United States v. Louise Mango, Kenneth Austin, Kevin Dominske and Phenix Environmental, Inc.

199 F.3d 85, 30 Envtl. L. Rep. (Envtl. Law Inst.) 20220, 49 ERC (BNA) 1641, 1999 U.S. App. LEXIS 32095
CourtCourt of Appeals for the Second Circuit
DecidedDecember 8, 1999
Docket1998
StatusPublished
Cited by18 cases

This text of 199 F.3d 85 (United States v. Louise Mango, Kenneth Austin, Kevin Dominske and Phenix Environmental, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Louise Mango, Kenneth Austin, Kevin Dominske and Phenix Environmental, Inc., 199 F.3d 85, 30 Envtl. L. Rep. (Envtl. Law Inst.) 20220, 49 ERC (BNA) 1641, 1999 U.S. App. LEXIS 32095 (2d Cir. 1999).

Opinion

POOLER, Circuit Judge:

This appeal requires us to determine whether the Clean Water Act, 33 U.S.C. §§ 1251-1387 (“CWA”) allows the Secretary of the Army (the “Secretary”) to delegate authority to issue discharge permits to district engineers in the Army Corps of Engineers (the “Corps”). If so, we must also decide the scope of the district engineer’s authority to set permit conditions. The United States District Court for the Northern District of New York (Howard G. Munson, Judge) found that the Secretary lacked the power to delegate the issuance of permits to anyone other than the Chief of Engineers (the “Chief’). Because a lower level Corps employee issued the permit in question, the district court dismissed all of the indictment counts that charged defendants with violating CWA permit conditions. In the alternative, the court found that permit conditions that were not directly related to the discharge of dredged or fill material were invalid. Based on our holdings that the Secretary properly delegated his permit-issuing authority to district engineers and that permits may include conditions reasonably related to the discharge of dredged or fill material whether the relationship is direct or indirect, we reverse the district court’s dismissal of counts two through thirteen and twenty through thirty-one and remand for reconsideration of their viability under the standard set forth in this opinion.

*87 BACKGROUND

I. Statutory and Regulatory Framework

With several exceptions, the CWA prohibits the discharge of all pollutants into the nation’s waters. See 33 U.S.C. § 1311(a). The Administrator of the Environmental Protection Agency (“EPA”) bears the major federal responsibility for enforcement and interpretation of the CWA. 1 Thus, although the “Secretary”— defined as “the Secretary of the Army, acting through the Chief of Engineers”— has authority to issue permits “for the discharge of dredged or fill material into the navigable waters at specified disposal sites,” 33 U.S.C. § 1344(a), (d), the EPA Administrator can override any individual decision to issue a permit if she finds “that the discharge of such materials ... will have an unacceptable adverse effect on municipal water supplies, shellfish beds and fishery areas ..., wildlife, or recreational areas.” 33 U.S.C. § 1344(c). The CWA instructs the Administrator, in conjunction with the Secretary, to develop guidelines for issuing permits that include consideration of the effect of disposed pollutants on human health and welfare, marine life, and esthetic, recreational and economic values, as well as various scientific criteria and alternatives to the proposed disposal. See 33 U.S.C. § 1344(b) (referencing 33 U.S.C. § 1343(c)). Knowing or negligent violation of a permit condition subjects the violator to criminal liability. See 33 U.S.C. § 1319(c).

The Secretary has delegated his CWA permit-issuing authority to “authorized representatives” of the Chief including “district engineers.” 33 C.F.R. § 325.8(a), (b). Although permits must contain the name of the district engineer, a lower level employee designated by the district engineer may sign the permit. See 33 C.F.R. § 325.8(b). In making permitting decisions, the authorized Corps representative considers criteria contained in 40 C.F.R. Part 230, which was developed by the Administrator, in conjunction with the Secretary, to govern discharge permits issued pursuant to 33 U.S.C. § 1344(b), as well as criteria set out in 33 C.F.R. § 320.4(a), which lists public interest factors the Army must consider in connection with any permit it issues. The Secretary also has defined by regulation certain terms relevant to his jurisdiction. For instance, “dredged material means material that is excavated or dredged from waters of the United States,” 33 C.F.R. § 323.2(c), and “fill material means any material used for the primary purpose of replacing an aquatic area with dry land or of changing the bottom elevation of a[] waterbody,” 33 C.F.R. § 323.2(e).

II. The Iroquois Project

The charges against defendants stem from the construction in 1991 and 1992 of the 370-mile Iroquois pipeline project from Ontario, Canada to Long Island, New York. Defendant Kenneth Austin was the vice president and director of engineering and construction for Iroquois Gas Transmission System Limited Partnership and its agent, the Iroquois Pipeline Operating Co. (collectively, “Iroquois”), which constructed the pipeline. Phenix Environmental, Inc. (“Phenix”) performed environmental inspections for Iroquois. Defendant Louise Mango, Phenix’ president and principal owner, also acted as Iroquois’ manager of environmental affairs. Defendant Kevin Dominske, a Phenix employee, oversaw environmental compliance for Spread Two, a portion of the pipeline project located in northern New York.

Prior to constructing the pipeline, Iroquois had to satisfy several regulatory masters including the Federal Energy Regulatory Commission (“FERC”), which evaluated Iroquois’ application to construct *88 the natural gas pipeline. After preparing a final environmental impact statement (“FEIS”), FERC approved the project but required Iroquois to comply with many conditions including those contained in Appendices C and D of the FEIS certificate. See Iroquois Gas Transmission Sys. L.P., 53 FERC ¶ 61,194 (Nov. 14, 1990). Appendix D detailed stream and wetland construction and mitigation procedures, while Appendix C set out an erosion control, revegetation, and maintenance plan for all other disturbed areas.

Iroquois also applied to the Army Corps of Engineers for a discharge permit pursuant to the CWA and the Rivers and Harbors Act, 33 U.S.C. § 403.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Eliza Wille v. Howard Lutnik
Fourth Circuit, 2025
Garrett Kajmowicz v. Matthew Whitaker
42 F.4th 138 (Third Circuit, 2022)
Stand Up For California! v. DOI
994 F.3d 616 (D.C. Circuit, 2021)
California v. U.S. Dep't of Interior
298 F. Supp. 3d 136 (D.C. Circuit, 2018)
Ethicon Endo-Surgery, Inc. v. Covidien Lp
812 F.3d 1023 (Federal Circuit, 2016)
United States v. Scully
108 F. Supp. 3d 59 (E.D. New York, 2015)
United States v. Knauer
635 F. Supp. 2d 203 (E.D. New York, 2009)
United States v. Zerbe
596 F. Supp. 2d 267 (D. Connecticut, 2009)
National Ass'n of Home Builders v. United States Army Corps of Engineers
453 F. Supp. 2d 116 (District of Columbia, 2006)
Earth Island Institute v. Pengilly
376 F. Supp. 2d 994 (E.D. California, 2005)
Cashman v. Dolce International/Hartford, Inc.
225 F.R.D. 73 (D. Connecticut, 2004)
US Telecom Assn v. FCC
D.C. Circuit, 2004

Cite This Page — Counsel Stack

Bluebook (online)
199 F.3d 85, 30 Envtl. L. Rep. (Envtl. Law Inst.) 20220, 49 ERC (BNA) 1641, 1999 U.S. App. LEXIS 32095, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-louise-mango-kenneth-austin-kevin-dominske-and-phenix-ca2-1999.