United States v. Matus-Zayas

655 F.3d 1092, 2011 U.S. App. LEXIS 17653, 2011 WL 3689245
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 24, 2011
Docket09-10294
StatusPublished
Cited by28 cases

This text of 655 F.3d 1092 (United States v. Matus-Zayas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Matus-Zayas, 655 F.3d 1092, 2011 U.S. App. LEXIS 17653, 2011 WL 3689245 (9th Cir. 2011).

Opinion

OPINION

RAWLINSON, Circuit Judge:

Appellant Juan Leonardo Matus-Zayas appeals his conviction on various counts related to transporting and harboring illegal aliens. Matus-Zayas specifically challenges the district court’s decision to admit into evidence videotaped deposition testimony of detained material witnesses pursuant to 18 U.S.C. § 3144. For the first time on appeal, Matus-Zayas argues that the statute is facially invalid and that the court erred by permitting the government to admit the depositions .into evidence at trial without any showing of a witness’s unavailability. He also argues that the magistrate judge failed to comply with the statute and that certain procedural requirements of Federal Rule of Criminal Procedure 15 and General Order 05-34 of the United States District Court for the District of Arizona were unmet.

Though the bulk of Matus-Zayas’s claims are meritless, we do agree that the court plainly erred by permitting the government to introduce the now-contested depositions into evidence without a showing of unavailability. Ultimately, however, we decline to accord Matus-Zayas any relief because we are not persuaded that “the error seriously affect[ed] the fairness, integrity, or public reputation of [the] proceedings.” United States v. Hammons, 558 F.3d 1100, 1103 (9th Cir.2009) (citation and internal quotation marks omitted). We therefore affirm the district court’s judgment of conviction.

I. BACKGROUND

A. Pre-Trial Proceedings

On or about June 10, 2008, Matus-Zayas and three co-defendants were arrested in or near Rio Rico, Arizona. The arrests were made by Border Patrol agents who were conducting surveillance on a residence that was suspected to be a staging area for illegal aliens. The agents ultimately obtained and executed a search warrant for the residence, resulting in the discovery of thirty-six illegal aliens. Five of the aliens were identified as material witnesses with potential information implicating Matus-Zayas and his co-defendants in a scheme to transport and harbor illegal aliens.

The government filed a Complaint alleging that Matus-Zayas and his co-defendants conspired “with each other and with other persons known and unknown to transport and harbor illegal aliens” in violation of 8 U.S.C. §§ 1324(a)(1)(A)(ii), 1324(a)(l)(A)(iii), 1324(a)(l)(A)(v)(i), and 1324(a)(l)(B)(i). The magistrate judge assigned to the case granted the government’s motion to temporarily detain the five material witnesses. The government subsequently filed an Affidavit for Detention of Material Witnesses requesting that the material witnesses be detained pursuant to 18 U.S.C. §§ 3142 and 3144. In the affidavit, the government noted that the material witnesses were citizens of Mexico, and “would return to Mexico to reside if released ...” The government also declared that if the material witnesses were released from custody and returned to Mexico, their presence for further proceedings in the case “could not be required by subpoena of the court system of the United States, and securing such presence by subpoena would become impracticable.”

On June 16, 2008, the government filed a notice of hearing indicating that the depositions of the material witnesses would be *1096 taken on July 1st and 3rd of 2008. After the magistrate judge entered an order continuing the depositions to August 4th and 5th of 2008, Matus-Zayas and his co-defendants were indicted on eleven counts of conspiracy to transport and harbor illegal aliens for profit, transportation of illegal aliens for profit, and harboring illegal aliens for profit.

On July 30, 2008, Matus-Zayas filed a motion objecting to the government’s request to depose the material witnesses, and requesting the district court to detain the material witnesses for trial. Matus-Zayas argued, among other things, that no exceptional circumstances existed to justify taking the depositions of the material witnesses prior to trial, and that his constitutional rights to confront and cross-examine the material witnesses at trial would be violated if the depositions proceeded.

At a hearing on the motion, the government took “no position if the depositions don’t go through and [the material witnesses] are held [for trial].” However, the government did argue that the material witnesses should not be released from custody because they would likely return to Mexico and “disappear.” The attorney for the material witnesses, on the other hand, contended that the depositions of his clients should be permitted to go forward because they had already been detained for over twenty days.

After considering the parties’ arguments, the magistrate judge ruled that the affidavit filed by the government placed Matus-Zayas’s attorney on notice that the material witnesses “were citizens of another country and that the government’s subpoena power would be basically ineffectual.” The magistrate judge explained that the government had moved pursuant to Federal Rule of Criminal Procedure 15 to take the depositions of material witnesses, and found that exceptional circumstances justified granting the motion. Specifically, the magistrate judge delineated the following circumstances: the material witnesses were in the country illegally, criminal charges had not been filed against the witnesses, and the witnesses would be deported to Mexico if released, thereby depriving the government of “authority ... to obligate them to return for the giving of testimony.” The magistrate judge also considered the fact that Matus-Zayas would have an opportunity to cross-examine the material witnesses during the depositions, and that the depositions would be recorded by videotape so that the jury would have the opportunity to “assess the demeanor of the [material witnesses].” The magistrate judge determined that after the depositions had been taken, the material witnesses would be released “absent a showing that further detention [was] necessary to prevent a failure of justice ...”

On August 4, 2008, the depositions of three of the five material witnesses were taken and recorded on videotape. Matus-Zayas was represented by an attorney other than his attorney of record, who was unable to attend. On the same day, the government and Matus-Zayas’s three co-defendants jointly moved to release the material witnesses from custody. The magistrate judge thereafter ordered that the material witnesses be released “to the Department of Homeland Security for return to their country of origin.”

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Bluebook (online)
655 F.3d 1092, 2011 U.S. App. LEXIS 17653, 2011 WL 3689245, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-matus-zayas-ca9-2011.