United States v. Pablo Perez Montanez

371 F.2d 79, 1967 U.S. App. LEXIS 7760
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 16, 1967
Docket28911_1
StatusPublished
Cited by14 cases

This text of 371 F.2d 79 (United States v. Pablo Perez Montanez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pablo Perez Montanez, 371 F.2d 79, 1967 U.S. App. LEXIS 7760 (2d Cir. 1967).

Opinion

FEINBERG, Circuit Judge:

In 1953, appellant Pablo Perez Mon-tanez pleaded guilty in the United States District Court for the District of Puerto Rico to a charge of purchasing narcotic drugs not in or from the original stamped package, and received a three-year sentence. Int.Rev.Code of 1939, § 2553(a) (now Int.Rev.Code of 1954, § 4704(a)). In 1962, appellant pleaded guilty in the United States District Court for the Southern District of New York to a charge of selling heroin in violation of 21 *81 U.S.C. §§ 173, 174. An information was filed by the United States Attorney giving the details of the 1953 conviction; appellant admitted the truth of the information. On November 2, 1962, he was sentenced to a term of ten years. Although he could have been sentenced to ten years in the sentencing judge’s discretion even if he had been only a first narcotics offender, 21 U.S.C. § 174, the record indicates that the ten-year sentence was imposed because of the minimum-mandatory provisions for second offenders. 21 U.S.C. § 174; Int.Rev. Code of 1954, § 7237(c).

Appellant began service of his ten-year sentence, and is still incarcerated. In August 1963, he moved before the New York sentencing judge to correct his sentence under Fed.R.Crim.P. 35, on the ground that the underlying conviction in Puerto Rico was void for lack of jurisdiction. Appellant’s argument was that the Puerto Rico court, as a territorial court, could not try an offense arising under Int.Rev.Code of 1939, § 2553(a). In a careful opinion, Judge Edelstein denied the motion on the alternative grounds that appellant had no remedy in the Southern District and that the court in Puerto Rico had jurisdiction to convict appellant. 226 F.Supp. 593 (S.D.N.Y. 1964).

The Government raises here, as it did successfully in the trial court, a number of procedural objections to appellant’s motion. Thus, it argues that Rule 35 cannot be used to attack a prior conviction; moreover, appellant is not entitled to relief under 28 U.S.C. § 2255 because he is not “in custody” under the sentence characterized as illegal, and a section 2255 motion would have to be brought before the court in Puerto Rico which imposed the sentence. We need not examine the nuances of Rule 35 since appellant’s motion may be treated as a motion under section 2255, Andrews v.

United States, 373 U.S. 334, 337-338, 83 S.Ct. 1236, 10 L.Ed.2d 383 (1963), and should be. It is true that ás a matter of semantics appellant is “attacking” the Puerto Rico conviction because he wishes to see it fall. Nevertheless, his primary purpose is to correct the New York sentence; his point is that the trial judge might have sentenced him to the mandatory-minimum of five years for first offenders if the judge had not felt legally obliged to impose ten years. Whether this is so we do not know, but there is no doubt that appellant is “in custody” under the New York sentence; moreover, he need not — and in fact does not on the face of the motion — seek immediate release to bring a section 2255 motion. Andrews v. United States, supra at 339-340, 83 S.Ct. 1236. 1 Appellant has by this time served over four years of his sentence and raises a significant constitutional issue of a type heretofore entertained by this court in a collateral review. United States v. Allocco, 305 F.2d 704, 705-708, 9 L.Ed.2d 511 (2d Cir. 1962), cert. denied, 371 U.S. 964, 83 S.Ct. 545 (1963). The contention made there was that a judge who had only a recess commission “was not constitutionally empowered to preside over the trial” of a narcotics case. Although this court rejected that argument, it held that collateral attack under 28 U.S.C. § 2255 was a proper means of raising it. Under these circumstances, we think it inappropriate to require appellant to move in the Puerto Rico court to set aside a conviction and sentence he has already served.

Appellant’s argument on the merits contrasts constitutional with legislative (or territorial) courts. We approach with trepidation a subject that has only recently produced extensive opinions in the Supreme Court. 2 The distinction between the two types of courts has been recognized in a series of *82 Supreme Court cases, see Glidden Co. v. Zdanok, 370 U.S. 530, 543-552, 82 S.Ct. 1459, 8 L.Ed.2d 671 (1962) (opinion of Harlan, J.), and authorities cited therein, and may in the context here be stated as follows: A constitutional court is one established under article III, section 1 of the Constitution; 3 a legislative or territorial court stems from other constitutional authority, e. g., article IY, section 3, clause 2, which gives Congress power to make necessary rules respecting territories. 4 Appellant claims that his conviction in Puerto Rico in 1953 is void because the court there, as a territorial court, had no jurisdiction to try an offense arising under national criminal statutes since such a case may be tried only in a constitutional (article III) court. In support of his characterization of the Puerto Rico court as something other than a constitutional court, appellant emphasizes that the district judge in Puerto Rico 5 6had tenure not for life but only for eight years. See former 28U.S.C. § 134(a) (1964). 6

Before proceeding to further discussion of the merits, it should be noted that the Government makes no issue of appellant’s standing to question the exercise of jurisdiction by the Puerto Rico court. As to this, despite some earlier doubt, 7 it appears settled that when a constitutional court is required by article III, litigants have an enforceable right to such a court. In Glidden Co. v. Zdanok, supra at 533, 82 S.Ct. at 1464, the “prevailing opinion” of the Court by Mr. Justice Harlan, joined by Justices Brennan and Stewart, stated: “Article III, § 1, however, is explicit and gives the petitioners a basis for complaint * * 8 In that case, as here, petitioners complained of decisions by judges without constitutional power to adjudicate. 9

Considering the merits of appellant’s case, his first point is that the district court in 1953 (the date of his first conviction) was a non-article III court. He finds adequate support in Balzac v. People of Porto Rico, 258 U.S. 298, 42 S.Ct. 343, 66 L.Ed. 627 (1922).

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Palmore v. United States
290 A.2d 573 (District of Columbia Court of Appeals, 1972)
United States v. Valentine
288 F. Supp. 957 (D. Puerto Rico, 1968)
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280 F. Supp. 97 (S.D. New York, 1968)
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388 F.2d 449 (Second Circuit, 1968)

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Bluebook (online)
371 F.2d 79, 1967 U.S. App. LEXIS 7760, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pablo-perez-montanez-ca2-1967.