United States v. Montoya-Echeverria

991 F. Supp. 2d 1048, 2013 WL 6858431, 2013 U.S. Dist. LEXIS 181071
CourtDistrict Court, N.D. Iowa
DecidedDecember 30, 2013
DocketNo. CR13-4074-MWB
StatusPublished

This text of 991 F. Supp. 2d 1048 (United States v. Montoya-Echeverria) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Montoya-Echeverria, 991 F. Supp. 2d 1048, 2013 WL 6858431, 2013 U.S. Dist. LEXIS 181071 (N.D. Iowa 2013).

Opinion

ORDER

LEONARD T. STRAND, United States Magistrate Judge.

INTRODUCTION

Defendant has filed a motion (Doc. No. 32) to strike certain portions of the indict[1049]*1049ment in this case as “surplusage.” Plaintiff (the Government) has filed a response (Doc. No. 33). I conducted a hearing on December 30, 2013. Assistant United States Attorney Kevin Fletcher appeared for the Government. Defendant appeared in person and with his attorney, Rees Conrad Douglas. During the hearing, I granted the motion orally before reconvening and completing defendant’s change-of-plea hearing. While I explained my reasons for granting the motion on the record, I write separately to provide additional analysis and to memorialize the changes to the indictment.

RELEVANT BACKGROUND

Defendant is charged by indictment. The caption of the indictment states that he is charged with the offense of “Aggravated Felon Found After Illegal Reentry.” The caption references “8 U.S.C. § 1326(a) and (b)(2).” Doc. No. 2. The body of the indictment states:

Count 1
Aggravated Felon Found After Illegal Reentry
On or about July 17, 2013, in the Northern District of Iowa, defendant, JOSE MONTOYA-ECHEVERRIA, an alien citizen of El Salvador, was found knowingly and unlawfully in the United States after having been previously removed from the United States to El Salvador on or about December 5, 2008. Defendant did not obtain the express consent of the Attorney General of the United States or his successor, the Secretary of the Department of Homeland Security (Title 6, United States Code, Section 202(3) and (4) and Section 557), to reapply for admission into the United States prior to re-entering the United States after December 5,2008, on an unknown date at an unknown location.
Defendant’s removal was subsequent to a conviction for an aggravated felony offense, to wit:
On or about July 29, 2008, JOSE MONTOYA-ECHEVERRIA was convicted of identity theft, in the Iowa District Court for Woodbury County.
This was in violation of Title 8, United States Code, Sections 1326(a) and (b)(2).

Id. At 1-2.

Defendant plead not guilty to the charged offense. Later, through counsel, he advised the court of his intent to change his plea to guilty with no plea agreement. On December 4, 2013, I entered an order (Doc. No. 24) scheduling defendant’s change-of-plea hearing for December 20, 2013.

On December 17, 2013, the Government filed the Rule 11 letter required by LCrR 11(b). See Doc. No. 28 (sealed). After listing the elements of the charged offense, the Rule 11 letter states that the Government must establish, “as a sentencing factor,” that defendant was previously convicted of at least one aggravated felony. Id. The letter then references the identity theft conviction described in the indictment. Id.

During his change-of-plea hearing, defendant admitted the elements of the offense described in 8 U.S.C. § 1326(a). That is, he admitted that he is not a United States citizen, that he was previously removed from the United States on or about December 5, 2008, that he later reentered the United States unlawfully and that he was found in-this District on or about July 17, 2013. However, when I began to inquire about his prior conviction, defendant’s counsel announced that defendant did not intend to admit that the conviction was an “aggravated felony” within the meaning of 8 U.S.C. § 1326(b)(2). Counsel stated that this issue is a sentencing factor, not an element of the offense, [1050]*1050and indicated that his client seeks to preserve the issue for argument at the time of sentencing.

Counsel for the Government responded by noting that the indictment charges defendant with being an aggravated felon found after illegal reentry. Counsel stated that in order to plead guilty to the charge in the indictment, defendant necessarily would have to admit that his prior conviction was an aggravated felony. After some additional discussion with counsel, I adjourned the change-of-plea hearing to allow counsel to discuss the issue further, and to allow defendant to confer with his counsel about his options. I scheduled the resumption of the hearing for December 30, 2013.

Defendant then filed his motion to strike on December 23, 2013, and the Government filed its response the following day. In its response, the Government appeared to agree with defendant’s contention that the indictment’s “aggravated felony” allegations relate solely to sentencing and do not go to the elements of the charged offense. Mr. Fletcher confirmed this during the hearing.

DISCUSSION

Federal Rule of Criminal Procedure 7(d) permits the court, on defendant’s motion, to strike “surplusage” from an indictment. Here, defendant seeks to strike all references to an alleged, prior conviction on grounds that facts relating to the conviction are neither elements of the charged offense nor jurisdictional facts. This is an important issue because of defendant’s desire to plead guilty without admitting that he was previously convicted of an aggravated felony. Is the indictment’s “aggravated felony” allegation an element of the charged offense, which defendant must admit in order to enter a valid plea of guilty, or a mere sentencing factor that defendant need not admit? As I will discuss below, the answer is quite clear. Defendant need not admit his prior conviction was an aggravated felony in order to enter a plea of guilty to the charged offense. In other words, the indictment’s “aggravated felony” allegation is surplus-age and should be stricken so defendant may enter a plea of guilty without admitting that allegation.

Federal law distinguishes the elements of a criminal offense from facts that relate solely to sentencing. Thus, for example: “An indictment must set forth each element of the crime that it charges. But it need not set forth factors relevant only to the sentencing of an offender found guilty of the charged crime.” Almendarez-Torres v. United States, 523 U.S. 224, 228, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998) (internal citation omitted). In Almendarez-Torres, the Supreme Court addressed 8 U.S.C. § 1326 and held that the essential elements of the offense of illegal reentry are described in Subsection (a). Id. at 226-27, 235, 118 S.Ct. 1219. The Court further held that Subsection (b)(2), which increases the maximum sentence from two years to twenty years if the defendant has a prior conviction for an aggravated felony, does not define a separate offense. Id. Instead, it describes a sentencing enhancement factor that need not be alleged in the indictment. Id. at 226-27, 118 S.Ct. 1219.

. Consistent with Almendarez-Torres,

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Bluebook (online)
991 F. Supp. 2d 1048, 2013 WL 6858431, 2013 U.S. Dist. LEXIS 181071, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-montoya-echeverria-iand-2013.