United States v. Michael Caraballo

88 F.4th 239
CourtCourt of Appeals for the Third Circuit
DecidedDecember 8, 2023
Docket22-1976
StatusPublished
Cited by23 cases

This text of 88 F.4th 239 (United States v. Michael Caraballo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Caraballo, 88 F.4th 239 (3d Cir. 2023).

Opinion

PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT _________________

No. 22-1976 _________________

UNITED STATES OF AMERICA

v.

MICHAEL CARABALLO, Appellant _________________

On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Criminal No. 3-17-cr-00277-001) District Judge: Honorable Robert D. Mariani _________________

Submitted Under Third Circuit L.A.R. 34.1(a) May 17, 2023

Before: SHWARTZ, MONTGOMERY-REEVES, and ROTH, Circuit Judges.

(Filed: December 8, 2023) Gino A. Bartolai, Jr. 238 William Street Pittston, PA 18640 Counsel for Appellant

Gerard M. Karam Robert J. O’Hara Office of the United States Attorney 235 N Washington Avenue P.O. Box 309, Suite 311 Scranton, PA 18503 Counsel for Appellee _____________

OPINION OF THE COURT _____________

MONTGOMERY-REEVES, Circuit Judge.

Michael Caraballo appeals his sentence for an aggravated assault. Caraballo challenges the District Court’s finding that the injuries sustained by Caraballo’s victim amounted to serious bodily injury rather than bodily injury under the United States Sentencing Guidelines (the “Guidelines”). This finding resulted in a higher guideline range for Caraballo, which Caraballo contends led to the District Court erroneously imposing a lengthier sentence for his role in the aggravated assault. Because the phrase serious bodily injury as used in the relevant guideline is ambiguous, we turn to the Sentencing Commission’s interpretation of the phrase in the commentary to the Guidelines. And we hold that the reasonableness, character, and context of the Sentencing Commission’s interpretation entitles it to controlling weight.

2 Applying the commentary definition, we hold that the District Court did not commit clear error by concluding that the victim’s injuries constituted serious bodily injury rather than bodily injury. Thus, we will affirm.

I. BACKGROUND

On February 6, 2017, Caraballo and his co-defendant, both inmates at the United States Penitentiary at Canaan (“USP Canaan”), assaulted a third inmate (“P.R.”) in the prison gymnasium. Caraballo struck and attempted to strike P.R. with a five-inch metal shank. After the assault, medical personnel at USP Canaan assessed P.R. and transferred him to the emergency room of a local hospital. P.R. stayed in the emergency room overnight and was released the next day. He suffered “a number of puncture wounds to his chest, forearm, [and] triceps area,” a fractured mandible, and abrasions to his forehead, upper jaw, and left knee.1

In connection with the attack on P.R., on September 4, 2020, Caraballo pleaded guilty to assault with a dangerous weapon, aiding and abetting, and possessing contraband in prison in violation of 18 U.S.C. § 113(a)(2)–(3) and 18 U.S.C. § 1791(a)(2). After Caraballo entered his guilty plea, a U.S. Probation Officer prepared a Presentence Investigation Report

1 App. 38. During the sentencing hearing, Caraballo’s counsel referred to medical records in the case “disclosed during discovery” that are not included in the record before us. App. 56. The Government stated that P.R. also had trouble breathing and speculated that this could be due to one of the “three stab wounds, particularly, one to the chest, underarm area, which probably caused the difficulty breathing.” App. 58.

3 (the “Report”) for Caraballo. Using the Guidelines, the Probation Officer calculated Caraballo’s total offense level as 20. The total offense level included a five-level sentencing enhancement under Section 2A2.2(b)(3)(B) of the Guidelines due to a finding that P.R. sustained serious bodily injury. Based on a total offense level of 20 and Caraballo’s criminal history category of V, the Probation Officer calculated a Guidelines range of 63 to 78 months.

Caraballo made several objections to the Report, including to the five-level sentencing enhancement under Section 2A2.2(b)(3)(B) for causing serious bodily injury. At Caraballo’s May 12, 2022 sentencing hearing, the District Court overruled the objection to the five-level enhancement:

As [the Government] has pointed out, [P.R.] was stabbed three times, once in the anterior chest, which is an injury that’s difficult for me to characterize as just bodily injury rather than serious injury, and in addition to that, he had a broken jaw.

Now, the case law that I’ve looked at, for example, [United States v. Snider, 976 F.2d 1249, 1251 (9th Cir. 1992)], holds that a broken jaw is serious bodily injury under the applicable guideline of [2A2.2(b)(3)(B)], and I’m inclined to agree with that case and the others that I’ve looked at that what happened here is that [P.R.] had

4 inflicted upon him serious bodily injury.

It’s hard for me to look past the fact that a shank was used, in connection with this injury, it’s hard for me to look past the fact one of the stab wounds was to the anterior chest, which, I think, everyone would agree, to the extent that there’s a penetration of that area of the body, you are, at least, exposing the victim to the prospect of serious bodily injury or death.

And as far as what was actually sustained here, there’s no question that, beyond the bruises and cuts, there were puncture wounds, three, and a broken jaw, so, again, while I respect your argument, I think that the facts support a finding that the Probation Office’s assessment that there was serious bodily injury here is correct. And on that basis, I’ll have to overrule your objection.

App. 59–60.

After ruling on Caraballo’s various objections to the Report, the District Court noted for the record that the

5 Guidelines range for imprisonment purposes was 63 to 78 months. The District Court then considered the various 18 U.S.C. § 3553(a) sentencing factors and determined that Caraballo should be sentenced on the low end of the range, or 63 months. The District Court entered the judgment on May 13, 2022. This timely appeal followed.

II. JURISDICTION & STANDARD OF REVIEW

The District Court had subject-matter jurisdiction over this case pursuant to 18 U.S.C. § 3231. This Court has appellate jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).

Two different standards of review are applicable to this appeal.2 First, we exercise plenary review over legal questions, including the interpretation of the Guidelines. See, e.g., United States v. Poulson, 871 F.3d 261, 270 (3d Cir. 2017) (collecting cases); United States v. Nasir, 17 F.4th 459, 468 (3d Cir. 2021) (en banc) (citing United States v. Wilson, 880 F.3d 80, 83 (3d Cir. 2018)). Thus, we exercise plenary review over the meaning of the phrase serious bodily injury in the relevant guideline.

Plenary review requires us to review the question anew without giving deference to the District Court’s assessment or

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
88 F.4th 239, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-caraballo-ca3-2023.