United States v. Nelson

465 F.3d 1145, 2006 U.S. App. LEXIS 25040, 2006 WL 2848113
Court of Appeals for the Tenth Circuit·Decided October 6, 2006·No. No. 06-6071·Published·Cited by 235 cases

Opinion

HARTZ, Circuit Judge.

Alton Ray Nelson Jr. has filed a notice of appeal from the district court’s order denying his motion under Fed.R.Civ.P. 15 to amend and supplement his previously denied motion for a writ of habeas corpus under 28 U.S.C. § 2255. Because the motion must be treated as a successive motion for relief under § 2255, we vacate the district court’s order for lack of subject-matter jurisdiction, construe Mr. Nelson’s notice of appeal and appellate briefs as an implied application for authorization to file another § 2255 motion, and deny authorization.

I. BACKGROUND

Mr. Nelson pleaded guilty in the United States District Court for the Western District of Oklahoma to a drug offense under 21 U.S.C. § 841(a)(1). Judgment was entered on January 30, 2004. He did not file a direct appeal. On January 27, 2005, however, his attorney filed a motion under § 2255, arguing that his sentence violated United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), and requesting “that the court ... re-sentence him to a more reasonable sentence.” R. Doc. 304 at 2. The district court denied the motion on February 1, 2005, holding that Mr. Nelson could obtain no relief under Booker because “new rules of criminal procedure such as that announced in Booker are applied retroactively only to cases pending on direct review or cases that are not yet final.” R. Doc. 306 at 1. The judgment in Mr. Nelson’s case had become final when he failed to file a notice of appeal within 10 days after it had been entered, “long before the Booker decision was rendered.” Id.

Mr. Nelson did not attempt to appeal the denial of his § 2255 motion. But 10 months later, on December 12, 2005, he filed a pro se pleading entitled “Motion for Leave to Supplement Record Pursuant to Fed.R.Civ.P. Rule 15(a) & (b).” R. Doc. 312 at 1. The pleading requested “leave to Amend and Supplement Pleading of his original Section 2255,” id., and raised three contentions: (1) that he was denied effective assistance of counsel at sentencing; (2) that the district court erroneously denied him a downward departure for acceptance of responsibility; and (3) that the district court violated Booker by sentencing him on the basis of facts that were not [1147]*1147charged in the indictment and neither admitted by him nor proved to a jury beyond a reasonable doubt. The district court denied the motion on December 15, ruling that Mr. Nelson had not cited “authority or justification for the Court to set aside” its prior judgment of February 1, 2005. R. Doc. 313 at 1. Mr. Nelson filed a notice of appeal on February 9, 2006.

II. DISCUSSION

A prisoner may not file a “second or successive” motion under § 2255 unless it is “certified ... by a panel of the appropriate court of appeals to contain ... newly discovered evidence ... or ... a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.” 28 U.S.C. § 2255 ¶ 8.

Until recently there was occasional doubt concerning what type of pleading constitutes such a second or successive motion. The Supreme Court clarified the matter in Gonzalez v. Crosby, 545 U.S. 524, 125 S.Ct. 2641, 162 L.Ed.2d 480 (2005). See Spitznas v. Boone, No. 05-6236 (10th Cir. filed Sept. 29, 2006) (elaborating on implications of Gonzalez in § 2254 cases). The opinion specifically addressed motions under Fed.R.Civ.P. 60(b) after denial of an application under 28 U.S.C. § 2254. The Court said that whether a postjudgment pleading should be construed as a successive application depends on whether the pleading (1) seeks relief from the conviction or sentence or (2) seeks to correct an error in the previously conducted habeas proceeding itself. A pleading asserting a “new ground for relief’ from the state judgment is advancing a new claim and is therefore treated as a successive § 2254 application. Id. at 2648. On the other hand, if the pleading only “attacks, not the substance of the federal court’s resolution of a claim on the merits, but some defect in the integrity of the federal habeas proceedings,” then it is not advancing a new claim and should not be characterized as a successive petition. Id.

Gonzalez addressed the interplay of § 2254 and Fed.R.Civ.P. 60(b), whereas this case involves § 2255 and a motion ostensibly under Fed.R.Civ.P. 15. But the same mode of analysis applies. The analysis in Gonzalez rested on Rule 11 of the Rules Governing Section 2254 Cases, which states, “The Federal Rules of Civil Procedure, to the extent that they are not inconsistent with these rules, may be applied, when appropriate, to petitions filed under these rules,” and Fed.R.Civ.P. 81(a)(2), which states, “These rules are applicable to proceedings for ... habeas corpus ... to the extent that the practice in such proceedings is not set forth in statutes of the United States, the Rules Governing Section 2254 Cases, or the Rules Governing Section 2255 Proceedings, and have heretofore conformed to the practice in civil actions.” See Gonzalez, 125 S.Ct. at 2646. The Supreme Court held that the restrictions on § 2254 applications set forth in 28 U.S.C. § 2244(b) required the limitations it imposed on Rule 60(b) motions. Similarly, our analysis must rest on Fed.R.Civ.P. 81(a)(2) and Rule 12 of the Rules Governing Section 2255 Proceedings, which states, “The Federal Rules of Civil Procedure and the Federal Rules of Criminal Procedure, to the extent that they are not inconsistent with any statutory provisions or these rules, may be applied in a proceeding under these rules.”

To what extent, then, is Mr. Nelson’s right to file his motion in district court limited by the restrictions on successive § 2255 motions? The pertinent provisions of § 2255 state:

A prisoner in custody under sentence of a court established by Act of Con[1148]

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United States v. Nelson, 465 F.3d 1145, 2006 U.S. App. LEXIS 25040, 2006 WL 2848113 (10th Cir. 2006).

465 F.3d 1145 (United States v. Nelson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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