United States v. Moore

8 C.M.A. 116, 8 USCMA 116, 23 C.M.R. 340, 1957 CMA LEXIS 452, 1957 WL 4494
CourtUnited States Court of Military Appeals
DecidedJuly 5, 1957
DocketNo. 9731
StatusPublished
Cited by9 cases

This text of 8 C.M.A. 116 (United States v. Moore) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Moore, 8 C.M.A. 116, 8 USCMA 116, 23 C.M.R. 340, 1957 CMA LEXIS 452, 1957 WL 4494 (cma 1957).

Opinion

Opinion of the Court

George W. Latimer, Judge:

The accused pleaded guilty to two specifications alleging housebreaking and two specifications charging larcenies, all in violation of the Uniform Code of Military Justice. While the maximum sentence for these combined offenses was some fifteen years and six months, with accessories, because this was a special court-martial proceeding the accused received a sentence of a bad-conduct discharge, confinement for six months, and partial forfeitures for that period. Before imposing a sentence, the court-martial was permitted to consider three of his prior service convictions, and the question which concerns us is the admissibility of four of the documents which were used to supply the evidence. There were in all [117]*117six documents introduced, and they consisted of one court memorandum and a supplemental page for each of the convictions upon which the' prior courts-martial of the accused were recorded. They were marked for identification Exhibits 1 through 6, and, when offered, defense counsel stated he had no objection to their receipt into evidence. Four of the exhibits which involve two prior convictions are under attack, and the basis for their being assailed arises out of the fáct that they were signed by a subordinate officer without reflecting that his signature was affixed by direction of the commanding officer. A board of review in the office of The . Judge Advocate General of the Navy held the exhibits admissible and advanced alternative reasons to support its conclusion. In substance, they were that Naval regulations contained in the Bureau of Naval Personnel Manual did not require the command line entry on personnel records or, if they did, the presumption of regularity attending official records would support the conclusion that the executing officer performed his duty by direction of his commanding officer. The board accordingly affirmed the sentence as rendered and the findings, except as to one specification under the first charge, which was held to be legally insufficient and which was reduced to a finding that accused was guilty of a simple disorder.

Apparently because boards of review in the office of The Judge Advocate General of the Navy have reached contrary results in similar cases, The Judge Advocate General has certified the question to us for decision.

Articles B-2316 and B-2316A, Bureau of Naval Personnel Manual, provide in pertinent part that the original and all copies of the court memoranda with which we are concerned will be signed by the commanding officer or an officer designated by him to make such service record entries. Those articles go on to state that on the face of these memoranda the rank and official title of the officer signing shall be recorded and that it will be executed in conformity with Article B-2305(9). That article provides:

“The signature of either the commanding officer, .executive officer, or other officer designated by the commanding officer, is required on each court memorandum (p. 6) and individual order to adjust pay account (p. 7), and after each entry in the leave record and the record of time not served (p. 8). The original and carbon copies of pages 6 and 7 must be signed. (Change No. 9.)”

The foregoing regulations, standing alone, would pose no reason to reject the introduction of the exhibits, but defense counsel calls our attention to Article B-2305(l), which provides:

“The purpose of signatures in the service record is to show that the entries are made by proper authority as represented by the person signing them. The signing of the service record also keeps the cognizant officer aware of the correctness of record maintenance and helps to guard against erroneous entries. It is therefore incumbent upon commanding officers to assure that service record entries are being signed only by authorized reliable personnel. The rank and title of the officer signing is required. (See art. 1608, U. S. Navy Regulations.)”

It is the cross-reference cited in the foregoing article which introduces some uncertainty in the record. Article 1608, United States -Navy Regulations, to which reference is. made, has a provision which must be considered in order to properly dispose of this issue. It is contained in the fourth numbered paragraph and provides:

“In official correspondence signed by subordinate officers for a senior, the words ‘Deputy’ or similar title, ‘Chief of Staff,’ or ‘By direction,’ as appropriate, shall appear below the signature of the subordinate officer,

In passing, it is worthy of note- that Article 1601, United States Navy Regulations, defines “official correspondence” as follows:

“The term ‘official correspondence’ [118]*118as used in these regulations shall be construed to mean all recorded communications sent or received by a person in the Naval Establishment in the execution of the duties of his office.”

The board of review saw no significance in the reference of Article B-2305(1) of the Personnel Manual to United States Navy Regulations, Article 1608, as quoted above. We take a contrary view, for, under the board’s concept, the cross-reference would be an empty gesture and the definition of official correspondence would be greatly restricted. Therefore, we are impelled to agree with appellate defense counsel and hold that, when the regulations are construed as a whole, a subordinate officer making entries in court memor-anda should indicate below his signa-türe that he does so “By direction.” We are fortified in that belief by scanning the forms found in the Bureau of Naval Personnel Manual. In every illustrated form therein set out, unless the entry is signed by an officer specifically authorized to do so by the Manual, the words “By direction” are shown.

That leaves for discussion the principle of whether the presumption of regularity can be relied upon to establish the offi-ciality of the exhibits. In United States v Masusock, 1 USCMA 32, 1 CMR 32, this Court gave voice to that principle. We there said:

“. . . there is a presumption that the records emanating from official unit sources are the records required by regulation to be kept and that the person recording even though not shown as the commanding officer knew or had the duty to know or ascertain the truth of the facts or events recorded. Courts have long indulged in the legal presumption of regularity in the conduct of governmental affairs. United States v Pugh, 99 US 265, 271, 25 L ed 322, 324, — S Ct —; Johnson v United States, 225 US 405, 411, 56 L ed 1142, 1144, 32 S Ct 748. In the absence of a showing to the contrary, this Court must presume that the Army and its officials carry out their administrative affairs in accordance with regulations and that morning reports reach the level of other official documents.”

Civilian law is in accord with the foregoing rule, as may be evidenced by the following quotation from Lewis v United States, 279 US 63, 73 L ed 615, 49 S Ct 257. There the Supreme Court of the United States said:

“And even if it can be regarded as essential, under section 277 of the Judicial Code, that the judge should have given written direction to draw the jurors from part of the district only, still, as the contrary is not expressly shown, such a direction may be taken as sufficiently established by the presumption of regularity. See Steers v United States, 112 CCA 423, 192 Fed 1, 4.

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Bluebook (online)
8 C.M.A. 116, 8 USCMA 116, 23 C.M.R. 340, 1957 CMA LEXIS 452, 1957 WL 4494, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-moore-cma-1957.