United States v. Padilla-Colón

578 F.3d 23, 2009 U.S. App. LEXIS 19097, 2009 WL 2581725
CourtCourt of Appeals for the First Circuit
DecidedJuly 31, 2009
Docket07-2372
StatusPublished
Cited by34 cases

This text of 578 F.3d 23 (United States v. Padilla-Colón) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Padilla-Colón, 578 F.3d 23, 2009 U.S. App. LEXIS 19097, 2009 WL 2581725 (1st Cir. 2009).

Opinion

LIPEZ, Circuit Judge.

José Padilla-Colón (“Padilla”) was charged with one count of possession with *25 intent to distribute 7.1 grams of cocaine base, or “crack,” in violation of 21 U.S.C. § 841(a)(1), (b)(l)(B)(iii). Pursuant to a plea agreement, Padilla pled guilty and waived his right to appeal. At sentencing the district court determined that Padilla did not qualify for the “safety valve” provision, 18 U.S.C. § 3553(f), and thus was subject to a mandatory minimum sentence of five years. On appeal, Padilla argues that the district court erred in finding that he did not meet the requirements of the safety valve, and that, despite the waiver, the plea agreement does not bar his appeal. Applying the test established in United States v. Teeter, 257 F.3d 14, 24-26 (1st Cir.2001), we find that the waiver of appeal is invalid. However, because the district court did not err in denying Padilla the benefit of the safety valve, we affirm the sentence.

I

Where an appeal follows a guilty plea, we draw the facts from the plea colloquy, the unchallenged portions of the presentence investigation report, and the transcript of the sentencing hearing. United States v. Mercedes Mercedes, 428 F.3d 355, 357 (1st Cir.2005). In this case we also rely on the signed statement of facts accompanying the appellant’s plea agreement. See United States v. Laguna-Estela, 394 F.3d 54, 55 (1st Cir.2005).

After receiving a telephone call from a source claiming that Padilla was armed and stored weapons for another individual, Puerto Rico police surveilled his property on January 20 and 24, 2006. On both occasions, they observed Padilla carrying a weapon in his waistband. 1 On the second occasion, they saw him holding a bag from which the barrel of a rifle was protruding. He was also observed getting into and out of' his car, a white Suzuki Vitara. On February 3, police executed a search warrant for Padilla’s home and car. While searching the vehicle, officers discovered a gym bag containing 160 vials of crack and 121 rounds of .40 caliber ammunition.

On May 24, 2006, a federal grand jury returned a two-count indictment against Padilla, charging him with possession with intent to distribute several controlled substances. At arraignment, Padilla pled not guilty and then moved to suppress the evidence recovered in the search of his car. After the district court denied the motion, Padilla and the government executed a plea agreement on November 30. Under its terms, the government promised to move to dismiss the indictment. Padilla would then plead guilty to an information charging him with one count of possession with intent to distribute 7.1 grams of crack. Padilla also agreed not to appeal his sentence, as long as the district court “accept[ed] [the plea] agreement and sentence^] him according to its terms and conditions.”

Based on the quantity and kind of drugs recovered, the plea agreement calculated Padilla’s base offense level under the Sentencing Guidelines as 26, but identified reductions for acceptance of responsibility and compliance with the safety valve, resulting in an adjusted base offense level of 21. The agreement then stated,

A total base offense level of 21 and a Criminal History Category I results in a guideline sentencing range of 37-46 months. In the event the defendant fails to comply with all of the provisions of the safety valve, the adjusted base offense level remains at 23 which has a *26 corresponding imprisonment range of 46-57 months. As the parties are aware, however, for possession of five (5) grams or more of cocaine base the statutory penalty is not less than five years imprisonment.

Shortly thereafter, the agreement specified the safety valve requirements and noted, “Should defendant meet all the requirements of the ‘safety valve’ provisions ..., defendant’s Base Offense Level shall be reduced by two (2) levels.”

A change-of-plea hearing was held on November 30. At the hearing, the magistrate judge inquired into Padilla’s understanding of the sentencing recommendation. At the magistrate’s request, an Assistant United States Attorney explained the sentencing guidelines calculation and the maximum penalties possible for the offense, including the mandatory minimum sentence of five years. He discussed the safety valve reduction, explaining,

should [Padilla] comply with all of the provisions of the safety valve, he is also looking at an additional two (2) point reduction.... The Defendant understands that should he fail to meet safety valve, then of course he is looking at a base offense level of 23.... All of that notwithstanding Judge, there is a five (5) years [sic] mandatory minimum....

The magistrate judge confirmed that Padilla understood the explanation, asking,

Do you understand that in order to be entitled to the two (2) level reduction under the safet [sic] valve, you shall comply with five (5) requirements, as stated in paragraph nine (9) of your plea agreement, [including the requirement that you] must have provided truthful information to the Government prior to sentencing?

Padilla answered affirmatively.

The magistrate judge inquired into Padilla’s understanding of his waiver of appellate rights. After identifying the waiver and reading its terms to Padilla, she asked, “Are you aware that depending on the facts the court finds and the sentence it eventually imposes, both you and the Government may appeal the ■ sentence in this case subject to that waver [sic]?” Padilla said he was so aware, and then entered his guilty plea. The magistrate judge found that Padilla knew the terms of the plea agreement and had entered it “in an intelligent and voluntary manner.” See Fed.R.Crim.P. 11(b). She filed her Report and Recommendation on December 11, 2006, recommending that the district court accept Padilla’s guilty plea. On December 21, the district court accepted the plea.

In April 2007, two DEA agents and an Assistant United States Attorney interviewed Padilla as part of the safety valve process. During the interview, Padilla told the agents that he did not own the gym bag seized from his car in the February 3, 2006 search. He had stolen it the night before, he said, from the trunk of an abandoned ear, where it had been stored by local drug dealers who owed him money. Padilla had previously observed the dealers place drugs and money in a bag and hide the bag in the car trunk. Believing that the bag would contain money, he retrieved it from the trunk; instead, it contained only drugs and ammunition. Padilla did not know what to do with the contraband, and the next morning it was seized by police.

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Cite This Page — Counsel Stack

Bluebook (online)
578 F.3d 23, 2009 U.S. App. LEXIS 19097, 2009 WL 2581725, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-padilla-colon-ca1-2009.