United States v. McGregor

879 F. Supp. 2d 1308, 2012 WL 3010971, 2012 U.S. Dist. LEXIS 102229
District Court, M.D. Alabama·Decided July 24, 2012·No. Criminal Action No. 2:10cr186-MHT·Published·Cited by 2 cases

Opinion

OPINION

MYRON H. THOMPSON, District Judge.

During both the original trial and the retrial of this public-corruption case, the court in its instructions to the jury provided a definition of a quid pro quo. The court is of the opinion that these instructions should be memorialized and made more accessible to the public.

I. THE COURT’S JURY INSTRUCTIONS

Extortion, federal-programs bribery, and honest-services mail and wire fraud are different crimes with distinct elements. For all these counts, however, the court treated a “quid pro quo” as an element of the offense. Cf. United States v. Siegelman, 640 F.3d 1159, 1170 (11th Cir.2011) (noting that “the Supreme Court has not yet considered whether the federal funds bribery, conspiracy or honest services mail fraud statutes require” a quid pro quo). For counts alleging the offering of a campaign-contribution bribe, the court developed a heightened quid pro quo standard and instructed the jury that:

“For a defendant to be guilty under this statute, the government must prove that there was a quid pro quo. The term ‘quid pro quo’ is Latin for ‘this for that,’ or ‘these for those.’ For all of the alleged bribes in these counts, the thing of value allegedly promised or exchanged took the form of a campaign contribution. Campaign contributions and fund-raising are an important, unavoidable and legitimate part of the American system of privately financed elections. The law recognizes that campaign contributions may be given to an elected public official because the giver supports the acts done or to be done by the elected official. The law thus also recognizes that legitimate, honest campaign contributions are given to reward public officials with whom the donor agrees, and in the generalized hope that the official will continue to take similar official actions in the future.
[1311]*1311“Lobbyists, as well as private individuals and other entities, often donate to the political campaigns of public officials and there is nothing illegal about this practice. Official acts that advance the interests of a lobbyist’s clients, taken shortly before or after campaign contributions are solicited or received from the lobbyist, can, depending on the circumstances, be perfectly legal and appropriate.
“Therefore, the solicitation or acceptance by an elected official of a campaign contribution does not, in itself, constitute a federal crime, even though the donor has business pending before the official, and even if the contribution is made shortly before or after the official acts favorably to the donor.
“However, when there is a quid pro quo agreement, orally or in writing, that is, a mutual understanding, between the donor and the elected official that a campaign contribution is conditioned on the performance of a specific official action, it constitutes a bribe under federal law. By this phrase, I mean that a generalized expectation of some future favorable action is not sufficient for a. quid pro quo agreement; rather, the agreement must be one that the campaign contribution will be given in exchange for the official agreeing to take or forgo some specific action in order for the agreement to be criminal. A close-in-time relationship between the donation and the act is not enough to establish an illegal agreement.
“A promise of a campaign contribution or a solicitation of a campaign contribution may be an illegal quid pro quo, as well. But to be illegal (1) it must be a promise or solicitation conditioned on the performance of a specific official action as I explained that phrase in the preceding paragraph; (2) it must be explicit; and (3) it must be material. To be explicit, the promise or solicitation need not be in writing but must be clearly set forth. An explicit promise or solicitation can be inferred from both direct and circumstantial evidence, including the defendant’s words, conduct, acts, and all the surrounding circumstances disclosed by the evidence, as well as the rational or logical inferences that may be drawn from them.
“Finally, the word material is a legal term, and it does not indicate whether something is tangible or intangible. Rather, it means that the promise or solicitation is one that a reasonable person would view as having the capacity or natural tendency to influence a person’s decision. It does not matter whether the decision-maker actually accepted the promise or solicitation and acted accordingly. Again, a close-in-time relationship between the donation and the act is not enough to establish an illegal promise or solicitation.”

Jury Instructions (Doc. No. 2388) at 20-24 (emphasis in original).

II. BACKGROUND

The indictment charged the defendants with federal-programs bribery, extortion, honest-services mail and wire fraud, money laundering, making a false statement, obstruction of justice, and conspiracy to commit federal-programs bribery.1 Of particular importance here, the govern[1312]*1312ment alleged that several of the bribes were to be given as campaign contributions instead of money to be used by the politician for his or her personal benefit. For instance, Count 5 of the indictment charged a defendant with promising “to give campaign contributions, including promises of $100,000 and other unspecified amounts,” to a defendant state senator. Indictment (Doc. No. 3) at ¶ 198. As alleged in the indictment, campaign contributions were involved in counts charging federal-programs bribery, extortion, and honest-services mail and wire fraud.

Because campaign contributions implicate significant First Amendment rights, courts have fashioned heightened standards of proof to ensure that protected political activity is not criminalized or unduly chilled. These standards, however, are not a model of clarity. While eight defendants have been acquitted of all charges and this case is now over, the court writes on this issue to highlight a murky field of federal law.

III. QUID PRO QUO

Corruption undermines democratic institutions and distorts the representative process by substituting private interests for the will of the people. The public will have confidence in their government only if their votes matter. A vibrant democracy cannot ignore corruption in its midst.

Of course, corruption takes many forms. A bureaucrat can extort a business owner when approving a license. A police officer can pocket drugs and look the other way. And a politician can direct a government contract to a company in exchange for a personal check.

Those are relatively clear-cut examples. Bribes to unelected government officials often do not raise constitutional questions because those payments cannot be construed as campaign contributions. But corruption can take a more sophisticated form. Whenever private donations fund political campaigns, there is always potential for a bribe to masquerade as a campaign contribution.

Candidates and donors have a First Amendment right to accept or give campaign contributions, so long as those payments are not bribes.

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United States v. McGregor, 879 F. Supp. 2d 1308, 2012 WL 3010971, 2012 U.S. Dist. LEXIS 102229 (M.D. Ala. 2012).

879 F. Supp. 2d 1308 (United States v. McGregor) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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