United States v. Michael Williams

65 F.3d 301, 1995 U.S. App. LEXIS 25891, 1995 WL 540412
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 12, 1995
Docket1838, Docket 94-1694
StatusPublished
Cited by58 cases

This text of 65 F.3d 301 (United States v. Michael Williams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Williams, 65 F.3d 301, 1995 U.S. App. LEXIS 25891, 1995 WL 540412 (2d Cir. 1995).

Opinion

WALKER, Circuit Judge:

The government appeals from a judgment of conviction entered in the United States District Court for the Southern District of New York (Charles S. Haight, District Judge). On appeal, the government challenges the district court’s authority to depart downward from Williams’s guideline sentencing range so that he could enter a drug treatment program to which he had been admitted. Although we believe that the district court had authority to depart downward *303 in the circumstances of this case, we vacate the sentence so that the district court can impose a special condition of supervised release to ensure that Williams serves at least his guideline minimum sentence if he does not successfully complete the drug treatment program.

BACKGROUND

In the winter of 1993, Michael Williams participated in two hand-to-hand sales of approximately 25 and 26 grams of crack cocaine to an undercover agent of the Bureau of Alcohol, Tobacco, and Firearms. Williams was arrested on February 10,1993. On July 16, 1993, he pled guilty to a superseding information pursuant to a written plea agreement. Williams has been in federal custody since his arrest.

The information charged Williams with two counts of distributing and possessing with intent to distribute five grams and more of mixtures and substances containing detectable amounts of cocaine base in a form commonly known as “crack.” Under the plea agreement, the government agreed not to oppose a four-level reduction in Williams’s base offense level for minimal participation and a three-level reduction for acceptance of responsibility. The parties stipulated that Williams’s total offense level was 27, his criminal history category was VI, and his sentencing range was 130 to 162 months in prison. Both sides agreed not to seek any departures. The Probation Department filed a Presentenee Report stating that the 130-162 month sentencing range was appropriate and that no known circumstances warranted a departure from the guideline range.

Prior to the first sentencing hearing, defense counsel submitted a letter urging Judge Haight to consider that Williams’s criminal record was largely a product of drug addiction and that Williams had volunteered for a drug education program while detained at the Federal Correctional Institute at Otis-ville (“Otisville”). Defense counsel attached to the letter a copy of a report from a drug treatment specialist at the Bureau of Prisons, who commented on Williams’s flawless participation in the drug education program, and a letter from Williams expressing remorse and a desire to enter a drug treatment program at the federal prison in Butner, North Carolina.

At the initial hearing, Judge Haight notified the parties of his intention to depart downward sua sponte, stating that Williams’s brother appeared to be the “architect” of the drug distribution scheme and that Williams “was going along primarily for the purpose of indulging his own addiction.” Judge Haight observed further that Williams’s participation in the Otisville drug education program, his desire to attend the Butner treatment program, his expression of remorse, and his demeanor convinced him that Williams had a genuine desire for rehabilitation. He determined that the appropriate approach would be to depart downward to the mandatory minimum of five years imprisonment, but to extend the supervised release term to ten years so that “if even once he goes back to the drug life he led before ... [Williams] will go back to prison for a period of time comparable to that required by the guidelines.” Judge Haight then sentenced Williams to two concurrent terms of five years’ imprisonment followed by two concurrent terms of ten years of supervised release.

The government appealed from that sentence. In United States v. Williams, 37 F.3d 82 (2d Cir.1994) (Williams I), we vacated the judgment and remanded for resentencing. While we recognized that “in an appropriate case, a defendant’s rehabilitative efforts in ending his drug dependence may be a permissible ground for a downward departure,” id. at 86 (citing United States v. Maier, 975 F.2d 944, 948 (2d Cir.1992)), we could not conclude that “the district court’s departure based on Williams’s attendance in a drug education program and genuine desire to enroll in a drug treatment program was proper.” Id. Pointing out that “Williams has not yet even entered a drug treatment program and can point to few objective indications of his progress towards overcoming his drug dependence,” we held that Williams’s “genuine desire to seek rehabilitative treatment in the future” fell short of the “extraordinary” efforts at rehabilitation that justified a departure in Maier. Id.

*304 Soon thereafter, Williams completed his drag education program at Otisville. Although the district court had recommended that Williams be incarcerated at a prison where drag treatment would be available, the Bureau of Prisons transferred him to Ray Brook federal prison, a facility which did not have a program for drag therapy or rehabilitation. Finally, in September of 1994, Williams was transferred to the federal prison in Butner, North Carolina.

At Butner, Williams was accepted to its Pilot Drag Abuse Program (“Butner program”). According to literature provided by Butner, the program is an outgrowth of a 1988 conference hosted by the Bureau of Prisons which gathered “many nationally recognized experts in the areas of corrections, drag abuse treatment, and research.” The conference recommended that the Bureau of Prisons establish an “intensive pilot drag abuse treatment program with a comprehensive research evaluation methodology at a federal correctional institution.” Butner was selected as the facility to develop that program. The program targets inmates with significant drag histories who volunteer for treatment. It integrates many different -kinds of services designed to help inmates rid themselves of drag dependency while in prison and avoid relapse thereafter. The Butner program operates with a 12:1 inmate to staff ratio and consists of five phases involving “1000 hours of intensive institutional treatment” over 12 to 15 months, in contemplation of a significant post-release program.

Designers of the Butner program limited enrollment to 100 inmates and established eight criteria for admission. The inmate, who could be of any security level designation, had to (1) be male; (2) be 18 to 36 months away from a confirmed release date; (3) have a history of moderate to severe substance abuse; (4) volunteer for program participation; (5) sign a written agreement to observe program requirements; (6) be free of violence-related disciplinary problems during incarceration; (7) write and speak English; and (8) have no serious medical, psychiatric, or psychological problems aside from drag abuse that would interfere with full program participation.

At resentencing on November 18,1994, the district court noted that it was bound by Williams I to the extent that the facts had not changed.

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Bluebook (online)
65 F.3d 301, 1995 U.S. App. LEXIS 25891, 1995 WL 540412, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-williams-ca2-1995.