United States v. Olean

56 M.J. 594, 2001 CCA LEXIS 323, 2001 WL 1379832
U S Coast Guard Court of Criminal Appeals·Decided November 6, 2001·No. CGCMG 0147; Docket No. 1107·Published·Cited by 13 cases

Opinion

CASSELS, Judge:

Appellant was tried by a general court-martial composed of officer and enlisted members. Contrary to his pleas, he was convicted of the following offenses: maltreatment of SN F (Specification 2 of Charge I); maltreatment of SN S (Specification 3 of Charge I); making a false official statement (sole specification under Charge II); sodomy with SN F (sole specification under Charge III); adultery with SN F (sole specification under Charge IV); and failure to obey a lawful general order by sexually harassing SN F (sole specification under Additional Charge); in violation of Articles 93, 107, 125, 134, and 92 of the Uniform Code of Military Justice (UCMJ), 10 USC §§ 893, 907, 925, 934, and 892 respectively. Appellant was sentenced to reduction to pay grade E 1, confinement for six months, and a bad-conduct discharge. The convening authority approved the sentence as adjudged.

Before this Court, Appellant has assigned three errors: (1) that he was prejudiced by the admission of uncharged misconduct in the form of testimony about Appellant’s alleged domestic violence and his assault on a subordinate; (2) that he was prejudiced by the exclusion of evidence of vengeful statements made by SN F, the principal Government witness, that she intended to “take down” Appellant; and (3) that the evidence is factually insufficient to support findings of guilt as to the five charges resting in whole or significant part on SN F’s testimony (maltreatment of SN F, making a false official statement, sodomy, adultery, and sexual harassment in violation of a lawful general order). This third assignment of error was brought on behalf of Appellant under United States v. Grostefon, 12 M.J. 431 (CMA 1982).

We reject Appellant’s first assignment of error. The judge did not err in admitting the victim witnesses’ testimony that they were aware of allegations of Appellant’s domestic violence and assault on a subordinate. We also reject the third assignment of error without further discussion, as we find the evidence sufficient to sustain the convictions. However, with regard to the second assignment of error, we hold that the judge did err in excluding evidence of SN F’s vengeful statements toward Appellant. We hold that this error was not harmless, and we set aside the findings of guilty for those specifications affected by this error and order a rehearing.

Background

Appellant, a married man, reported to Group Eastern Shore, Virginia, in July of 1996, where he assumed duties as the Food Service Officer in charge of the Group galley. In November 1996, prior to the allegations that were the subject of Appellant’s court-martial, Appellant sprayed a can of chemical irritant onto the head and neck of Petty Officer (PO) Grijalva, Appellant’s subordinate, in Appellant’s garage. At the time, PO Grijalva was present at Appellant’s home in response to Appellant’s wife’s request for assistance in keeping Appellant, who was drunk and disorderly and behaving in a violent manner, out of the house. As a result, in December 1996, Appellant’s commanding officer imposed non-judicial punishment on Appellant for being drunk and disorderly. The punishment included reduction to pay grade E-5. He was also relieved of his duties as the Food Service Officer, but remained in the galley as the leading petty officer.

SN S, the alleged victim of one of the maltreatment specifications, was also stationed at Group Eastern Shore. She served in the galley as a mess cook during portions of 1996 and 1997, including the period from December 1996 to April 1997. As mess cook, [597] she assisted the duty cook and was Appellant’s subordinate. At trial, SN S testified that when she returned to work in the galley in December 1996 she was aware of Appellant’s nonjudicial punishment and the misconduct for which it was imposed, and that it related to a domestic dispute that Appellant had had with his wife. SN S testified that she had also heard of allegations of other domestic violence involving Appellant and his wife. SN S testified as to Appellant’s comments alleged in the one specification1 of maltreatment directed towards herself, and the effect those comments had on her. SN S also provided testimony regarding comments she overheard Appellant make to SN F, which are the subject of the other maltreatment specification2 of which Appellant was convicted.

SN F reported to Group Eastern Shore in August 1995. She was a Food Service Specialist Third Class (E^f) at the time she reported aboard, and served as a duty cook in the Group galley. She began working for Appellant after he became Food Service Officer at the Group in August 1996. SN F departed on maternity leave in November 1996, and returned to full duty in February 1997. She had had performance problems which were raised at trial by the defense to show, among other things, that SN F’s career in the Coast Guard was already beyond salvaging. The purpose was to show that SN F’s testimony in support of the maltreatment allegation, to the effect that she endured mental pain and suffering from Appellant’s comments threatening her career, was unrealistic and not credible. SN F’s severe performance problems led to the following adverse administrative actions by Group Eastern Shore: failure to earn the Group’s recommendation for advancement; placement on six month’s performance probation in May 1996; non-judicial punishment in May 1996 which resulted in her being reduced in pay grade to E-3 in September 1996 when the suspended bust was vacated; the Group’s December 1996 request for authority to discharge her, which was denied; the Group’s December 1996 extension of her performance probation for an additional three months after she returned from maternity leave; the Group’s recommendation in May 1997 that she not be reenlisted; and removal of her “FS” designator in June 1997. She was discharged from the Coast Guard in September 1997. Some of these actions led to, and pertain to the relevance of SN F’s take down threat at issue in the second assignment of error.

On 5 March 1997 SN F accompanied Appellant to a “food show” in Virginia Beach, Virginia, approximately two hours’ drive from the Group, and they stayed overnight there in a single motel room. SN F testified that Appellant forced her to have sexual intercourse and oral sex with him that night in the motel room; and that he made threatening comments to her that were the subject of specification 1 of Charge I (maltreatment), a specification for which the members found Appellant not guilty. SN F testified that she told Appellant “no” prior to the first act of intercourse, but that she did not resist him further because she feared Appellant, based on her knowledge of his assault on PO Grijalva and alleged acts of domestic violence. She also testified that she wanted to remain in the Coast Guard and feared that Appellant might make it difficult if she resisted. SN F testified that she suffered through further threatening comments by [598] Appellant on or about 17 March 1997 after they returned from the food show. These comments were the subject of the maltreatment allegation in specification 2 of Charge I.3 Some of the comments were overheard by SN S, as mentioned above. After SN F reported the allegations of misconduct, Appellant was interviewed by agents of the Coast Guard Investigative Service. He denied SN F’s version of events, and accused her of being intoxicated and initiating oral sex on him while he was asleep.

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United States v. Olean, 56 M.J. 594, 2001 CCA LEXIS 323, 2001 WL 1379832 (uscgcoca 2001).

56 M.J. 594 (United States v. Olean) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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