United States v. Maurice F. Irving

437 F.2d 649, 141 U.S. App. D.C. 216, 1970 U.S. App. LEXIS 7012
CourtCourt of Appeals for the D.C. Circuit
DecidedOctober 9, 1970
Docket23096_1
StatusPublished
Cited by6 cases

This text of 437 F.2d 649 (United States v. Maurice F. Irving) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Maurice F. Irving, 437 F.2d 649, 141 U.S. App. D.C. 216, 1970 U.S. App. LEXIS 7012 (D.C. Cir. 1970).

Opinions

WILKEY, Circuit Judge:

In its present posture this case is before us on rehearing. After the original submission of this appeal on briefs and oral argument, this court unanimously affirmed appellant’s conviction for burglary and petty larceny by a per curiam order without opinion. In so doing, however, the present writer added a concurring opinion stating in part:

[W]e do not approve that portion of the instructions given by the trial court, on the charge of aiding and abetting, which consisted of the following example:
Let’s say A and B are friends, walking down the street or riding around the streets, and B says to A, “would you please take me by the bank at such and such a place, I want to cash a check, and will you wait for me outside.”
And A says, “Fine, I’ll take you.” So A takes him, and B goes in and robs the bank. Of course, in that circumstance A, not knowing that there was any intention to rob the bank, A, not knowing that a crime was going to be committed, A would not be guilty of robbing the bank.
Further, though, if B came out of the bank and said, “I have just robbed it, I have got this sack full of money, let’s go,” and then B got in A’s car and A took off and ran knowing that the crime had been committed, and helping in the escape, he could be liable.
The last paragraph of this example was erroneous, in that it did not describe the aiding and abetting of a substantive offense, D.C.Code § 22-105, but rather described the offense of an accessory after the fact, D.C. Code § 22-106. See United States v. Varelli, 407 F.2d 735, 749 (7th Cir. 1969). Since appellant’s indictment did not charge him with being an accessory after the fact, the giving of this example to the jury was error. See Government of Virgin Islands v. Aquino, 378 F.2d 540, 552-554 (3rd Cir. 1967).

Thus inspired and encouraged, appellant’s counsel then came forward with a strongly worded and researched petition for rehearing, relying principally on the Supreme Court decision in Bollenbach v. United States.1 We granted rehearing. Our own research has added decisions of this court following Bollenbach, in circumstances which appear indistinguishable from those of the case at bar. We therefore find it necessary to reverse appellant’s conviction and remand for a new trial.

The erroneous example in the charge quoted above was a most unfortunate lapse in an otherwise very ably conducted trial by an experienced trial judge. During his main charge the District Judge correctly instructed the jury on aiding and abetting. Two hours and 19 [651]*651minutes after the jury had retired for deliberations2 the court reconvened to respond to the jury’s note reading:

Could I have a clarification of the aiding and abetting as far as burglary is concerned.

The District Judge then repeated his correct aiding and abetting instruction. Further to assist the jury, he then followed that charge with an example in which the accused would plainly be guilty of the crime of aiding and abetting a bank robbery. Appellant’s counsel then asked for an example in which the accused would not be guilty of aiding and abetting, whereupon the District Judge gave the erroneous instruction cited above, to which objection was immediately made.

The unfortunate and most critical circumstance is that the words of this erroneous instruction were the very last words uttered to the jury other than the instruction, “You may retire and resume your deliberations.” In less than 15 minutes the jury returned with a verdict of guilty.

In Bollenbach v. United States, the precedent case for the line of authority by which we feel compelled to reverse this conviction, none of which was cited to us in the original briefs and argument, the Supreme Court, speaking through Mr. Justice Frankfurter, held:

Particularly in a criminal trial, the judge’s last word is apt to be the decisive word. If it is a specific ruling on a vital issue and misleading, the error is not cured by a prior unexceptionable and unilluminating abstract charge.3

We do not characterize the charge of the District Judge here as an “un-illuminating abstract” one, although it was “unexceptionable” in the sense that it was entirely correct and no objection was made thereto. But in Bollenbach, as here, the judge had originally given technically correct instructions and, upon finding the jury uncertain as to the meaning of those instructions and how they should be applied to the case, answered explicit questions of the jury with an erroneous instruction. In Bol-lenbach, as here, the faulty example was followed in a matter of minutes by a return to the courtroom with a guilty verdict. In commenting, Mr. Justice Frankfurter wrote:

* * * [The jury] reached a verdict of guilty under the conspiracy count five minutes after their inquiry was answered by an untenable legal proposition. It would indeed be a long jump at guessing to be confident that the jury did not rely on the erroneous “presumption” given them as a guide.4

We are not disposed to take the “long jump at guessing” that the jury did not rely on the last words of the trial judge, particularly since the Supreme Court in Bollenbach pointed out the length of the jump involved, i. e., that in so doing an appellate court must assume “that the lay jury will know enough to disregard the judge’s bad law if in fact he misguides them.”5

We believe the Government’s reliance upon Kotteakos v. United States6 and Federal Rule of Criminal Procedure 52 (a) is misplaced. In Kotteakos the Supreme Court carefully considered the historical origin and the practical application of the harmless error rule, now Fed.R.Crim.P. 52(a), and reversed the convictions because of an erroneous instruction. In so doing, Mr. Justice Rutledge wrote,

But if one cannot say, with fair assurance, after pondering all that happened without stripping the erroneous action from the whole, that the judgment was not substantially swayed by the error, it is impossible to conclude that substantial rights were not af[652]*652fected. The inquiry cannot be merely whether there was enough to support the result, apart from the phase affected by the error. It is rather, even so, whether the error itself had substantial influence. If so, or if one is left in grave doubt, the conviction cannot stand.7

Although the erroneous charge and circumstances in Kotteakos were not similar to the case at bar, the principle expressed is the same as that in Bollen-bacht

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United States v. Maurice F. Irving
437 F.2d 649 (D.C. Circuit, 1970)

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Bluebook (online)
437 F.2d 649, 141 U.S. App. D.C. 216, 1970 U.S. App. LEXIS 7012, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-maurice-f-irving-cadc-1970.