United States v. Mingo

76 F. App'x 379
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 26, 2003
DocketNo. 03-1025
StatusPublished

This text of 76 F. App'x 379 (United States v. Mingo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mingo, 76 F. App'x 379 (2d Cir. 2003).

Opinion

[380]*380SUMMARY ORDER

Defendant-Appellant Jenard Smalls was convicted after a jury trial of (1) one count of conspiring to commit bank fraud, see 18 U.S.C. § 371; (2) two counts of bank fraud, see 18 U.S.C. § 1344; and (3) one count of possession of a forged security, see 18 U.S.C. § 513. Sentenced to twenty-seven months’ incarceration, three-years’ supervised release, and a $400 special assessment, Ms. Smalls challenges her judgment of conviction on the grounds that (1) the evidence at trial was insufficient to establish her knowing and willful commission of the charged crimes, and (2) the district court erroneously applied Fed. R.Evid. 403 and 404(b) when it admitted uncharged bad act evidence of Ms. Smalls’s prior deposits of three forged checks.

I. Sufficiency of the Evidence

We review de novo a sufficiency challenge to the evidence supporting a criminal conviction. United States v. Reyes, 302 F.3d 48, 52-53 (2d Cir.2002). We must affirm if the evidence, when viewed in its totality, see United States v. Autuori, 212 F.3d 105, 114 (2d Cir.2000), and “in the light most favorable to the government,” United States v. LaSpina, 299 F.3d 165, 180 (2d Cir.2002) (quoting United States v. Dhinsa, 243 F.3d 635, 648 (2d Cir.2001)), would permit any rational jury to have found the essential elements of the crime beyond a reasonable doubt, id. (citing Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)). The deference accorded a jury verdict “is especially important when reviewing a conviction of conspiracy ... because a conspiracy by its very nature is a secretive operation, and it is a rare case where all aspects of a conspiracy can be laid bare with the precision of a surgeon’s scalpel.” United States v. Pitre, 960 F.2d 1112, 1121 (2d Cir.1992) (internal quotation marks omitted). Once a conspiracy is shown to exist, “only slight evidence is required to link another defendant” to it. United States v. Aleskerova, 300 F.3d 286, 292 (2d Cir.2002) (quoting United States v. Abelis, 146 F.3d 73, 80 (2d Cir.1998)). As with other elements of conspiracy, “a defendant’s knowledge of the conspiracy and [her] participation in it with criminal intent may be established through circumstantial evidence.” United States v. Gordon, 987 F.2d 902, 906-07 (2d Cir.1993); see also United States v. Reyes, 302 F.3d at 53. Applying these principles to the evidence in this case, we conclude that a rational jury could certainly have found Ms. Smalls guilty of the charged crimes.

The scheme to commit bank fraud by submitting falsified applications for lines of credit was established through evidence of telephone calls and meetings between a co-defendant, Tyrone Mingo, and an FBI cooperating witness or, on one occasion, an undercover FBI agent. At the July 30, 2001 meeting attended by the agent — who was posing as a person willing to file a fraudulent application with the First Union National Bank — Mingo provided the agent with various financial documents in a false identity, including false tax returns. Mingo instructed the undercover agent that she would soon be interviewed by a bank employee, <cVito.” In reassuring the agent about this interview, Mingo revealed that he had a “partner” in the scheme who had recently applied for a similar line of credit and been approved [381]*381for $100,000. Further, that “partner” would soon be joining them.

Shortly thereafter, Jenard Smalls appeared at Mingo’s office. Ms. Smalls correctly observes that a person’s mere presence at a conspiratorial meeting is insufficient to prove knowing and willful membership in the criminal scheme, see United States v. Abelis, 146 F.3d 73, 80 (2d Cir.1998), but the facts adduced at trial evidenced much more than mere presence. Ms. Smalls’s comments on July 30, 2001, about the happy consequences of her own conversation with Vito; her advice to the undercover agent about what to expect in her bank interview; Ms. Smalls’s request to see the false financial documents that Mingo had just given the agent; and her reaction to those documents that “[tjhis is what I did,” when viewed in their totality and in the light most favorable to the government, supported a rational jury’s finding that she was indeed a knowing member of the charged fraud conspiracy and intent on advancing its criminal goals. See id. (observing that defendant’s presence may evidence membership in a conspiracy if the totality of circumstances indicates that presence was intended to advance the goals of that conspiracy).

Ms. Smalls’s knowing participation in the conspiracy, indeed, her knowing and willful commission of substantive bank fraud, was further evidenced by the fact that she herself submitted patently false documents in connection with her own line of credit application. Among these documents were false tax returns prepared, like those given to the undercover agent, by “Johnie Simmons” of “J.M.S. Services.” The evidence showed that in July 2001, Ms. Smalls paid three separate visits to “Johnie Mae Simmons” at the address listed on the tax returns for J.M.S. Services.

Finally, when Ms. Smalls was arrested for bank fraud, she had in her possession a counterfeit check in the amount of $91,000 made payable to her company, Smalls Multimedia Film Production (“Smalls Multimedia”), by Lambertson Truex, Inc. The jury could reasonably have inferred Ms. Smalls’s knowledge that the check was fraudulent from the fact that neither she nor her company had any relationship with Lambertson Truex that would have explained that company’s issuance of a valid check to Smalls Multimedia in such a large amount. See generally Barnes v. United States, 412 U.S. 837, 845-46, 93 S.Ct. 2357, 37 L.Ed.2d 380 (1973) (holding that common sense and experience permitted jury to conclude from defendant’s unexplained possession of recently-stolen checks that defendant must have known or been aware of the high probability that checks were stolen). As for Ms.

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Related

Barnes v. United States
412 U.S. 837 (Supreme Court, 1973)
Jackson v. Virginia
443 U.S. 307 (Supreme Court, 1979)
Huddleston v. United States
485 U.S. 681 (Supreme Court, 1988)
United States v. Rupert Gordon
987 F.2d 902 (Second Circuit, 1993)
United States v. Shawn Thomas, Christopher Reese
54 F.3d 73 (Second Circuit, 1995)
United States v. Anthony Pipola
83 F.3d 556 (Second Circuit, 1996)
United States v. Abelis
146 F.3d 73 (Second Circuit, 1998)
United States v. Edmund M. Autuori
212 F.3d 105 (Second Circuit, 2000)
United States v. Gurmeet Singh Dhinsa
243 F.3d 635 (Second Circuit, 2001)
United States v. Aleskerova
300 F.3d 286 (Second Circuit, 2002)
United States v. Christopher D. Reyes
302 F.3d 48 (Second Circuit, 2002)
United States v. McDermott
245 F.3d 133 (Second Circuit, 2001)

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Bluebook (online)
76 F. App'x 379, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mingo-ca2-2003.