United States v. Lundy

60 M.J. 52, 2004 CAAF LEXIS 592, 2004 WL 1416294
CourtCourt of Appeals for the Armed Forces
DecidedJune 24, 2004
Docket03-0620/AR
StatusPublished
Cited by15 cases

This text of 60 M.J. 52 (United States v. Lundy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lundy, 60 M.J. 52, 2004 CAAF LEXIS 592, 2004 WL 1416294 (Ark. 2004).

Opinions

Judge EFFRON

delivered the opinion of the Court.

At a general court-martial composed of a military judge sitting alone, appellant was convicted, pursuant to mixed pleas, of various sexual offenses against his children, including attempted carnal knowledge, attempted indecent acts, forcible sodomy (two specifications), and indecent acts (six specifications), in violation of Articles 80, 125, and 134, Uniform Code of Military Justice, [hereinafter UCMJ], 10 U.S.C. §§ 880, 925, and 934 (2000). He was sentenced to a dishonorable discharge, confinement for 23 years, and reduction to private E-l. Pursuant to a pretrial agreement, the convening authority: (1) approved that portion of the sentence that provided for a dishonorable discharge and confinement for 18 years; (2) deferred mandatory forfeitures and the adjudged reduction during the period from the date of the sentence until the date of the convening authority’s action; and (3) waived mandatory forfeitures, beginning on the date of the convening authority’s action, for a period of six months, with direction that the waived forfeitures be sent to the Appellant’s wife. See Arts. 57, 57a, and 58b, UCMJ, 10 U.S.C. §§ 857, 857a, and 858b (2000). The Army Court of Criminal Appeals affirmed. United States v. Lundy, 58 M.J. 802 (A.Ct.Crim.App.2003).

On Appellant’s petition, we granted review of the following issue:

WHETHER THE ARMY COURT OF CRIMINAL APPEALS, HAVING FOUND THAT THE CONVENING AUTHORITY DID NOT OR COULD NOT WAIVE FORFEITURES AT THE E-6 RATE AS PROVIDED IN THE PRETRIAL AGREEMENT, ERRED WHEN IT HELD THAT BECAUSE HIS FAMILY RECEIVED PAYMENTS UNDER THE TRANSITIONAL COMPENSATION PROGRAM, 10 U.S.C. 1059, HIS PLEAS WERE NOT IMPROVIDENT.1

[54]*54I. BACKGROUND

A. FORFEITURE OF PAY AND REDUCTION IN PAY GRADE

1. Authorized forfeitures and reductions

As we noted in United States v. Emminizer, 56 M.J. 441, 442 (C.A.A.F.2002), a court-martial may lead to two distinct types of forfeiture of pay and allowances: (1) an adjudged forfeiture included in the sentence imposed by a court-martial under Rule for Courts-Martial 1003(b)(2) [hereinafter R.C.M.]; and (2) mandatory forfeitures under Article 58b(a). Mandatory forfeitures are not part of the court-martial sentence, but apply during periods of confinement or parole as a consequence of certain statutorily designated sentences, such as a sentence to confinement for more than six months. Art. 58b(a)(l)-(2); see Emminizer, 56 M.J. at 443.

A service member’s pay and allowances also may be affected by a reduction in pay grade. There are two distinct types of reductions in pay grade applicable to enlisted personnel: (1) an adjudged reduction included in the sentence adjudged by a court-martial under R.C.M. 1003(b)(4); and (2) a mandatory reduction to pay grade E-l, the lowest enlisted pay grade, under Article 58a. Like mandatory forfeitures, a mandatory reduction is not part of the sentence. Moreover, under the following language of Article 58a, a mandatory reduction is subject to regulations promulgated by the separate departments:

(a) Unless otherwise provided in regulations to be prescribed by the Secretary concerned, a court-martial sentence of an enlisted member in a pay grade above E-1, as approved by the convening authority, that includes—
(1) a dishonorable or bad-eonduet discharge;
(2) confinement; or
(3) hard labor without confinement;
reduces that member to pay grade E-l, effective on the date of that approval.

Under Article 58a, each military department may establish a service-specific approach as to whether mandatory reduction in pay grade should be a consequence of a court-martial sentence. Appellant’s military department, the Army, provides for mandatory reduction in pay grade if any of the three punishments described in Article 58a(a) are included, unsuspended, in the sentence approved by the convening authority. See Dep’t of the Army, Regulation (AR) 600-8-19, Personnel-General: Enlisted Promotions and Reductions, para. 7-ld (1 May 2000).

2. Effective dates and pre-action deferral

Adjudged forfeitures, mandatory forfeitures, and adjudged reductions in pay grade take effect on the earlier of: (1) fourteen days after the date on which the sentence is adjudged, or (2) the date on which the sentence is approved by the convening authority. Arts. 57(a)(1), 58b(a)(l); see Emminizer, 56 M.J. at 443. However, the convening authority has discretion to defer the effective date for all or part of the period leading up to the convening authority’s formal action on the sentence under Article 60(c), UCMJ, 10 U.S.C. § 860(c)(2000). See Arts. 57(a)(2), 58b(a)(l). Mandatory reductions in pay grade, in contrast, do not take effect until the convening authority takes this formal action on the sentence. See Art. 58a(a).

3. Post-action suspension and waiver

When taking formal action on the sentence under Article 60(c), the convening authority may suspend any part of the sentence adjudged by the court-martial except for a sentence of death. R.C.M. 1108(b). This includes the authority to suspend adjudged forfeitures and adjudged reductions.

Different rules pertain to statutorily mandated forfeitures and reductions. The convening authority is not authorized to suspend the mandatory forfeitures required by Article 58b. If the accused has dependents, however, the convening authority has discretion to waive all or part of the mandatory forfeitures for a period not to exceed six months. [55]*55Art. 58b(b). Any funds made available through such a waiver are paid directly to the dependents. Id.

Because mandatory reductions in pay grade are subject to service-specific regulation under Article 58a, the ability of a convening authority to suspend a mandatory reduction depends on the regulations of the service concerned. In the Army, a convening authority may suspend a mandatory reduction only if the convening authority also suspends the punishments that trigger a mandatory reduction under Article 58a. See AR 600-8-19, at para. 7-ld. For example, if the approved sentence includes confinement and a punitive discharge, a convening authority may suspend the mandatory reduction to pay grade E-l only if the convening authority also suspends the confinement and the punitive discharge.

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Bluebook (online)
60 M.J. 52, 2004 CAAF LEXIS 592, 2004 WL 1416294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lundy-armfor-2004.