United States v. Michael T. McHugh

122 F.3d 153, 1997 U.S. App. LEXIS 23079, 1997 WL 539982
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 4, 1997
Docket933, Docket 96-1484
StatusPublished
Cited by12 cases

This text of 122 F.3d 153 (United States v. Michael T. McHugh) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael T. McHugh, 122 F.3d 153, 1997 U.S. App. LEXIS 23079, 1997 WL 539982 (2d Cir. 1997).

Opinions

OWEN, District Judge.

Defendant-Appellant Michael T. McHugh, a tugboat captain, pleaded guilty in the District Court for the Northern District of New York to an information charging him with involuntary manslaughter2 by criminal negligence in the drowning deaths of two crew members on a barge that sank while he was towing it across Lake Ontario in 1993. He was sentenced to 12 months on each count to run concurrently.3

Section 1112 reads:

(a) Manslaughter is the unlawful killing of a human being without malice. It is of two kinds:
Involuntary — In the commission of an unlawful act not amounting to a felony, or in the commission in an unlawful manner, or without due caution and circumspection, of a lawful act which might produce death.

18 U.S.C. § 1112(a).

Section 1112 provides for a maximum penalty of six years and a fine of $250,000. It does not distinguish between “criminally negligent” and “reckless” conduct. The Commentary to § 2A1.4 of the United States Sentencing Commission Guidelines (“U.S.S.G.” or “guidelines”) applicable to § 1112, however, elaborates as follows:

“Reckless” refers to a situation in which the defendant was aware of the risk created by his conduct!4] and the risk was of such a nature and degree that to disregard that risk constituted a gross deviation from the standard of care that a reasonable person would exercise in such a situation. “Criminally negligent” refers to conduct that involves a gross deviation from the standard of care that a reasonable person would exercise under the circumstances, but which is not reckless.

McHugh’s plea incorporated an extensive written agreement. In that agreement, he stipulated that his conduct was criminally negligent for which a base offense level of 10 is established by the guidelines with a sentencing range of 6-12 months. The District Court thereafter, however, having assessed [155]*155McHugh’s written statement of facts, rejected McHugh’s stipulation of criminal negligence and made its own finding that McHugh’s conduct was reckless with a base offense level of 14 increased to 16 because there were two counts, see U.S.S.G. § 3D1.4, and reduced to 13 by reason of McHugh’s acceptance of responsibility, see id. § 3El.l(b), and a resulting sentencing range of 12-18 months. We observe that the sentence of 12 months then imposed by the District Court was at precisely the point where the two sentencing ranges overlap.

McHugh appeals from the District Court’s determination that his conduct was reckless and from the court’s refusal to permit him to withdraw his plea of guilty following its rejection of his stipulation to criminally negligent conduct.

The facts of the tragedy giving rise to this case are best set forth in the “statement of relevant facts” in the plea agreement which appellant McHugh signed:

[DJuring the fall of 1993 defendant [McHugh] was a principal in J & M Marine Towing, 104 Rutledge Street, Syracuse, New York, a licensed Merchant Mariner and Operator of the CL No. 1, a 53’ tugboat;
In October of 1993, defendant MICHAEL T. McHUGH entered into an oral agreement with Kevin Decker, a representative of Royal Barges Inc. of Syracuse, New York to tow two wooden barges, of early 1900’s construction, from Point Pleasant, New York to the Syracuse area. The barges were to be brought across Lake Ontario to Oswego, a distance of approximately 45 miles, and then through the New York State Canal System to Onondaga Lake.
Several weeks prior to the tow, defendant inspected the barges which were bottomed in shallow water at Point Pleasant in Chaumont Bay. The smaller barge, measuring approximately 28’ x 80’ and the larger, 30’ x 90’, were fitted with a restaurant and lounge. At the time of defendant’s inspection he was aware the barges were undergoing substantial repairs to enable them to be floated for the tow.
A marine surveyor hired by Royal Barges Inc., Kenneth Johnson, advised defendant of the necessary wind and wave conditions under which the barges could be safely towed. Johnson, a retired U.S. Coast Guard Commander, told defendant that the transit had to be made slowly and under ideal weather conditions that should include winds less than ten knots, and seas less than two feet.
Several weeks later, in mid-November, defendant purchased a used 53 foot tugboat, the CL No. 1, in the Baltimore area. It was defendant’s intent to use only this single vessel to tow both barges although he also owned a second smaller tug. The CL No. 1 was equipped with radar, a VHF radio capable of receiving U.S. and Canadian marine weather forecasts and three immersion suits. Having completed the purchase, defendant and two crew members, one of whom was Calvin Lockney, proceeded from the Baltimore area to New York City with the CL No. 1. They then came upstate through the canal system, arriving at the Port of Oswego on November 24th.
On the morning of November 25th, with his two crew members, defendant attempted to set out for Point Pleasant but had to turn back after failing to make headway in heavy weather and 6-8 foot seas. Defendant set out again later in the day arriving at Point Peninsula shortly before midnight.
Prior to defendant’s arrival, Royal Barges Inc. had equipped each of the barges with several gasoline operated bilge pumps and a generator to keep them afloat during the transit and power running lights. For the trip, two crewmen were to be stationed on each barge to keep the pumps running. After his arrival, Calvin Lockney joined with Gregory Cook as the crew on the smaller barge. Although defendant was aware that each barge would be manned, he remained onboard the CL No. 1 and made no inspection of the them [sic] to assess their seaworthiness. Defendant also knew that the transit would be made in cold water conditions with a water temperature of approximately 45 degrees, but did not determine if any provision had been made on the barges for life rafts or immersion suits.
[156]*156In preparation for the tow, a line was first connected from the CL No. 1 to the smaller barge. An effort was made to connect the larger barge behind the smaller, but the lines between the two barges broke. It was decided to leave the larger barge behind.
At approximately 5:00 p.m. on November 26th, pulling only the smaller barge manned by Gregory Cook and Calvin Lockney, defendant proceeded through Chaumont Bay toward Stony Point. Although the weather was clear and the water calm for some time after the tow was commenced, defendant acknowledges that an experienced licensed mariner would be aware that weather conditions on Lake Ontario can rapidly change from calm to severe. Defendant also acknowledges an experienced mariner would know that rough seas and gale force winds are most prevalent on the east end of Lake Ontario in late fall; that weather checks both before and after getting underway are a necessity. Defendant admits that although he was equipped with an operational VHF marine radio, at no time prior to leaving Point Pleasant or during transit did he ever check either U.S.

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United States v. Michael T. McHugh
122 F.3d 153 (Second Circuit, 1997)

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Bluebook (online)
122 F.3d 153, 1997 U.S. App. LEXIS 23079, 1997 WL 539982, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-t-mchugh-ca2-1997.