United States v. Lewis Aaron Cook

45 F.3d 388, 1995 U.S. App. LEXIS 1381
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 23, 1995
Docket93-5279, 94-5007 and 94-5041
StatusPublished
Cited by312 cases

This text of 45 F.3d 388 (United States v. Lewis Aaron Cook) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lewis Aaron Cook, 45 F.3d 388, 1995 U.S. App. LEXIS 1381 (10th Cir. 1995).

Opinion

BALDOCK, Circuit Judge.

This is Defendant Lewis Aaron Cook’s second appeal to this Court following denial of his 28 U.S.C. § 2255 motion. In 1990, Defendant was convicted of drug-related charges in federal court and sentenced to concurrent prison terms of 262 months and 240 months. We affirmed Defendant’s conviction and sentence on direct appeal. See United States v. Cook (“Cook I”), 949 F.2d 289 (10th Cir.1991). Thereafter, Defendant filed a § 2255 motion alleging in pertinent part: (1) his attorney encouraged Yvonne Cross, a government witness, to testify against him creating a conflict of interest, 1 and (2) his appellate counsel was ineffective. United States v. Cook (“Cook II”), 997 F.2d 1312, 1315-16 (10th Cir.1992). The district court denied his motion. Id. at 1316. We reversed, noting that Defendant’s failure to raise the issues contained in his § 2255 motion on direct appeal “bars him from raising [them] in his § 2255 motion, unless he can show cause excusing his procedural default and actual prejudice resulting from the error of which he complains.” Id. at 1320. Because Defendant’s assertion of ineffective assistance of appellate counsel could establish sufficient cause for his procedural default, we remanded for the district court to consider whether Defendant’s counsel had rendered ineffective assistance on direct appeal. 2 Id.

On remand, the district court conducted an evidentiary hearing and determined Defendant had received effective assistance of counsel on direct appeal. The court therefore held that Defendant had failed to establish cause for his procedural default and denied Defendant’s motion. 3 On appeal, we exercise jurisdiction under 28 U.S.C. § 1291, and we again reverse. 4

*391 I.

The record reveals the following relevant facts. Defendant, along with co-defendants Yvonne Cross and Linda Kaye Burdine, retained Jeffrey D. Fischer to jointly represent them following their arrest on drug charges. Prior to trial, the government and co-defendant Cross entered into a plea agreement which required Cross to testify in the government’s case-in-chief against Cook in exchange for the government’s recommendation of leniency at sentencing. Subsequently, the government filed a motion to recuse Fischer from representing Cross in light of the “very real conflict of interest between defendants Cook and Cross.” Fischer filed a response acknowledging the conflict of interest. The district court granted the motion and appointed Ernest Bedford as separate counsel for Cross. Fischer continued to represent Defendant.

At trial, on December 20,1989, the government called Cross to testify. In contravention of her plea agreement, Cross refused to testify against Defendant:

Q. Ms. Cross, are you a defendant in this case with Mr. Lewis Cook and Ms. Linda Burdine?
A. Yeah, I will not testify against Lewis Aaron Cook.
THE COUKT: Do you understand the question? Are you stating that you refuse to give testimony?
THE WITNESS: Yes, I do.

Tr.Vol. II at 398. Upon further questioning by the district court, Cross continued to refuse to testify against Defendant. Id. at 402-03.

As a result of Cross’ refusal to testify, the district court ordered Fischer, Defendant’s attorney, to meet with Cross and apprise her of the consequences of her refusal to testify in accordance with her plea agreement. The following colloquy occurred between the district court and Fischer:

THE COURT: All right. I tell you what I’m going to do. I’m going to take a short recess, and I want Mr. Fischer, Mr. Fischer as an officer of this Court and as counsel experienced in criminal matters, I want you to visit with Ms. Cross. I do understand that there is a conflict situation.
MR. FISCHER: Not only is there a conflict, if Your Honor please, this Court has—
THE COURT: I have — that’s right, I’ve entered an order, that is true.
MR. FISCHER: — recused me for precisely that reason. Now, if it’s the Court’s pleasure for me to do so and give her general information, I’ll be happy to do so.
THE COURT: All I’m doing is trying to insure that ... Yvonne Cross is aware of her situation and her jeopardy at this point. And I will for the limited purpose of your advising her of what can happen, I want you to do that.
MR. FISCHER: Yes, Your Honor.

Id. (emphasis added). After further discussions with the government’s attorney, the district court reiterated its prior order:

THE COURT: I would ask that both you [government’s attorney] and Mr. Fischer advise her in that regard so that she will be fully advised as to her rights and what she faces if she refuses to testify, because at this point, she is not under jeopardy, but if she continues this refusal then she has serious problems.

Id. at 405.

Despite his misgivings, Fischer attended the meeting with Cross along with her court-appointed attorney, Bedford, and the government prosecutor. At the meeting, Fischer did not communicate with Cross and was present only as an observer to the conversation between Cross, Bedford, and the government prosecutor. After the meeting, Cross returned to the stand and delivered testimony which the government acknowledges “was damaging to [Defendant’s] case.” Defendant was ultimately convicted.

In his direct appeal, Defendant — through his attorney Fischer — did not raise any con *392 flict of interest issues concerning the court-ordered meeting with Cross. At the § 2255 evidentiary hearing conducted by the district court following our remand in Cook II, Fischer testified that he did not raise the issue on appeal because “it was my perception that there was no legitimate issue that arose out of the meeting with Ms. Cross that was worthy of appellate review based on my perception of the circumstances and the law.” Tr. Vol. IV at 171. Additionally, Fischer testified that he did not pursue any legal research concerning the issue. Id. at 175-76. However, Fischer testified that he did not believe the meeting “was a good idea consistent with the exercise of [his] best professional judgment.” Tr.Vol. IV at 153. Specifically, Fischer testified that he had a number of concerns about the meeting:

One of them was not offending Judge Ellison, one of them was doing right by my client.

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Cite This Page — Counsel Stack

Bluebook (online)
45 F.3d 388, 1995 U.S. App. LEXIS 1381, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lewis-aaron-cook-ca10-1995.