United States v. Mitchell

50 M.J. 79, 1999 CAAF LEXIS 6, 1999 WL 166794
CourtCourt of Appeals for the Armed Forces
DecidedMarch 26, 1999
Docket96-1198/A
StatusPublished
Cited by29 cases

This text of 50 M.J. 79 (United States v. Mitchell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mitchell, 50 M.J. 79, 1999 CAAF LEXIS 6, 1999 WL 166794 (Ark. 1999).

Opinion

PER CURIAM:

Appellant was convicted, pursuant to his pleas, of committing indecent acts upon a child under the age of 16 years, in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. The general court-martial composed of officer and enlisted members sentenced him to confinement for 5 years, forfeiture of $500.00 pay per month for 5 years, and reduction to E^4. The convening authority approved only so much of the sentence that extended to confinement for 4 years and reduction to the grade of E-4. The Court of Criminal Appeals affirmed the findings and the sentence as approved by the convening authority.

On appellant’s petition to this Court, we granted review of the following issue:

WHETHER APPELLANT’S PLEAS OF GUILTY WERE IMPROVIDENT BECAUSE OF A SUBSTANTIAL MISUNDERSTANDING OF THE EFFECTS OF HIS PRETRIAL AGREEMENT.

For the reasons stated below, we remand this case to the Court of Criminal Appeals for further proceedings.

I

Appellant enlisted in the Air Force on July 31, 1974. His last reenlistment was in September 1988, for a period of 6 years. In April 1994, appellant signed a 19-month extension of his enlistment, to be effective on September 19,1994.

On July 12, 1994, almost 20 years after his original enlistment, appellant committed the offenses that were the subject of this court-martial. When confronted by the victim’s father, appellant responded that he would not call the child a liar and acknowledged, “I know that I need help.” Thereafter, appellant endeavored to expedite the process of his court-martial and to address the needs of his family.

As part of that process, appellant entered into a pretrial agreement that reflected his concern about the financial circumstances of his family. Appellant agreed to plead guilty to one specification of committing indecent acts, and the convening authority agreed to drop a similar specification. The agreement did not limit the period of confinement, if adjudged; nor did it protect appellant’s anticipated military retirement income by precluding a punitive discharge. The only limitation on the sentence was an agreement by the convening authority to suspend any adjudged forfeiture of pay and allowances, to the extent that such forfeiture would result in appellant’s receiving less than $700.00 per month. Under the agreement, the forfeitures would be suspended for a period of 12 months or the duration of confinement, whichever was greater. As part of the pretrial agreement, appellant agreed to execute a monthly allotment to his family for $700.00.

Appellant’s court-martial took place on September 14, 1994 — 5 months after approval of the extension of his enlistment, and 5 days before the period of extension would begin. At trial, the military judge accepted appellant’s pleas. The military judge specifically discussed with appellant the details of the agreement requiring him to establish a monthly allotment of $700.00 for support of his family, and providing for suspension of any adjudged forfeitures, to the extent necessary to permit him to provide such an allotment.

During the sentencing proceeding, the members posed specific questions about appellant’s continuing eligibility for pay, if confined. The military judge, with the agreement of both parties, advised the members that appellant would not lose either his base pay or his basic allowance for quarters. He instructed the members separately on what action they needed to take if they wished to adjudge forfeitures.

The members sentenced appellant to confinement for 5 years, forfeiture of $500.00 pay per month for 5 years, and reduction to E-4. No discharge was adjudged. The sentence was consistent with his request that the members punish him, not his family, for his misdeeds. Appellant had asked the members to minimize forfeitures and reduc *81 tions and to not impose a punitive discharge so he could remain eligible for retired pay.

Under the terms of the pretrial agreement, the adjudged forfeitures would have been suspended to the extent necessary to provide a $700.00 per month allotment to his family during the approximately 19 months that would remain on the previously approved extension of his enlistment.

Apparently unbeknownst to any of the participants in the process, appellant’s eligibility for pay under Air Force personnel regulations was dependent upon the timing of his trial. Had appellant begun serving his confinement after September 19, 1994 — the date on which his enlistment extension became effective — the pretrial agreement would have been implemented in the manner anticipated by the participants, which would have resulted in a monthly allotment for his family. His confinement began 5 days earlier, however, on September 14, 1994. Under Air Force personnel regulations, the enlistment extension could not take effect while appellant was in confinement, even with an approved extension. Para. 14-17a, Vol. I, Air Force Manual 13-130. The result was that the enlistment extension did not go into effect. Appellant’s unextended period of enlistment ended, and his eligibility for pay — the condition necessary for provision of an allotment to his family — was terminated.

Appellant observes that, if the parties had been aware of the personnel rule, the date of sentencing could have been delayed so as to avoid consequences inconsistent with the purposes of the pretrial agreement. The impact of the rule, however, did not come to light until nearly 2 months after the court-martial, when appellant received a mid-November leave and earnings statement indicating that he was in a non-pay status.

Appellant’s counsel, in his post-trial submission to the convening authority, described the problem and noted that it undermined the purpose of the pretrial agreement, in terms of protecting the family. In his submission, he requested that the problem be addressed through clemency action if it could not be resolved through finance channels. The staff judge advocate (SJA)’s recommendation to the convening authority noted the issue but did not comment on the merits. With respect to a separate issue, sentence appropriateness, the SJA recommended a reduction in the period of confinement from 5 years to 4 years, and also recommended disapproval of the forfeitures on the ground that they were irrelevant, in view of appellant’s no-pay status.

The convening authority agreed and approved the sentence, as modified in accordance with the SJA’s recommendation. As a result, appellant was confined in a no-pay status, and his family was without the financial stability contemplated by the pretrial agreement for the full duration of his confinement.

II

Under the issue granted by this Court, appellant challenged the providence of his guilty pleas on the ground that the unanticipated termination of his pay status reflected a substantial misunderstanding of the effects of his pretrial agreement. Appellant contended that the Government received the benefit of the bargain — guilty pleas on a charge which could have been contested— while appellant’s family did not receive the financial support that was at the heart of the agreement.

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Cite This Page — Counsel Stack

Bluebook (online)
50 M.J. 79, 1999 CAAF LEXIS 6, 1999 WL 166794, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mitchell-armfor-1999.