United States v. Morales Alejo

113 F. App'x 194
Court of Appeals for the Ninth Circuit·Decided August 27, 2004·No. No. 03-35517·Published

Opinion

MEMORANDUM *

Defendant, Alejo, participated in an armed bank robbery by monitoring a police scanner and notifying the principals that the police were aware of the robbery and that they had identified the getaway vehicle. The government charged Alejo with aiding and abetting the armed robbery and with aiding and abetting the use of a firearm in a crime of violence. At trial, Alejo’s counsel moved for judgment of acquittal on the armed aspect of the armed robbery charge and on the use of a firearm in a crime of violence, arguing that there was insufficient evidence to prove either count. The trial court denied this motion and a jury found him guilty of both charges, sentencing him to two consecutive terms of sixty months imprisonment.

On direct appeal, Alejo’s counsel failed to challenge the trial court’s denial of the motion for judgment of acquittal. We affirmed Alejo’s conviction on the one issue his counsel did raise on direct appeal. Alejo then filed a habeas petition, alleging ineffective assistance of counsel, in part because of his counsel’s failure to challenge the trial court’s denial of his motion. The district court denied Alejo’s petition.

Because Alejo’s counsel unreasonably failed to challenge the trial court’s denial of the motion for judgment of acquittal with respect to the second charge (aiding and abetting the use of a firearm in a crime of violence), and because Alejo’s appeal was prejudiced by this failure, we [196] reverse the district court’s denial of Alejo’s habeas petition.

I.

We review for clear error the factual findings underlying the denial of a § 2255 motion, and de novo a district court’s determinations of whether a defendant received ineffective assistance of counsel. United States v. Alaimalo, 313 F.3d 1188, 1191 (9th Cir.2002).

II.

To make a successful showing of ineffective assistance of counsel, the defendant must show that his counsel’s performance was objectively unreasonable and that the poor performance actually prejudiced the defendant. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); see also Rios v. Rocha, 299 F.3d 796, 805 (9th Cir.2002). Restated for a claim that appellate counsel was ineffective in neglecting to raise an issue on appeal, the defendant “must first show that his counsel was objectively unreasonable in failing to find arguable issues to appeal-—that is, that counsel unreasonably failed to discover nonfrivolous issues and to file a merits brief raising them.” Smith v. Robbins, 528 U.S. 259, 285, 120 S.Ct. 746, 145 L.Ed.2d 756 (2000). The defendant must then “show a reasonable probability that, but for his counsel’s unreasonable failure to file a merits brief, he would have prevailed on his appeal.” Id.

Alejo succeeds in his claim because (1) it was unreasonable for his appellate counsel to fail to challenge on direct appeal the trial court’s denial of his motion to strike the use of a firearm charge, and (2) this failure actually prejudiced Alejo, i.e., there was a reasonable probability that he would have prevailed on his appeal of that issue.

A. Objectively Unreasonable Assistance of Counsel

Alejo’s counsel’s failure to raise the claim was particularly unreasonable given that the second charge resulted in a second, consecutive sixty month sentence— half of Alejo’s entire sentence. Counsel argued that he did not raise the issue on direct appeal in order to focus on the one issue he did raise and to avoid a “shotgun” approach to the appeal. Although avoiding the shotgun approach to an appeal is a valid tactical decision, given the totality of the circumstances, it was unreasonable for counsel to fail to challenge the trial’s court denial of the motion. The case law discussed below, which supports Alejo’s claim that there was not sufficient evidence to convict him of Count 2, was published in early 1998 and 1997, at least two years before the attorney filed the appellate brief. Failure to consider this supporting Ninth Circuit law prior to determining whether to raise an issue on direct appeal is performance below the proper standard for an attorney. It is not reasonably effective assistance.

B. Actual Prejudice to Defendant

Although Alejo’s counsel failed to raise a direct appeal of the trial court’s denial of the motion for a judgment of acquittal on either count, the failure to raise the issue with respect to the first count, aiding and abetting an armed robbery, did not prejudice Alejo’s appeal.1 However, the attor[197] ne/s failure to challenge the denial of the motion with respect to the second count did prejudice Alejo’s appeal because there was a reasonable probability that Alejo would have prevailed on that issue.

“We review the denial of a Rule 29 motion for acquittal de novo. Consequently, this court must review the evidence presented against the defendant in the light most favorable to the government to determine whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. The district court’s findings of fact are reviewed for clear error.” United States v. Leos-Maldonado, 302 F.3d 1061, 1063 (9th Cir.2002) (internal citations and quotations omitted).

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United States v. Morales Alejo, 113 F. App'x 194 (9th Cir. 2004).

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Related

Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Smith v. Robbins
528 U.S. 259 (Supreme Court, 2000)
United States v. Roberto Medina
32 F.3d 40 (Second Circuit, 1994)
United States v. O'Neal Woods
148 F.3d 843 (Seventh Circuit, 1998)
Victor Eugene Rios v. Teresa Rocha, Warden
299 F.3d 796 (Ninth Circuit, 2002)
United States v. Salvador Leos-Maldonado
302 F.3d 1061 (Ninth Circuit, 2002)
United States v. Vaatausili Mark Alaimalo
313 F.3d 1188 (Ninth Circuit, 2002)
United States v. Nelson
137 F.3d 1094 (Ninth Circuit, 1998)