NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ________________
No. 24-1268 ________________
UNITED STATES OF AMERICA
v.
MARCUS AKIEM RICKETTS, Appellant ________________
Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 5:13-cr-00060-001) District Judge: Honorable Mitchell S. Goldberg ________________
Submitted under Third Circuit L.A.R. 34.1(a) on September 10, 2024
Before: CHAGARES, Chief Judge, ROTH and RENDELL, Circuit Judges
(Opinion filed: April9, 2025)
________________
OPINION * ________________
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. ROTH, Circuit Judge
Marcus Akiem Ricketts appeals the District Court’s order dismissing his motion to
vacate his sentence and conviction under 28 U.S.C. § 2255. Ricketts contends that he
received ineffective assistance of counsel and his guilty plea was involuntary because his
counsel solicited emotional pleas from family members and friends to coerce him to
accept a plea deal. Because we find that Ricketts’ counsel was not deficient and his plea
was voluntary, we will affirm the District Court’s order.
I.
On September 5, 2013, a federal grand jury indicted Ricketts on four counts of
armed bank robbery under 18 U.S.C. § 2113(d) and four counts of using and carrying a
firearm during a crime of violence under 18 U.S.C. § 924(c)(1). Under the law at the
time, Ricketts’ four § 924(c) charges alone required a mandatory minimum sentence of
82 years. Such a sentence would amount to life in prison for Ricketts, who was then 37
years old.
Before the court appointed attorney Maria Pedraza to his case, under different
representation, Ricketts gave two damning admissions to authorities: (1) that he robbed
an M&T Bank on July 2, 2012, and (2) that he committed eleven armed bank robberies.
The evidence against Ricketts was substantial. Pedraza and the government engaged in
2 plea negotiations, which resulted in the government’s final offer of 25 years. 1 Ricketts
found the government’s offer not only unreasonable but also “outrageous.” 2
A week before trial, Ricketts indicated at a status hearing that he intended to go to
trial. With Ricketts’ consent, Pedraza spoke to Ricketts’ mother and arranged for family
members and friends to write emails to him. While Pedraza characterized the request as a
way to encourage and show support for Ricketts, Ricketts’ mother said the purpose of the
emails was to “persuade him to take the deal.” 3 Ricketts maintains that by the morning of
the trial on June 3, 2014, he had not changed his mind. Pedraza facilitated a private
meeting between Ricketts and his mother that he described as “very emotional” and
“upsetting.” 4 After reading the emails and speaking to his mother, Ricketts decided to
plead guilty. During his plea colloquy, Ricketts swore under oath that he understood the
plea agreement, no one forced or threatened him to sign it, and that he agreed to plead
guilty “voluntarily and of [his] own free will.” 5 Three months later, the District Court
sentenced Ricketts to 300 months (25 years) and one day in prison.
It was not until Ricketts took a legal course in prison that he began to question the
voluntariness of his plea. After the District Court granted Ricketts an extension, he filed
a pro se motion under § 2255 to vacate, set aside or correct his sentence based upon four
grounds of ineffective assistance of counsel, including one that his plea was coerced.
1 With good time credit, Ricketts could be released after serving about 21 years and four months of his sentence. 2 JA 168a, 213a. 3 JA 255a. 4 JA 236a–37a. 5 JA 92a–95a. 3 After holding an evidentiary hearing, the District Court denied Ricketts’ motion but
issued a certificate of appealability as to his coercion claim because the court was unable
to find “any controlling authority factually similar to what occurred” in Ricketts’ case. 6
Ricketts appealed. 7
II.
We “exercise plenary review of the district court’s legal conclusions and apply a
clearly erroneous standard to the court’s factual findings.” 8 As established in Strickland
v. Washington, to prevail on an ineffective assistance of counsel claim, a movant must
show that: (1) “counsel’s performance was deficient[,]” that is, “counsel made errors so
serious that counsel was not functioning as the ‘counsel’ guaranteed . . . by the Sixth
Amendment”; and (2) “the deficient performance prejudiced the defense” in such a way
that “counsel’s errors were so serious as to deprive the defendant of a fair trial . . . whose
result is reliable.” 9 When a defendant is represented by counsel and enters a plea on
counsel’s advice, voluntariness is assessed by examining whether the advice “was within
the range of competence demanded of attorneys in criminal cases.” 10
Given Ricketts’ prior admissions to law enforcement, the extensive evidence
against him, and what amounted to a mandatory life sentence if he was convicted at trial,
6 JA 2a, 19a–20a. 7 The District Court had jurisdiction under 18 U.S.C. § 3231 and 28 U.S.C. § 2255. We exercise jurisdiction over the appeal pursuant to 28 U.S.C. §§ 1291 and 2253(a). 8 United States v. Travillion, 759 F.3d 281, 289 (3d Cir. 2014) (quoting Lambert v. Blackwell, 134 F.3d 506, 512 (3d Cir. 1997)). 9 466 U.S. 668, 687 (1984). 10 Hill v. Lockhart, 474 U.S. 52, 56 (1985) (quoting McMann v. Richardson, 397 U.S. 759, 771 (1970)). 4 counsel’s efforts to encourage Ricketts to accept the plea deal were no doubt reasoned
and within “the range of competence” expected of criminal defense attorneys. 11 Nor was
it improper or uncommon for counsel to implore the help of Ricketts’ family members.
While we have yet to make an ineffective assistance of counsel determination on
similar facts, the Second Circuit has rejected coercion claims where counsel sought the
assistance of the defendant’s family members to urge him to accept a plea deal. 12 In Lunz
v. Henderson, the court held that “[a]dvice[,] even strong urging by those who have an
accused’s welfare at heart, based on the strength of the State’s case and the weakness of
the defense, does not constitute undue coercion.” 13 Similarly, the First Circuit rejected a
defendant’s claim that he was coerced into pleading guilty after an emotional
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ________________
No. 24-1268 ________________
UNITED STATES OF AMERICA
v.
MARCUS AKIEM RICKETTS, Appellant ________________
Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 5:13-cr-00060-001) District Judge: Honorable Mitchell S. Goldberg ________________
Submitted under Third Circuit L.A.R. 34.1(a) on September 10, 2024
Before: CHAGARES, Chief Judge, ROTH and RENDELL, Circuit Judges
(Opinion filed: April9, 2025)
________________
OPINION * ________________
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. ROTH, Circuit Judge
Marcus Akiem Ricketts appeals the District Court’s order dismissing his motion to
vacate his sentence and conviction under 28 U.S.C. § 2255. Ricketts contends that he
received ineffective assistance of counsel and his guilty plea was involuntary because his
counsel solicited emotional pleas from family members and friends to coerce him to
accept a plea deal. Because we find that Ricketts’ counsel was not deficient and his plea
was voluntary, we will affirm the District Court’s order.
I.
On September 5, 2013, a federal grand jury indicted Ricketts on four counts of
armed bank robbery under 18 U.S.C. § 2113(d) and four counts of using and carrying a
firearm during a crime of violence under 18 U.S.C. § 924(c)(1). Under the law at the
time, Ricketts’ four § 924(c) charges alone required a mandatory minimum sentence of
82 years. Such a sentence would amount to life in prison for Ricketts, who was then 37
years old.
Before the court appointed attorney Maria Pedraza to his case, under different
representation, Ricketts gave two damning admissions to authorities: (1) that he robbed
an M&T Bank on July 2, 2012, and (2) that he committed eleven armed bank robberies.
The evidence against Ricketts was substantial. Pedraza and the government engaged in
2 plea negotiations, which resulted in the government’s final offer of 25 years. 1 Ricketts
found the government’s offer not only unreasonable but also “outrageous.” 2
A week before trial, Ricketts indicated at a status hearing that he intended to go to
trial. With Ricketts’ consent, Pedraza spoke to Ricketts’ mother and arranged for family
members and friends to write emails to him. While Pedraza characterized the request as a
way to encourage and show support for Ricketts, Ricketts’ mother said the purpose of the
emails was to “persuade him to take the deal.” 3 Ricketts maintains that by the morning of
the trial on June 3, 2014, he had not changed his mind. Pedraza facilitated a private
meeting between Ricketts and his mother that he described as “very emotional” and
“upsetting.” 4 After reading the emails and speaking to his mother, Ricketts decided to
plead guilty. During his plea colloquy, Ricketts swore under oath that he understood the
plea agreement, no one forced or threatened him to sign it, and that he agreed to plead
guilty “voluntarily and of [his] own free will.” 5 Three months later, the District Court
sentenced Ricketts to 300 months (25 years) and one day in prison.
It was not until Ricketts took a legal course in prison that he began to question the
voluntariness of his plea. After the District Court granted Ricketts an extension, he filed
a pro se motion under § 2255 to vacate, set aside or correct his sentence based upon four
grounds of ineffective assistance of counsel, including one that his plea was coerced.
1 With good time credit, Ricketts could be released after serving about 21 years and four months of his sentence. 2 JA 168a, 213a. 3 JA 255a. 4 JA 236a–37a. 5 JA 92a–95a. 3 After holding an evidentiary hearing, the District Court denied Ricketts’ motion but
issued a certificate of appealability as to his coercion claim because the court was unable
to find “any controlling authority factually similar to what occurred” in Ricketts’ case. 6
Ricketts appealed. 7
II.
We “exercise plenary review of the district court’s legal conclusions and apply a
clearly erroneous standard to the court’s factual findings.” 8 As established in Strickland
v. Washington, to prevail on an ineffective assistance of counsel claim, a movant must
show that: (1) “counsel’s performance was deficient[,]” that is, “counsel made errors so
serious that counsel was not functioning as the ‘counsel’ guaranteed . . . by the Sixth
Amendment”; and (2) “the deficient performance prejudiced the defense” in such a way
that “counsel’s errors were so serious as to deprive the defendant of a fair trial . . . whose
result is reliable.” 9 When a defendant is represented by counsel and enters a plea on
counsel’s advice, voluntariness is assessed by examining whether the advice “was within
the range of competence demanded of attorneys in criminal cases.” 10
Given Ricketts’ prior admissions to law enforcement, the extensive evidence
against him, and what amounted to a mandatory life sentence if he was convicted at trial,
6 JA 2a, 19a–20a. 7 The District Court had jurisdiction under 18 U.S.C. § 3231 and 28 U.S.C. § 2255. We exercise jurisdiction over the appeal pursuant to 28 U.S.C. §§ 1291 and 2253(a). 8 United States v. Travillion, 759 F.3d 281, 289 (3d Cir. 2014) (quoting Lambert v. Blackwell, 134 F.3d 506, 512 (3d Cir. 1997)). 9 466 U.S. 668, 687 (1984). 10 Hill v. Lockhart, 474 U.S. 52, 56 (1985) (quoting McMann v. Richardson, 397 U.S. 759, 771 (1970)). 4 counsel’s efforts to encourage Ricketts to accept the plea deal were no doubt reasoned
and within “the range of competence” expected of criminal defense attorneys. 11 Nor was
it improper or uncommon for counsel to implore the help of Ricketts’ family members.
While we have yet to make an ineffective assistance of counsel determination on
similar facts, the Second Circuit has rejected coercion claims where counsel sought the
assistance of the defendant’s family members to urge him to accept a plea deal. 12 In Lunz
v. Henderson, the court held that “[a]dvice[,] even strong urging by those who have an
accused’s welfare at heart, based on the strength of the State’s case and the weakness of
the defense, does not constitute undue coercion.” 13 Similarly, the First Circuit rejected a
defendant’s claim that he was coerced into pleading guilty after an emotional
conversation with his mother, noting that in a criminal prosecution, it is expected that
“loved ones will advise, counsel, implore, beseech, and exhort defendants to take—or
abjure—myriad courses of action”; that a defendant received input from family members
before entering a plea “does not necessarily show coercion, duress, or involuntariness.” 14
The same applies here. Ricketts concedes that his mother, family, and friends
urged him to take the plea so that he could have a life outside of prison. In doing so, they
did not threaten him in any way. This is strong persuasion, not coercion. Confronted
with the strength of the government’s case against her client, Pedraza acted appropriately
11 See id. 12 See Lunz v. Henderson, 533 F.2d 1322, 1327 (2d Cir. 1976); United States ex rel. Brown v. LaVallee, 424 F.2d 457, 460–61 (2d Cir. 1970). 13 533 F.2d at 1327 (citations omitted). 14 United States v. Pellerito, 878 F.2d 1535, 1541 (1st Cir. 1989). 5 to encourage Ricketts to take the only course of action that would avoid a life sentence.
As the District Court noted, “[a] lawyer does not deprive a client of autonomy by
‘explaining why, in her view, conceding guilt would be the best option.’” 15 We agree
with the District Court that Ricketts’ plea was not coerced and will therefore affirm the
order dismissing his § 2255 petition.
15 JA 19a (quoting McCoy v. Louisiana, 584 U.S. 414, 423 (2018)). 6