United States v. Michael Anthony Shell

972 F.2d 548, 1992 U.S. App. LEXIS 20658, 1992 WL 210282
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 2, 1992
Docket91-7109
StatusPublished
Cited by39 cases

This text of 972 F.2d 548 (United States v. Michael Anthony Shell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Michael Anthony Shell, 972 F.2d 548, 1992 U.S. App. LEXIS 20658, 1992 WL 210282 (5th Cir. 1992).

Opinion

WIENER, Circuit Judge:

Defendant-Appellant Michael Anthony Shell was sentenced within the guidelines following his conviction on pleas of guilty to one of two counts of making false written statements in the process of acquiring a firearm, in violation of 18 U.S.C. § 922(a)(6), and to one of two counts of unlawful receipt of firearms by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). He was, however, denied a reduction of six points in his offense level under U.S.S.G. § 2K2.1(b)(l), the guideline provision for sentence reduction “[i]f the defendant obtained or possessed the firearm ... solely for lawful sporting purposes or collection. ...” Shell appeals the refusal of the district court to grant the six level reduction for sporting purposes. Finding no error, we affirm.

I

FACTS AND PROCEEDINGS

On separate occasions Shell purchased a .30 caliber rifle and a 9 mm. pistol from a licensed firearms dealer. On each occasion the dealer required Shell to complete a standard ATF form that included the question whether Shell had been convicted of a crime punishable by imprisonment for a term exceeding one year. As Shell had been convicted of the offense of burglary of a building and sentenced to three years’ imprisonment, his negative response to that question was false. The investigating ATF agents went to Shell’s home and, upon entering, observed the subject rifle and pistol in plain view. The instant charges ensued.

Pursuant to a plea agreement, Shell pleaded guilty to one count under § 922(a)(6) and one count under § 922(g)(1). He subsequently objected to the presen-tence investigation report (PSR), claiming that he acquired the guns for lawful, recreational purposes which entitled him to a “sporting purpose” reduction of six points in his offense level, as required under § 2K2.1(b)(1). In support of his contention, Shell testified that he bought the guns to use in target practice; that even though he lived in an apartment in town he had access to “a lot of land out in the country” where he could go for target practice. He bolstered his own statements with testimony of his mother that Shell had always lived in a rural area and owned guns for sporting purposes. Shell also adduced testimony *550 from his brother that, in the past, both he and Shell had owned pistols for target practice and long guns for deer and bird hunting. Shell’s brother also testified that their father had owned guns, and that while growing up they considered gun ownership and use to be normal.

The district court observed that when the ATF agents entered Shell’s urban apartment they found both guns loaded; that his past criminal history indicated a possibility that the guns might not be used solely for a lawful sporting purpose as required by the guideline; that the nature of the particular 9mm. handgun made it unlikely that the pistol was acquired solely for a lawful sporting purposes; and that giving false information to acquire the guns is inconsistent with obtaining firearms solely for lawful sporting purposes. In consequence of those observations the court found Shell’s evidence “not credible” and, based on the factual finding that Shell did not acquire the guns solely for lawful sporting purposes, denied a six-level reduction under the version of § 2K2.1(b)(1) that was in effect on the date of the offense.

II

ANALYSIS

For purposes of the guidelines, the sentencing court’s findings of fact are reviewed under the “clearly erroneous standard.” 1 A felon “claiming a reduction in the offense level [under § 2K2.1(b)(2)] bears the burden of establishing entitlement” by a preponderance of the evidence. 2 Given Shell’s burden of proof and the reasons articulated by the district court, its findings of fact are not clearly erroneous.

As distinguished from findings of fact, application of the facts to the guidelines is a question of law subject to de novo review. 3

The guidelines provision in effect at the time here in question poses some doubt as to the availability of the six-level reduction for the “false statement” violation of § 922(a)(6). Moreover, some of the obiter dicta of our earlier opinions on the “sporting purposes or collection” provision make our jurisprudential rules on the subject less than lucid. Still, our de novo review shows the district court’s application of the facts to the guidelines in this case to be free of error.

The version of the guidelines applicable to Shell is the one promulgated effective November 1,1989. The applicable version of Section 2K2.1(b)(1) instructed sentencing courts that, if the defendant “obtained or possessed the firearm ... solely for lawful sporting purposes or collection, decrease the offense level determined above to level 6.” (emphasis added). Although 18 U.S.C. § 922(g) is one of the crimes of conviction listed in § 2K2.1, Unlawful Receipt, Possession, or Transportation of Firearms or Ammunition, and thus is one for which the offense level was “determined above,” we observe that § 922(a)(6), proscribing the making of a false statement, is not among the crimes of conviction listed in § 2K2.1. Nevertheless, in the “Commentary ” to § 2K2.1, the list of “Statutory Provisions” does include § 922(a)(6). We therefore conclude that then, as now, the reduction provided in § 2K2.1(b)(1) for obtaining or possessing firearms for lawful sporting purposes or collection was potentially available to persons who guilty of violating, inter alia, §§ 922(a)(6) as well as 922(g)(1).

We are constrained here to clarify any perceived murkiness in our jurisprudence on the six-level reduction provisions of guidelines § 2K2.1(b). Some confusion might result if dicta in United States v. Pope, 4 is read in pari materiae with dicta in United States v. Buss, 5 both of which *551 are firearms cases involving defendants who were convicted felons and thus incapable of lawfully obtaining or possessing firearms. The defendant in Pope was charged not only with being a convicted felon in possession of an otherwise lawful firearm, in violation of 18 U.S.C. § 922(g), but also with possession of a silencer, a device which, if unregistered (as in Pope’s case), is not susceptible of being lawfully obtained or possessed without violating 26 U.S.C. § 5861(d), even by a citizen who is not a convicted felon and therefore not laboring under the general proscription of felons possessing firearms.

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Bluebook (online)
972 F.2d 548, 1992 U.S. App. LEXIS 20658, 1992 WL 210282, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-michael-anthony-shell-ca5-1992.