United States v. Mendez-Lopez

338 F.3d 1153, 2003 U.S. App. LEXIS 16313, 2003 WL 21872549
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 8, 2003
Docket02-2119
StatusPublished
Cited by12 cases

This text of 338 F.3d 1153 (United States v. Mendez-Lopez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mendez-Lopez, 338 F.3d 1153, 2003 U.S. App. LEXIS 16313, 2003 WL 21872549 (10th Cir. 2003).

Opinions

MURPHY, Circuit Judge.

I. INTRODUCTION

Defendant Gabriel Mendez-Lopez was charged with possession with intent to distribute at least fifty kilograms of marijuana that he had allegedly secreted in the gas tank of a vehicle, in violation of 21 U.S.C. § 841(b)(1)(C). After a jury trial, Mendez-Lopez was convicted and sentenced to 46 months’ imprisonment. Mendez-Lopez appeals his conviction, arguing that he was deprived of his Article III right to a federal district judge when a magistrate judge presided over jury deliberations and responded to a question from the jury. Mendez-Lopez also appeals his sentence, arguing that the district court plainly erred in calculating his criminal history category. This court exercises jurisdiction pursuant to 28 U.S.C. § 1291 and affirms, concluding that the magistrate judge was authorized to answer the jury’s question with a stipulated response and the calculation of Mendez-Lopez’s criminal history category was not plainly erroneous.

II. BACKGROUND1

Prior to instructing the jury, the district court obtained the consent of the defense counsel to delegate to a magistrate judge the taking of the verdict. Specifically, the district court stated:

The other thing I wanted to get on the record, if you will consent, my staff and I would like to leave when the jury begins to deliberate and permit Judge Smith to take the verdict. Is that acceptable with you [counsel]?

Mendez-Lopez was present in court when the district judge explained that he would not be present when the jury deliberated and that a magistrate judge would take the verdict. Also, in the presence of Mendez-Lopez, the district court instructed the jury as follows:

I’m reminded by counsel that I made arrangements with Magistrate Judge Smith, who’s a resident here in Las Cruces and who is conducting a court hearing here today, to take the verdict for me because I’m going back to Albuquerque, and so is my staff. So they’re going to take — he’s going to take the verdict. But he can get me on my phone at any time while I’m in transit to Albuquerque. So if there’s anything that I need to be consulted about, he can [1156]*1156do that. And counsel have been advised of this and have agreed to it.

Mendez-Lopez did not object to the absence of the district judge during jury deliberations nor to the delegation of judicial authority to the magistrate judge.

During deliberations, the jury sent a note to the magistrate judge asking, “Who is Victor Flores[?] Transportation employee? Previous employee? Previous owner? Exhibit #3 under TAC name!” The magistrate judge convened an off-ree-ord conference in his chambers with counsel for the defense and the government. At the end of the conference, the magistrate judge went on the record and stated the following in the presence of counsel for the defense and the government:

All right. Counsel. I understand that Counsel had stipulated to me sending in the following note: (Reading) Ladies and gentlemen, in response to your note on Exhibit 3, you have heard the evidence; you must rely upon your individual memories of the evidence and be . guided by the instructions of the Court, signed, Judge Smith. Do both sides stipulate to that note in response to the note sent out by the jury with regard to Exhibit 3 and agree that it should be sent in?

Defense counsel responded by saying, “On behalf of Mr. Mendez-Lopez, Judge, I do.” The magistrate judge sent the note into the jury room. The jury later returned a guilty verdict.

In sentencing Mendez-Lopez, the district court adopted the factual findings and guideline applications contained in the pre-sentence report (“PSR”). Without objection, Mendez-Lopez was assigned one criminal history point for a misdemeanor conviction of fleeing and eluding a police officer. Because he also had one point for another misdemeanor conviction, Mendez-Lopez was sentenced in criminal history category II. Mendez-Lopez’s adjusted offense level was determined to be 22. Therefore, the guideline range provided for a sentence of 46-57 months. The district judge sentenced Mendez-Lopez to 46 months’ imprisonment.

III. DISCUSSION

A. The magistrate judge’s authority

Mendez-Lopez argues that he was deprived of his right to a judicial officer under Article III of the Constitution because the magistrate judge was not authorized to answer the question from the jury during deliberations. Mendez-Lopez did not raise an objection to the delegation of judicial authority to the magistrate judge to take the verdict from the deliberating jury nor to the magistrate judge’s handling of the jury question. Therefore, this court reviews the delegation of judicial authority to the magistrate judge for plain error.2 United States v. Ciapponi 77 F.3d 1247, 1249 (10th Cir.1996). However, “[bjecause [the] defendant raises a potential constitutional error, we apply the plain error rule less rigidly.” Id. at 1250 (quotation omitted).

By enacting the Federal Magistrates Act, 28 U.S.C. §§ 631-639, “Congress intended magistrates to play an integral and [1157]*1157important role in the federal judicial system.” Peretz v. United States, 501 U.S. 923, 928, 111 S.Ct. 2661, 115 L.Ed.2d 808 (1991). In addition to expressly authorized tasks, the Federal Magistrates Act authorizes a federal district court judge to “assign[ ] [a magistrate judge to] such additional duties as are not inconsistent with the Constitution and laws of the United States.” 28 U.S.C. § 686(b)(3).

The Supreme Court first addressed the issue of what constituted an “additional duty” under the Federal Magistrates Act in Gomez v. United States, 490 U.S. 858, 109 S.Ct. 2237, 104 L.Ed.2d 923 (1989). In Gomez, the Supreme Court determined that presiding over voir dire in a felony trial without the defendant’s consent is not among those “additional duties” to which a magistrate judge can be assigned. Id. at 860, 875-76, 109 S.Ct. 2237. The Gomez Court reasoned that presiding over voir dire in a felony trial was not similar to the specified duties of a magistrate judge under the Federal Magistrates Act. Id. at 871-72, 109 S.Ct. 2237. Further, the Gomez Court noted that voir dire was a critical stage of the criminal proceeding. Id. at 873, 109 S.Ct. 2237. Finally, the Gomez Court reasoned,

[a]mong those basic fair trial rights that can never be treated as harmless is a defendant’s right to an impartial adjudicator, be it judge or jury.

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Bluebook (online)
338 F.3d 1153, 2003 U.S. App. LEXIS 16313, 2003 WL 21872549, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mendez-lopez-ca10-2003.