United States v. Ferguson

28 M.J. 104, 1989 CMA LEXIS 475, 1989 WL 38385
CourtUnited States Court of Military Appeals
DecidedMay 8, 1989
DocketNo. 58,030; NMCM 87 0210
StatusPublished
Cited by59 cases

This text of 28 M.J. 104 (United States v. Ferguson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ferguson, 28 M.J. 104, 1989 CMA LEXIS 475, 1989 WL 38385 (cma 1989).

Opinion

Opinion of the Court

EVERETT, Chief Judge:

In this appeal from a general court-martial conviction,1 2we must decide whether [105]*105the military judge erred to Ferguson’s prejudice by admitting evidence of his prior uncharged misconduct. See Mil.R.Evid. 404(b), Manual for Courts-Martial, United States, 1984.2 (25 MJ 192). This evidence consisted of testimony both from the alleged victim of the charged offenses and from her older sister. We conclude that the military judge erred by overruling the timely defense objection thereto.

I

Kim and Kathy are Ferguson’s stepdaughters. Kim, the alleged victim in this case, was born in 1970; and Kathy, her sister, was born in 1967.

Kim testified that she had visited the Alcohol Rehabilitation Center in the fall of 1985 in an effort to get help for her mother. During discussions there, Kim revealed that appellant regularly had committed oral sodomy with her in 1983. She also testified that, in December 1985, appellant had fondled her breast and touched her vaginal area. Moreover, she swore that he had solicited sexual intercourse with her on January 1, 1986. These incidents formed the bases of the three charges against appellant. See n. 1, supra.

During her testimony, Kim stated that, “when I was very little, ... [appellant] would put something sweet on his penis____ Something sweet like sugar” and then make her “suck on his penis.” (Emphasis added.) Objecting to this testimony “as far as time period,” defense counsel explained: “[S]he says when she was very little. I’m not sure what she means by that. I think we might need an Article 39(a) session. I anticipate the need for one.” When trial counsel indicated that he did not intend to pursue this line of questioning any further, the military judge directed the examination to continue, without ruling on defense counsel’s objection and without limiting in any way the members’ consideration of this testimony.

To support Kim’s testimony in an anticipated battle of credibility against appellant’s denials and explanations, the prosecution called Kathy as a witness. Prior to her testifying, though, defense counsel asked for an out-of-court session under Article 39(a), Uniform Code of Military Justice, 10 USC § 839(a), regarding the scope of Kathy’s testimony. At that session, the military judge asked trial counsel for an “offer of proof ... as to what you anticipate from this witness.” The following colloquy ensued:

TC: Your Honor, other than the corroborative testimony of this witness regarding incidents that occurred to Kimberly, the government plans to question Kathryn, her older sister, on similar acts that were perpetrated upon her. The theory being that—
MJ: By the accused?
TC: Yes, Your Honor, by this accused, and that under 404(b), this is admissible as other acts evidence.
MJ: When, where, and specifically, what type of acts?
TC: All right, Your Honor. The acts that we’re referring to are the acts of sodomy almost exactly as Kimberly testified thereto, is that the accused used some sweet substance, placed it on his organ, and then had the girls suck his penis. Because of that similar modus operandi, we feel that that comes under 404(b) and that because of the similarity in nature — similarity of the accused and the relationship of the sisters, the fact that they were stepdaughters, that this demonstrates a plan, preparation, the modus operandi, that ascribes credibility to this testimony and it’s highly rele[106]*106vant in proving the offense that [is] before the court.
MJ: And when and where did this occur?
TC: This occurred in the — if I’m not mistaken in California, Your Honor, when the family lived in California, when Kathy was under ten.

Defense counsel voiced “a strenuous objection.” He noted that the uncharged misconduct at issue was very “remote in time.” Further, observing that modus operandi evidence usually is relevant only “when identity [of the perpetrator] is an issue,” he reminded the judge that identity of appellant as the alleged assailant was not in contest. Finally, highlighting the prejudicial nature of the evidence compared to any remote probative value, he urged that the evidence presented a danger that the members would thereby view appellant as “a bad actor or a bad person” and convict him accordingly.

In response, trial counsel referred to the decision of the Court of Military Review in United States v. Cuellar, 22 MJ 529 (NMCMR 1986),3 in support of the Government’s contrary position as to whether prejudice outweighed probative value. Moreover, trial counsel asserted that, in a prosecution like this, the cited precedent also supported use of such evidence to show specific intent, as well as “identity so that it isn’t necessary the identity be in question, it is simply allowed to prove the issue of intent for the sodomy cases.”

After more exchanges between counsel, the military judge concluded that “the fact that these incidents [presumably, the alleged sodomies with Kim during 1983 and the claimed sodomies with Kathy, apparently in 1974 or 1975] occurred so far apart ... [is not] particularly significant.” Further, he found “that the act of oral sodomy could be, obviously, very similar and I think that it’s extremely relative [sic].” Finally, although the evidence was clearly prejudicial to appellant, the military judge held that the prejudice did not greatly outweigh the probative value. “So, I’m going to overrule defense objection to the admission of Kathy’s testimony on prior acts of oral sodomy with the accused.”

Subsequently, Kathy took the stand and indicated her personal belief in what “was going on” with Kim. When asked why she believed the incidents had occurred, she answered, “Because from my, sort of, past of what I remembered happened to me.” Here, defense counsel interrupted to “renew my objection and ask for a limiting instruction at the appropriate time during this testimony either before or after for the purpose for which it can be used.” The judge asked if defense counsel had one “handy,” and counsel responded that it was just the usual one. Without further substantively responding to the defense objection or the request for a limiting instruction, the military judge told trial counsel to proceed.

Thereafter, Kathy revealed that, when she was “about 7 or 8 years old, real young” (presumably, then, about 1974 or 1975), appellant had made her “suck on his penis____ Sometimes he would put something sweet on it.” Consistent with Kim’s testimony as to her experiences, Kathy stated that these incidents occurred in the family house when her mother either was absent or was asleep.

At the conclusion of Kathy’s testimony, the military judge gave the members the following limiting instruction as to use of that evidence:

Members, I want to give you an instruction regarding some of Kathy’s testimony. Through her testimony, evidence was introduced that she also engaged in oral sodomy with her stepfather. You may consider that for the very limited purpose of its tendency, if any, to identify the accused as a person who committed the offenses which are charged at this court-martial.

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Cite This Page — Counsel Stack

Bluebook (online)
28 M.J. 104, 1989 CMA LEXIS 475, 1989 WL 38385, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ferguson-cma-1989.