United States v. McDonald

18 F. Supp. 3d 13, 2014 WL 1911554, 2014 U.S. Dist. LEXIS 68061
CourtDistrict Court, D. Maine
DecidedMay 13, 2014
DocketNo. 1:13-cr-00108-JAW
StatusPublished

This text of 18 F. Supp. 3d 13 (United States v. McDonald) is published on Counsel Stack Legal Research, covering District Court, D. Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. McDonald, 18 F. Supp. 3d 13, 2014 WL 1911554, 2014 U.S. Dist. LEXIS 68061 (D. Me. 2014).

Opinion

ORDER ON (1) GOVERNMENT’S MOTION TO STRIKE AMENDED ANSWER AND MOTION FOR RETURN OF PROPERTY; AND (2) STEPHEN SMITH’S SECOND AMENDED ANSWER AND MOTION FOR RETURN OF PROPERTY

JOHN A. WOODCOCK, JR., Chief Judge.

On March 4, 2014, Nicholas McDonald entered a conditional plea of guilty to being a felon in possession of a firearm and consented to the forfeiture of the firearm to the Government. Minute Entry (ECF No. 98); Conditional Plea (ECF No. 99). On the same day, the Government moved to forfeit the firearm that Nicholas McDonald illegally possessed and the Court granted a preliminary order of forfeiture. On March 14, 2014, Stephen Smith filed a petition for a hearing alleging that the firearm was his and that it had been stolen from him. However, Mr. Smith did not swear to the time and circumstances of his acquisition of the firearm. As the Court is bound by statutory language that requires those sworn-to facts in the petition, the Court will dismiss Mr. Smith’s petition unless he presents a timely supplemental affidavit complying with the statute.

I. LEGAL STANDARD

When the Government moves to compel forfeiture of property in a criminal case, a third party may assert an interest in the property by petitioning the Court for a hearing to “adjudicate the validity of his alleged interest in the property.” 21 U.S.C. § 853(n)(2); 28 U.S.C. § 2461(c). This petition

shall be signed by the petitioner under penalty of perjury and shall set forth the nature and extent of the petitioner’s right, title, or interest in the property, the time and circumstances of the petitioner’s acquisition of the right, title, or interest in the property, any additional facts supporting the petitioner’s claim, and the relief sought.

Id. § 853(n)(3).

If a third party properly files such a petition, the Court “must conduct an ancillary proceeding” to determine the rights of the parties to the disputed property. Fed. R.CrimP. 32.2(c)(1). However, if the petitioner “fails to allege all elements necessary for recovery ... the court may dismiss the petition without a hearing.” United States v. Perkins, 382 F.Supp.2d [15]*15146, 149-50 (D.Me.2005); Fed. R.Crim. P. 32.2(c)(1)(A).

II. FACTS

On March 4, 2014 Nicholas McDonald entered a conditional plea of guilty to possession of heroin with intent to distribute and possession of a firearm by a felon. Minute Entry (ECF No. 98); Conditional Plea (ECF No. 99). The Court entered a preliminary order of forfeiture on the same day, identifying the property to be forfeited as “a Sig Sauer Model P226, 9mm semi-automatic pistol, bearing serial number U498460.” Preliminary Order of Forfeiture (ECF No. 100).

On March 14, 2014, Mr. Smith filed an Answer and Motion for Return of Property. Answer and Mot. for Return of Property (ECF No. 103) (Pet’r’s First. Mot.). The Government moved to strike this first motion on March 17, 2014. Mot. to Strike Answer and Mot. for Return of Property of Step hen Smith (ECF No. 104) (Gov’t’s First Mot. to Strike). On April 3, 2014, Mr. Smith filed an Amended Answer and Motion for Return of Property, Am. Answer and Mot. for Return of Property (ECF No. 105) (Pet’r’s Second Mot.), which the Government again moved to strike on April 4, 2014. Mot. to Strike Am. Answer and Mot. for Return of Property of Step hen Smith, Esq. (ECF No. 106) (Gov’t’s Second Mot. to Strike). Mr. Smith replied with a third Answer and Motion for Return of Property on April 17, 2014. Am. Answer and Mot. for Return of Property (ECF No. 108) (Pet’r’s Third Mot.). On the same day, Mr. Smith opposed the Government’s second motion to strike. Respondent’s Objection to the Gov’t’s Mot. to Strike (ECF No. 109) (Pet’r’s Opp’n). The Government did not reply to Mr. Smith’s third motion or his opposition.

III. DISCUSSION

A petition asserting a legal interest in forfeitable property must be “signed by the petitioner under penalty of perjury.” 21 U.S.C. § 853(n)(3). Mr. Smith’s first motion did not meet this requirement. See Pet’r’s First Mot. The second motion was notarized but not otherwise sworn. See Pet’r’s Second Mot. The third motion, however, stated that “Petitioner signs below under penalty of perjury and understands it is a crime to make a false statement under oath.” Pet’r’s Third Mot. ¶ 7. The third motion meets the statutory swearing requirement.

The petition must also “set forth ... the time and circumstances of the petitioner’s acquisition of the right, title, or interest in the property.” 21 U.S.C. § 853(n)(3). The third petition states:

2. Several months ago I was approached by [agents of the Maine Drug Enforcement Agency] who informed me that they had recovered a firearm which had been connected to me. Based on an inventory previously conducted by me, I confirmed that I owned a certain SIGT226 firearm with serial # U498460.
3. I have never sold or transferred this firearm to another.
4. It is unknown to me how the firearm came into the possession of Mr. McDonald as I am unfamiliar with him.
5. I cooperated fully with the investigation and gave suggestions as to certain individuals who may have been responsible for the theft.
6. I own this firearm. Although I no longer have the original receipts from the purchase of the gun, I shared with Agent Amy Nickerson an inventory I had taken in approximately 2010. At that time the guns were kept in a locked attic. Occa[16]*16sionally workmen had access to this attic. At all relevant times I was collecting this and other Sig 226[ ]s and did not trade or sell them away. Upon information and belief, the fact of any acquisition of the firearm, including the seller, and date of transfer, are known to the Government as that is how the agents came to me in the first place.

Pet’r’s Third Mot. ¶¶ 2-6. Mr. Smith also asserts that “[t]he exact date and time of the [acquisition of the] property in question would be impossible to determine but [on] information and belief the information exists within the possession and control of the Government.” Pet’r’s Opp’n ¶ 3.

The Government argues that this allegation is insufficient to meet the requirements of § 853(n)(3), directing the Court to two decisions from other district courts. Gov’t’s First Mot. to Strike at 4 (citing United States v. Weekley, No. CR09-2023, 2010 WL 5247936 (E.D.Iowa Dec. 1, 2010) (unreported) and United States v. Aitken, No. 2:09-cr-0097, 2010 WL 2951171 (D.Nev. July 22, 2010) (unreported)). These cases are not particularly helpful. The opinion in Aitken gave no details of the petition that failed to specify the time and circumstances of acquisition of the property. See Aitken,

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Related

United States v. Ginn
799 F. Supp. 2d 645 (E.D. Louisiana, 2010)
United States v. Perkins
382 F. Supp. 2d 146 (D. Maine, 2005)

Cite This Page — Counsel Stack

Bluebook (online)
18 F. Supp. 3d 13, 2014 WL 1911554, 2014 U.S. Dist. LEXIS 68061, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mcdonald-med-2014.