 35 M.J. 481 (C.M.A.1992), and U.S. v. Palenius, 2 M.J. 86 (C.M.A.1977), to the prejudice of his substantial rights; and (4) did the convening authority abuse his discretion, to Appellant’s substantial prejudice, by denying additional time requested by counsel to submit matters for consideration? Counsel for both Appellant and the Government have submitted supplemental briefs and orally argued these issues to the Court. Any motions to file documents submitted with supplemental briefs and not previously acted upon are hereby granted.

We find that the charge of conspiracy was misused in this case. Further, we find that Appellant was prejudiced by a failure of representation after his trial in preparation and submission of clemency matters to the convening authority. We, therefore, take corrective action.

THE CONSPIRACY CHARGE

The facts of the offenses, as gleaned from the providence inquiry, stipulation of fact, and uncontroverted testimony during presentencing proceedings, are as follows. Appellant had a telephone conversation with a friend of seventeen years in Montana, who asked Appellant if he could supply some marijuana. Appellant agreed to send about 10 grams of marijuana, priced at $180. Thereafter, he obtained 9.7 grams of marijuana and, following his friend’s guidance, packaged it so as to hide the odor of marijuana, addressed the package to his friend’s address, placed on it the return address of a local business picked at random from the phone directory, and delivered it to a local UPS site to be shipped. About eight weeks [732] later, he made a similar agreement by telephone with his friend, and similarly packaged and delivered 10.4 grams of marijuana to the local UPS site to be shipped to his friend. In each case, Appellant’s friend received the package. Unbeknownst to Appellant, however, at the time of the first shipment, the shipping clerk called the business listed as the return address for more information, leading to discovery by local authorities of the contraband. Thereafter, these authorities orchestrated a sting operation with authorities in Montana, who induced Appellant’s friend to arrange for the second shipment from Appellant.

Appellant contends, in a supplemental brief submitted upon our order for supplemental briefs, that the conspiracy specification was a Government misuse of conspiracy charging as contemplated by U.S. v. Crocker, 18 M.J. 33, 40 (C.M.A.1984) and, MCM, Part IV, ¶ 5c(3) (1995 ed.). Crocker, a case involving convictions of wrongful transfer of cocaine and of conspiracy to possess and transfer cocaine, suggests that not every case of illegal drug distribution is a conspiracy. Wharton’s Rule1 provides that where the agreement of two persons is necessary for the completion of the substantive crime and there is no ingredient in the conspiracy which is not present in the completed crime, conspiracy cannot be maintained. Crocker, 18 M.J. at 37, citing Pinkerton v. United States, 328 U.S. 640, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946), and Iannelli v. United States, 420 U.S. 770, 95 S.Ct. 1284, 43 L.Ed.2d 616 (1975). Correspondingly, the MCM provides, “There can be no conspiracy where the agreement exists only between the persons necessary to commit such an offense.” MCM, Part IV, ¶ 5c(3).2 However, the Government may charge conspiracy when more than the two parties required to commit the substantive offense are involved. Crocker, 18 M.J. at 38. Furthermore, in Crocker, the court held that Wharton’s Rule did not apply under the facts of that case. The court said:

The concerted activity of [the two parties involved in the conspiracy in the case] extended over a period of several days; and by acting in unison, the two men were able to achieve results which they could not have achieved separately. Thus, to whatever extent Wharton’s Rule is concerned with the presence of an added potential for evil resulting from concerted criminal action, [the conspiracy] should be treated as separate for purposes of findings and sentence.

Crocker, 18 M.J. at 39.3

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United States v. Parada, 54 M.J. 730, 2001 CCA LEXIS 32, 2001 WL 40295 (uscgcoca 2001).

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