United States v. Muhammad Askari

159 F.3d 774, 1998 U.S. App. LEXIS 28106
Court of Appeals for the Third Circuit·Decided November 5, 1998·No. 95-1662·Published·Cited by 20 cases

Opinions

OPINION OF THE COURT SUR PETITION FOR RECONSIDERATION OF EN BANC OPINION

BECKER, Chief Judge.

This opinion is prompted by an unusual concatenation of circumstances: (1) the United States Sentencing Commission adopted an amendment to the Sentencing Guidelines rendering more flexible the circumstances under which a sentencing court can make a downward departure when a defendant convicted of certain kinds of offenses has been shown to possess significantly reduced mental capacity at the time of the offense; (2) this court, sitting en banc, filed an opinion one day after adoption of the Guideline amendment rejecting the interpretation that the Guideline amendment suddenly recognized; and (3) because the amendment is a “clarifying” amendment which, under our jurisprudence, applies to pending cases, it becomes possible that the defendant, who sought relief from our decision before our mandate was issued and who clearly had significantly reduced mental capacity at the time of the offense, could receive a lesser sentence than that which the district court imposed and which the en banc court of appeals affirmed.

Shortly after we filed our opinion, and when the terms of the newly-adopted Guideline amendment became known, defendant Muhammad Askari sought reconsideration of our en banc decision. We granted the motion. We now vacate the en banc opinion and remand the case to the district court so that it may reconsider the sentence in light of the Guidelines amendment, and, in particular, make findings or draw legal conclusions in the first instance about the two facts that will likely determine whether Askari’s sentence will be reduced: (1) whether Askari’s offense involved “actual violence or a serious threat of violence”; and (2) whether Askari’s criminal history indicates “a need to incarcerate the defendant or protect the public.” See U.S.S.G. § 5K2.13.1 Before explaining our ratio decedendi, we will recapitulate the facts of the majority in our first en banc opinion.

I. Facts and Procedural History

A.

On the afternoon of April 23, 1992, Askari entered the First Bank of Philadelphia at 1424 Walnut Street in Philadelphia. He approached a closed teller’s window and said two or three times, “Put the money on the counter.” He then went to an open window and told the bank teller, Ellen Ishizaki, “You have three seconds to give me the money.” After Ishizaki gave him bait money, he ran out the door. Askari was not seen carrying a weapon, nor did he use force or make specific verbal threats of harm, though when he de[776]*776manded money from the teller he had his hand underneath his shirt. Two bank employees, along with a Center City Special District employee, all of whom were unarmed, chased Askari and caught him two blocks away. Police later found the bait money in Askari’s pants. They did not recover a weapon. (See Presentence Report ¶¶ 5-8).

Askari was indicted for bank robbery under 18 U.S.C.A. § 2113(a), and a jury found him guilty. Before sentencing, the district court found that Askari was not mentally competent and committed him, under 18 U.S.C. § 4244(d), to a federal institution for psychiatric care and treatment.2 After the warden at the U.S. Medical Center for Federal Prisoners at Springfield, Missouri certified that Askari had recovered and was again mentally competent, the court sentenced him to 210 months in prison. (See App. at 58a, 68a).3 At sentencing, defense counsel argued for a downward departure based on Askari’s diminished mental capacity, citing his history of serious psychiatric illness and his diagnosis as a paranoid schizophrenic. That Askari suffered from some mental illness at the time he committed the bank robbery was not in dispute.

The district court, however, declined to grant the departure, explaining that the Sentencing Guidelines “contain a policy statement that a downward departure for diminished capacity is limited to non[-]violent offenses.... [The] commission says [there is] no downward departure for diminished capacity at the time of the offense, if the offense is a violent crime.” (App. at 45a). The court also rejected defendant’s motion for downward departure based on unusual, mitigating circumstances not adequately con-, sidered by the Guidelines.4

B.

Askari appealed his sentence, contending that the district court should have granted him a downward departure for diminished capacity under U.S.S.G. § 5K2.13 because (1) the unarmed bank robbery was non-violent; and (2) he has a well-documented history of serious psychiatric illness. A panel rejected Askari’s arguments and affirmed the judgment:

In United States v. Rosen, 896 F.2d 789, 791 (3d Cir.1990), we held that the district court did not have the authority in a bank robbery sentence to depart downward because that offense is not a ‘non-violent’ offense. We so concluded by looking to a separate guidelines provision, [USSG] § 4B1.2, which defines robbery as a ‘crime of violence.’ Although the circuits are split on this point, we are bound by our prior holding.

[777]*777United States v. Askari, No. 95-1662, 1997 WL 92051, at *2 (3d Cir. Mar.5, 1997) (“Askari I”), Order Vacating Opinion and Granting Rehearing En Banc, Mar. 27, 1997.

The panel highlighted the disagreement among the courts of appeals as to whether the “crime of violence” definition contained in U.S.S.G. § 4B1.25 governs the “non-violent” offense requirement of U.S.S.G. § 5K2.13:

Four other circuits have reached the same conclusion that this court reached in Rosen. United States v. Mayotte, 76 F.3d 887, 889 (8th Cir.1996); United States v. Poff, 926 F.2d 588, 591-93 (7th Cir.1991) (en banc) (6-5 decision); United States v. Maddalena, 893 F.2d 815, 819 (6th Cir.1989); United States v. Borrayo, 898 F.2d 91, 94 (9th Cir.1989). However, two circuits, following Judge Easterbrook’s dissent in Poff, have concluded that the “nonviolent offense” requirement of § 5K2.13 is not governed by the “crime of violence” definition contained in § 4B1.2. United States v. Weddle, 30 F.3d 532, 540 (4th Cir.1994); United States v. Chatman, 986 F.2d 1446, 1450 (D.C.Cir.1993).

Askari I, 1997 WL 92051, at *2 n. 2.

In a concurring opinion, Judge Becker, recognizing our controlling precedent in Ro-sen,

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United States v. Muhammad Askari, 159 F.3d 774, 1998 U.S. App. LEXIS 28106 (3d Cir. 1998).

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