United States v. Ocana

CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 18, 2000
Docket98-41133
StatusPublished

This text of United States v. Ocana (United States v. Ocana) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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United States v. Ocana, (5th Cir. 2000).

Opinion

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 98-41133

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

FLORA ALICIA OCANA,

Defendant-Appellant.

Appeals from the United States District Court for the Southern District of Texas

February 18, 2000

Before KING, Chief Judge, POLITZ, and STEWART, Circuit Judges.

CARL E. STEWART, Circuit Judge:

Flora Alicia Ocana appeals the sentence she received after pleading guilty to conspiracy to

possess with intent to distribute approximately 90 kilograms of marihuana, in violation of 21 U.S.C.

§§ 846, 841(a)(1), and 841(b)(1)(c). Ocana challenges the district court’s enhancement of her

sentence based on post-conviction conduct. This post-conviction conduct led to an increase in

Ocana’s base level offense, and a sentence enhancement for role in the offense. We affirm. FACTUAL AND PROCEDURAL BACKGROUND

On April 19, 1997 Flora Alicia Ocana (“Ocana”) was arrested after a traffic stop and found

to be in possession of 90 kilograms of marihuana. In May 1997, Ocana and her co-defendant Keenan

Stroud Bennet were indicted on one count of conspiracy to possess marihuana with intent to

distribute, and a second count of possession of marihuana with intent to distribute. On July 25, 1997

Ocana plead guilty to the first count of the indictment. Ocana also agreed to provide a truthful

rendition of the facts for the probation department in exchange for the government’s agreement to

dismiss count two of the indictment and recommend a sentence at the low end of the applicable

guideline range. The initial presentence report (“PSR”) was submitted September 26, 1997 and

determined that the total offense level was 21, which was based on an offense level of 24 for

possession of 90 kilograms of marihuana and a three-level decrease for acceptance of responsibility.

This initial determination equaled a guideline range of 37-46 months imprisonment.

In November 1997, border patrol agents stopped Ricardo Flores (“Flores”), Norma Salina

Cervantes (“Cervantes”), and Cervantes’s three sons. The border patrol discovered 48 kilograms of

marihuana. Cervantes immediately informed the border patrol and FBI that the drugs belonged to

Ocana, who had hired them to transport the marihuana (“November 1997 offense” or “post-

conviction conduct”).1 On June 5, 1998 the government provided ex parte notice to the court

concerning alleged misconduct of the defendant. Based on the information about the November 1997

offense the probation officer filed an addendum to the PSR (“second addendum”) recommending that

1 Ocana was indicted June 10, 1998 for her part in this activity. The Government later dropped the charges. At oral argument the prosecutor stated that the reason he dropped the indictment was that any sentence rendered for the November 1997 offense would have run concurrent to the sentence received in the present case.

2 Ocana be sentenced based on a total offense level of 28. This total offense level included a base

offense level of 26, a figure that included the additional 48 kilograms of marihuana. In the second

addendum the PSR also recommended a two-level upward adjustment for role in the offense and

recommended denying the three-level decrease for acceptance of responsibility.

Ocana’s attorney filed objections to the second addendum to the PSR. Ocana argued that the

November 1997 offense was not relevant to her sentencing, and she also denied ownership or

responsibility for the marihuana that was found by the border patrol. The probation officer filed a

third addendum to the PSR in response to Ocana’s objections. The third addendum to the PSR stated

that pursuant to 1B1.3(a)(2) the November 1997 offense was part of the same course of conduct as

the offense for which Ocana plead guilty, and therefore was required to be considered in determining

Ocana’s sentence.

At the sentencing hearing FBI Agent Rob Andrews (“Agent Andrews”), Flores, and Cervantes

were called to testify. On the morning of the hearing Flores and Cervantes informed Agent Andrews,

and testified that Ocana had recruited them to transport marihuana to Florida on at least two other

occasions before they were apprehended by the border patrol in November 1997. Cervantes and

Flores testified that Ocana told them to rent a van, and take their kids on the trip to make it look like

a family vacation. They claimed that on all of these trips they drove the van to Winter Garden,

Florida, found a hotel, and t hen contacted Ocana who would fly to Florida and meet them at the

hotel. They stated that Ocana would pick up the van from them at the hotel and complete the final

delivery of the drugs. After hearing this testimony the court overruled Ocana’s objections and

adopted the findings of the second addendum to the PSR. The court accepted the inclusion of the

48 kilograms of cocaine in the determination of the base offense level, the two-level enhancement for

3 Ocana’s role in the offense, and the rejection of the three-level reduction for acceptance of

responsibility. The sentencing guideline range for a total offense level of 28 is 78 to 97 months. The

court sentenced Ocana to a 90 month term of imprisonment and a three year term of supervised

release.

DISCUSSION

Ocana raises three issues on appeal. First, Ocana argues that the district court erred in

increasing her base offense level based on conduct that occurred after she was convicted. Second,

Ocana challenges the district court’s finding of a two-level enhancement for role in the offense based

upon evidence of Ocana’s alleged post-conviction conduct. Finally, Ocana contends that the district

court erred in relying on her alleged co-conspirators testimony because it did not have a sufficient

indicia of reliability.

A. Standard of Review

This court normally reviews the district court’s application of the Sentencing Guidelines de

novo and its factual findings for clear error. A sentence will be upheld unless it was imposed in

violation of law, was an incorrect application of the sentencing guidelines, or is outside the range of

the applicable sentencing guideline. United States v. Hernandez-Guevara, 162 F.3d 863,876 (5th Cir.

1998). Failure to object to either the PSR or the district court’s sentence results in review for plain

error. See United States v. Ruiz, 43 F.3d 985, 988.

In the present case, the Government urges this court to review the district court’s application

of the sentencing guidelines for plain error because Ocana did not raise the same objections in the

4 district court that she raises in this appeal. We find that Ocana did make written objections to the

PSR. The third addendum to the PSR acknowledges Ocana’s objections to the second addendum

to the PSR regarding the increase in her base offense level and the adjustment for her role in the

offense. Ocana’s objection to the second addendum’s recommendation on her base offense level was

as follows:

“The defendant asserts that the information in the Second Addendum to the Presentence

Report is not relevant conduct impacting her sentence of conviction. The defendant denies

the ownership or any responsibility for the marihuana that Norma Cervantes and Ricardo

Flores were caught transporting.”

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