United States v. Nguyen

847 F. Supp. 496, 24 Envtl. L. Rep. (Envtl. Law Inst.) 21151, 1994 U.S. Dist. LEXIS 4090, 1994 WL 108488
CourtDistrict Court, S.D. Mississippi
DecidedMarch 16, 1994
DocketCiv. A. No. 1:93-CV-26RR
StatusPublished
Cited by1 cases

This text of 847 F. Supp. 496 (United States v. Nguyen) is published on Counsel Stack Legal Research, covering District Court, S.D. Mississippi primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Nguyen, 847 F. Supp. 496, 24 Envtl. L. Rep. (Envtl. Law Inst.) 21151, 1994 U.S. Dist. LEXIS 4090, 1994 WL 108488 (S.D. Miss. 1994).

Opinion

MEMORANDUM ORDER

DAN M. RUSSELL, Jr., District Judge.

This matter is before this Court on Motion of the plaintiff, United States of America (hereinafter “USA”), for Summary Judgment against the defendant, Billy Hope Nguyen (hereinafter “Nguyen”), and on Motion of the plaintiff USA to Limit Review to the Administrative Record and to Strike Demand for Trial by Jury. Aso before the Court is the Motion of defendant Nguyen for Summary Judgment.

The USA seeks to collect civil penalties which have been administratively assessed against defendant Nguyen by the Secretary of Commerce for two violations of the Endangered Species Act of 1973, 16 U.S.C. Section 1531, et seq. (hereinafter “ESA”), and applicable provisions of 50 C.F.R. Parts 217, 222, and 227. These violations involve the knowing and unlawful failure by defendant to use a qualified turtle excluder device (“hereinafter “TED”) in each net during trawling on a vessel 25 feet or longer in length in the Gulf of Mexico area offshore. The penalties in issue were assessed in two separate administrative proceedings against the defendant for knowingly failing to use the TED while trawling in the Gulf of Mexico. As of the date of this Memorandum Order, the defendant has not paid either of the penalties in issue.

In the first case, Agency Case Number SE890526ES,1 penalties are sought in the amount of $12,000, plus interest accruing at a rate of nine percent per annum, process and handling charges, and the cost of this suit. In the second case, Agency Case Number SE900801ES, penalties are sought in the amount of $12,000, plus interest accruing at a rate of eight percent per annum, process and handling charges, and the cost of this suit.

[498]*498The defendant denies that he is liable to the United States for the assessed civil penalties. He cites the ESA and the Administrative Procedures Act, 5 U.S.C. Section 500, et seq. (hereinafter “APA”), and alleges that the United States failed to comply with those,, acts and denied him constitutional due process.

The USA submits that for the reasons presented herein below this Court should sustain the decision of the Secretary of Commerce as that decision is “supported by substantial evidence on the record considered as a whole.”

I. FINDING OF FACTS

In accordance with Uniform Local Rules 8(d) the USA has filed with the Clerk of the Court its itemization of the facts relied upon in support of its Motion for Summary Judgment which are both material and undisputed. The facts recited in that itemization are incorporated herein by reference. Furthermore, attached as exhibits to the Motion for Summary Judgment are the administrative records of the U.S. Department of Commerce regarding the subject civil penalties. The matters contained in those exhibits are likewise incorporated herein by reference.

The salient undisputed, material facts which entitle the USA to summary judgment in this action are as follows.

A. Case Number SE890526ES

On November 6, 1989, defendant Nguyen, as operator and owner of the F/V “Shadows of the Night” (U.S. documentation number 918591), was cited for knowingly failing to use a qualified TED in each net during trawling on a vessel 25 feet or longer in length in the Gulf of Mexico area offshore as defined in 50 C.F.R. Section 217.12. Thereafter, on March 14, 1990, the Secretary of Commerce, acting through the Office of General Counsel, the National Oceanic and Atmospheric Administration (hereinafter “NOAA”), issued a Notice of Violation and Assessment (hereinafter “NOVA”) to defendant for violation the ESA and its regulations pursuant to 15 C.F.R. Section 904.101. The NOVA assessed a civil penalty in the amount of $12,000.2

The defendant Nguyen received the NOVA by certified mail, return receipt requested, on March 19, 1990 (Motion Exhibit A at Tab 6; Motion Exhibit B, attachment 3). The defendant Nguyen did not respond to the NOVA within 30 days of receipt of the NOVA by, for example, requesting a hearing as provided for by the governing rules of civil procedure found at 15 C.F.R. Part 904 and as explained in the NOVA and accompanying cover letter (Motion Exhibit A at Tabs 2 and 6; Motion Exhibit B, attachments 1 and 2). Therefore, the penalty became the final order of the Agency under 15 C.F.R. Section 904.104(a). Further, the defendant Nguyen failed to pay the NOVA-assessed penalty which became a final agency assessment on April 18, 1990. Pursuant to 15 C.F.R. Section 904.105, full payment of the civil penalty became due.

Because the defendant Nguyen did not pay the penalty, NOAA issued a written demand for payment in accordance with 4 C.F.R. Section 102 to the defendant Nguyen on June 21,1990 (Motion Exhibit A at Tab 6; Motion Exhibit B, attachment 4). Said written demand was received by defendant by certified mail return receipt requested on June 27, 1990 (Motion Exhibit A at Tab 6; Motion Exhibit B, attachment 5).

By facsimile letter dated July 13, 1990, a hearing request was submitted on behalf of the defendant Nguyen by Tee John Mialjevich (Motion Exhibit A at Tab 4). The agency transmitted the hearing request to the administrative law judge (Motion Exhibit A at Tab 5) along with the Agency’s Motion in Opposition to Hearing Request (Motion Exhibit A at Tab 6; Motion Exhibit B). The Agency opposed the hearing request because. it was untimely — it was received 116 days after defendant’s receipt of the NOVA and after the penalty assessed in the NOVA had become final and due.

By Order dated July 27,1990, the administrative law judge debarred Mr. Mialjevich from representing the defendant Nguyen [499]*499(Motion Exhibit A at Tab 7), and subsequently, on August 3, 1990, ordered the defendant Nguyen to show cause (Motion Exhibit A at Tab 8). The administrative law judge dismissed the hearing request on September 19, 1990, based on a failure to respond (Motion Exhibit A at Tab 9).3 The defendant Nguyen continued to fail to pay the NOVA-assessed penalty.

Because the defendant Nguyen did not pay the penalty, NOAA issued additional written demands of payment on November 26, 1990, March 5, 1991, May 30, 1991, and February 27, 1992, as filed with the complaint in this ease.

B. Case Number SE900801ES

On November 20, 1990, the defendant Nguyen, as operator and owner of the F/V “Shadows of the Night” (U.S. documentation number 918591), was cited for a second time for knowingly failing to use a qualified TED in each net during trawling on a vessel 25 feet or longer in length in the Gulf of Mexico area offshore as defined in 50 C.F.R. Section 217.12. Thereafter, on June 4, 1991, the Secretary of Commerce, acting through the Office of General Counsel, NOAA, issued a NOVA to the defendant Nguyen for violating the ESA and its regulations pursuant to 15 C.F.R. Section 904.101. The NOVA assessed a second civil penalty in the amount of $12,-000.4

The defendant Nguyen received this NOVA by certified mail return receipt, on June 19, 1991 (Motion Exhibit C at Tab 2).

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Related

United States v. Nguyen
68 F.3d 470 (Fifth Circuit, 1995)

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Bluebook (online)
847 F. Supp. 496, 24 Envtl. L. Rep. (Envtl. Law Inst.) 21151, 1994 U.S. Dist. LEXIS 4090, 1994 WL 108488, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-nguyen-mssd-1994.