United States v. Marsh

11 M.J. 698, 1981 CMR LEXIS 723
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedMay 26, 1981
DocketNMCM 80 1281
StatusPublished
Cited by8 cases

This text of 11 M.J. 698 (United States v. Marsh) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Marsh, 11 M.J. 698, 1981 CMR LEXIS 723 (usnmcmilrev 1981).

Opinions

DONOVAN, Judge:

This case presents the issue of retrospective application of the amendments to Article 2, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 802, as violative of the constitutional prohibition against ex post facto laws.2 We examine that issue and conclude that application of the amended Article to an accused who committed an offense before the effective date of the Congressional amendments is prohibited.3

[700]*700Pursuant to his plea, appellant was found guilty of a single offense: unauthorized absence for some 2 and h months. Prior to imposing sentence, the military judge considered in aggravation evidence of a special court-martial conviction (three periods of unauthorized absence) and one nonjudicial punishment (NJP) (attempted larceny and possessing marijuana). The sentence of confinement at hard labor for 3 months, forfeiture of $150.00 per month for 3 months, reduction to pay grade E — 1, and bad-conduct discharge was approved by the convening authority who noted one other prior NJP. The terms of the pretrial agreement were not triggered. The supervisory authority noted that evidence of the prior conviction was inadmissible; he thereupon reassessed the sentence, remitting one month’s forfeiture, but otherwise approved the findings and sentence.

Appellant was convicted 19 November 1979,10 days after the effective date of Congressional amendments to Article 2, UCMJ.4 The defense made a motion on 19 November to dismiss the charge and specification on the grounds that in personam jurisdiction was lacking due to recruiter misconduct. Appellant offered exhibits in support of his motion. Citing In re Grimley, 137 U.S. 147, 11 S.Ct. 54, 34 L.Ed. 636 (1890), and the Article 2, UCMJ, amendments, the judge refused to litigate the motion. The issue of jurisdiction was not waived by the guilty plea. Paragraph 67a, Manual for Courts-Martial, 1969 (Rev.) (MCM).

Trial defense counsel had submitted a brief in support of the motion challenging jurisdiction on 2 November, prior to the effective date of the amendments. Appellant asserts in the brief that three recruiting problems existed prior to his enlistment, two of which were known by appellant and all by the recruiter: conviction of larceny in a civilian court, failing the ninth grade, and not meeting the recruiting service’s own minimum “odds-for-effectiveness” (OFE) score. The defense maintained that the recruiter advised appellant to conceal the first two matters; admits that the conviction was waivable; argued that no valid waiver was obtained; that, due to his age, the OFE score was a nonwaivable defect; and that he was therefore ineligible to enlist. The military judge stated that he would consider the motion as having been raised prior to 9 November, even though he decided the issue after that date. Submission of the motion was apparently the reason the defense requested delay at an Article 39(a), UCMJ, 10 U.S.C. § 839(b), session held 3 October. Trial counsel did not agree with the defense version of the facts surrounding the enlistment, although he generally agreed with the defense view of current case law. The judge denied the motion, ruling that the issue was foreclosed by the Article 2 amendments.

Section 2-II-10.a of COMNAVCRUITCOM INST 1130.8A reflects that “OFE Scores of 68 and below for male, 17 year old non-high school graduates will not be waived.” Appellate Exhibit 3. Appellant, who was a 17 year old non-high school graduate at the time he enlisted, allegedly scored an OFE of only 66; the OFE is an index, based on various background facts, used as an indicator of successful service. Section 2-II-3.C of that Instruction notes that the larceny conviction might have been waived by the area commander for Navy recruiting. Appellant presented four appellate exhibits in support of the motion: as indicated before, a brjef; excerpts from recruiting regulations; a misdemeanor conviction record; and his high school transcript of grades. None of these documents was weighed since the judge refused to litigate the motion on the authority of Article 2, UCMJ, as amended.5

Appellant has assigned one error:

[701]*701THE MILITARY JUDGE ERRONEOUSLY REFUSED TO LITIGATE THE MOTION TO DISMISS

The Government notes appellant has never averred he enlisted involuntarily, under the statutory age, or without capacity to understand the significance of his enlistment. In his brief, appellant yields that his current status is a “member of the armed forces and that he is presently subject to the Uniform Code of Military Justice; and that for administrative purposes his status ... was retroactively established by the amendments to the Uniform Code.... ” He raises the ex post facto prohibition, however, as a bar to penalizing him for his pre-amendment conduct. He further acknowledges that the amendments merely restore the state of the law expressed by Grimley but argues that this does not alter his contention that the legal relations and status of service members between 1 August 1975, the date United States v. Russo, 1 M.J. 134 (C.M.A.1975), was decided, and 9 November 1979, the date of the amendments, is governed for purposes of the ex post facto clause by Russo, not Grimley. We agree.6

DID CONGRESS INTEND RETROSPECTIVE APPLICATION OF THE ARTICLE 2 AMENDMENTS?

“The starting point in every case involving construction of a statute is the language itself.” Blue Chip Stamps v. Manor Drug Stores, 421 U.S. 723, 756, 95 S.Ct. 1917, 1935, 44 L.Ed.2d 539 (1975) (Powell, J. concurring). The language of Article 2, UCMJ, as amended, is neither clearly prospective only nor clearly retrospective. Facing such ambiguity, we will consider the legislative history of the amendments as it reflects Congressional intent, recognizing that legislative history as a guide to legislative intent is not wholly reliable. See Piper v. Chris-Craft Industries, Inc., 430 U.S. 1, 26, 97 S.Ct. 926, 941, 51 L.Ed.2d 124 (1977). Excerpts from the Senate report follow:

Subsection (a) of Section 801, therefore, amends Article 2 of the UCMJ to affirm the law and public policy of the United States dealing with the commencement of in personam jurisdiction for purposes of the Code.
The first portion of the amendment ... overrules that portion of United States v. Russo which invalidated for jurisdictional purposes an otherwise valid enlistment because of recruiter misconduct in the enlistment process. It does so by reaffirming the law as set forth by the Supreme Court in In re Grimley, 137 U.S. 147 [11 S.Ct. 54, 34 L.Ed. 636] (1890), and requiring compliance with only two factors before an enlistment will be considered valid: capacity to understand the significance of enlistment in the armed forces and the voluntary taking of the oath of enlistment. By recommending [702]

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11 M.J. 698, 1981 CMR LEXIS 723, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-marsh-usnmcmilrev-1981.