United States v. Maxton

Court of Appeals for the Tenth Circuit·Decided April 14, 2022·No. 20-1428·Unpublished

Opinion

FILED

Appellate Case: 20-1428 Document: 010110671101 United Date Filed: States CourtPage:

04/14/2022 of Appeals

1

Tenth Circuit

April 14, 2022

Christopher M. Wolpert

UNITED STATES COURT OF APPEALS Clerk of Court

TENTH CIRCUIT

UNITED STATES OF AMERICA,

Plaintiff - Appellee, No. 20-1428

v. (D.C. No. 1:13-CR-00411-PAB-1 (D. Colo.)

THERON MAXTON,

Defendant -Appellant.

ORDER AND JUDGMENT *

Before HOLMES, KELLY, and McHUGH, Circuit Judges.

Defendant-Appellant Theron Johnny Maxton, proceeding pro se, 1 appeals from the District of Colorado’s denial of his motion for a sentence reduction

*

This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1(a) and Tenth Circuit Rule 32.1(A). After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore submitted without oral argument.

1 Because Mr. Maxton is proceeding pro se, we construe his filings liberally, Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam); accord Garza v. Davis, 596 F.3d 1198, 1201 n.2 (10th Cir. 2010), but “we will not ‘assume the role of advocate,’” United States v. Parker, 720 F.3d 781, 784 n.1 (10th Cir. 2013) (quoting Yang v. Archuleta, 525 F.3d 925, 927 n.1 (10th Cir. 2008)).

under 18 U.S.C. § 3852(c)(1)(A), otherwise known as a motion for compassionate release. Mr. Maxton also requests leave to proceed in forma pauperis in this appeal. In denying Mr. Maxton’s requested relief, the district court held that he failed to demonstrate extraordinary and compelling reasons for a sentence reduction and failed to establish that a reduction in his sentence would be appropriate in light of the sentencing factors set out in 18 U.S.C. § 3553(a). Exercising jurisdiction under 28 U.S.C. § 1291, we affirm the district court’s order and grant Mr. Maxton’s motion to proceed in forma pauperis.

I

Mr. Maxton is a 67-year-old who, at the time of his motion for compassionate release, was incarcerated at the United States Penitentiary in Victorville, California (“USP Victorville”). In 2015, Mr. Maxton was sentenced by the district court in the District of Colorado to 100 months’ imprisonment plus three years of supervised release for four counts related to threatening federal prison officials and their family members in violation of 18 U.S.C. §§ 115(a)(1)(A), (a)(1)(B), and (b)(4). This sentence was imposed consecutively to two federal sentences Mr. Maxton had received in the District of South Carolina, the first of which Mr. Maxton had been serving when he made the threats at issue in his 2015 conviction.

In 2020, while Mr. Maxton was still serving his prior sentence imposed by

Appellate Case: 20-1428 Document: 010110671101 Date Filed: 04/14/2022 Page: 3

the District of South Carolina, he filed a Pro Se Motion for Compassionate Release. 2 He was later appointed counsel, who filed a supplement to his pro se motion. In his motion and supplement, Mr. Maxton asserted that his sentence should be reduced because of his serious medical issues—including chronic obstructive pulmonary disease (“COPD”), “asthma, severe headaches, chronic sinusitis, recurrent eye infections, hypertension, chronic constipation, poor dentition, degenerative cervical spine changes, and . . . a sizeable cyst on his kidney”; these conditions allegedly put him at increased risk of harm from contracting COVID-19 in prison. R., Vol. VI, at 109–110 (Supp. to Pro Se Motion for Compassionate Release, filed Oct. 1, 2020); see id. at 33 (Request for Compassionate Release, filed July 2, 2020).

Mr. Maxton further asserted that the prison’s failure to properly treat his health conditions constituted an extraordinary and compelling reason for relief under U.S. Sentencing Commission Guidelines Manual (“U.S.S.G.” or

2 Mr. Maxton contended before the district court that the government had miscalculated his consecutive sentences, arguing that he had already begun serving the sentence stemming from his 2015 conviction. See R. Vol. VI, at 156–58 (Reply to Gov. Resp., filed Oct. 23, 2020). But the district court held that these arguments were “unconvincing” because Mr. Maxton had not yet “complete[d] his sentences in South Carolina” based on the calculations in the sentencing documents. Id. at 172 (D. Ct. Order Denying Mot. For Compassionate Release, dated Nov. 9, 2020). Mr. Maxton does not appeal from this aspect of the district court’s decision. See Aplt.’s Opening Br. at 2–3. Accordingly, we adopt the district court’s construction of Mr. Maxton’s sentence.

“Guidelines”) § 1B1.13(1)(A), 3 and that the sentence Mr. Maxton had already served was sufficient to satisfy the purpose of sentencing in light of his age and decreased likelihood of recidivism. See id. at 110–13. The district court, however, denied Mr. Maxton’s request.

The court noted that the government did not dispute Mr. Maxton’s medical conditions nor his risk of severe illness from COVID-19, but instead contended Mr. Maxton could not show extraordinary and compelling circumstances falling within the categories provided in U.S.S.G. § 1B1.13. See id. at 169. Agreeing with the government, the court found Mr. Maxton failed to demonstrate that his medical condition “substantially diminishes [his] ability . . . to provide self-care within the environment of a correctional facility,” as required under § 1B1.13(1)(A). Id. at 170–71 (quoting U.S.S.G. § 1B1.13 cmt. n.1(A)(ii)). Additionally, the court found unpersuasive “Mr. Maxton’s arguments that the Bureau of Prisons is frustrating his attempts at self-care by withholding medical treatment or by failing to adequately control the spread of COVID-19”; it noted that Mr. Maxton had been receiving medical treatment—despite his refusal of certain treatments—and that there were few active COVID-19 cases at USP Victorville, where Mr. Maxton was incarcerated. Id. at 171–72. Finally, the

3 All citations to the Guidelines refer to the 2018 version of the Guidelines manual.

court found that, because Mr. Maxton had not yet started the 2015 sentence, he had not shown that he had served “at least 10 years or 75 percent” of his term of imprisonment as provided in U.S.S.G. § 1B1.13 cmt. n.1(B). Id. at 172. Accordingly, the court determined that Mr. Maxton had failed to demonstrate extraordinary or compelling reasons for compassionate release.

Further, the district court held that, even if Mr. Maxton had demonstrated extraordinary or compelling reasons for his release under 18 U.S.C. § 3582(c)(1)(A)(i), reducing his sentence still would have been inappropriate in light of the sentencing factors outlined in 18 U.S.C. § 3553(a). Specifically, the court reasoned that “the crimes Mr. Maxton committed in this case”—which included soliciting a former inmate to rape and kill federal officials and their families—“occurred only eight years ago.” Id. at 175. Because Mr. Maxton’s medical conditions had not prevented him from committing the underlying offenses for which he had been sentenced, and because he had not yet served any of the sentence at issue, the court found a reduction in sentence was unwarranted.

Following the district court’s decision on November 9, 2020, Mr. Maxton filed a pro se notice of appeal. Significantly, his notice of appeal was dated November 20, 2020, but it was postmarked on November 30 and filed on December 8, 2020, after the fourteen-day deadline for his appeal had passed.

II

A

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