United States v. Lee Howard Montgomery, Howard Lee Montgomery, AKA Lee Howard Montgomery v. United States

998 F.2d 1468, 93 Cal. Daily Op. Serv. 5310, 93 Daily Journal DAR 8980, 1993 U.S. App. LEXIS 17198
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 13, 1993
Docket89-50592, 91-55512
StatusPublished
Cited by24 cases

This text of 998 F.2d 1468 (United States v. Lee Howard Montgomery, Howard Lee Montgomery, AKA Lee Howard Montgomery v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lee Howard Montgomery, Howard Lee Montgomery, AKA Lee Howard Montgomery v. United States, 998 F.2d 1468, 93 Cal. Daily Op. Serv. 5310, 93 Daily Journal DAR 8980, 1993 U.S. App. LEXIS 17198 (9th Cir. 1993).

Opinion

WALKER, District Judge:

Howard Lee Montgomery appeals his conviction of conspiracy to distribute and distribution of methamphetamine, in violation of 21 U.S.C. §§ 841(a)(1) and 846. Montgomery also appeals the denial of his motion for relief under 28 U.S.C. § 2255. His main contention in both appeals is that the government did not use “reasonable efforts” to produce a confidential informant for a pretrial interview, thereby violating his right to due process of law. Montgomery’s habeas appeal has been consolidated with the direct appeal from his convictions.

In addition to his allegation that the government failed to use “reasonable efforts” to produce the confidential informant, Montgomery also asserts two other grounds for reversing, his convictions: (1) the government’s failure to produce the confidential in-formánt violated the strictures of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and (2) the district court abused its discretion when it refused to limit the government’s cross-examination of Montgomery to questions not concerned with the identification of sources, and then ordered Montgomery’s testimony stricken from the record when he refused to answer such questions. Because we find that the government’s failure to use reasonable efforts to produce the confidential informant provides sufficient grounds for reversal of Montgomery’s convictions, we need not reach the Brady issue. We review the issue of striking Montgomery’s testimony to provide guidance on remand.

I.

Montgomery was indicted on January 18, 1989, in the United States District Court for the Southern District of California on two counts of distributing methamphetamine, in violation of 21 U.S.C. § 841(a)(1), and one count of conspiring to distribute methamphetamine, in violation of 21 U.S.C. § 846. The assistance of a confidential informant named James Hardcastle helped bring about Montgomery’s indictment.

Hardcastle, along with his girlfriend Joan McKenzie, had been arrested on methamphetamine charges in Tennessee in September 1988, Under the federal sentencing guidelines, Hardcastle faced formidable penalties if found guilty of the charges. In lieu of prosecuting Hardcastle on these charges in Tennessee, the government offered Hard-castle the opportunity to serve as a confidential informant to assist federal agents in investigating and arresting drug'offenders in the San Diego area, where Hardcastle had most of his contacts, and to enter a guilty plea to a lesser offense in the Southern District of California.

Shortly after Hardcastle began work as a confidential informant for the Drug Enforcement Agency in San Diego, he suggested Montgomery as a target. Hardcastle arranged for a meeting to take place on November 22,1988, between himself, Montgomery, and DEA Supervisor Jim .Bohn. At this meeting, Montgomery sold Bohn approximately twenty-eight grams of methamphetamine. Bohn also negotiated for the purchase of larger quantities of methamphetamine to take place sometime in the “near future.” According to Hardcastle, the government, specifically Agent Bohn, promised him probation if he was successful in producing an arrest. Hardcastle also testified that Agent Bohn pressured him to arrange a large drug transaction, a deal for.at least two pounds of methamphetamine, and told him “to lie or do whatever it took to get a deal.” *1471 Hardcastle also made several statements to Agent Bohn regarding Montgomery’s narcotics activities that Montgomery alleges were false.

On January 5,1989, Montgomery informed Hardcastle that a larger shipment of methamphetamine had arrived. Hardcastle then arranged for Montgomery to meet Bóhn in a parking lot in Ramona, California. .Hardcas-tle and Bohn waited in the parking lot for Montgomery to arrive. Montgomery initially arrived without any drugs, but left after Hardcastle and Bohn told him to go home and wait for the drugs due to arrive soon. After several phone calls from Hardcastle, he eventually returned, followed by two men in a white truck. Upon arrival, Montgomery drove over to Bohn’s ear, then got out of his truck and showed Bohn a package of methamphetamine. At this point, Bohn gave the signal to other agents in the parking lot to arrest Montgomery and the other two passengers sitting in the white truck.

Before trial, Montgomery filed various motions including a motion to dismiss the indictment due to outrageous governmental misconduct and a motion to compel the government to produce Hardcastle for an interview. At a hearing on March 17, 1989, the court ordered the government to make Hardcastle available for an interview no later than ten working days before the trial. The court continued the remaining motions.

At a second motions hearing on April 10, 1989, the court set the trial for May 2, 1989, and reminded the Assistant United States Attorney that the government was still under order to produce the confidential informant. Ten working days before the May 2 trial date indicates a deadline to produce Hardcastle no later than April 18.

On April 27, 1989, Montgomery requested a chambers conference because the government had not yet produced the confidential informant for an interview. At this conference, the government informed the court for the first time that Hardcastle had become a fugitive on April 17, 1989, when he failed to appear to enter a Rule 20 guilty plea, and that the government’s last contact with Hardcastle had been on April 14, 1989, when Hardcastle spoke with DEA Agent Courtney on the phone. The court then issued a bench warrant -for Hardcastle’s arrest.

Montgomery contended that as a result of the loss of the confidential informant whom Montgomery had intended to call as a witness, the indictment should be dismissed. The court vacated the trial date and set "a hearing for May 22, 1989.

At the hearing, the court heard and denied Montgomery’s motion to dismiss the indictment due to the failure of the government to produce the confidential informant. The trial was rescheduled for July 18,1989. Montgomery argued that the government “caused the loss of the confidential informant.” The court, however, found that under the “totality of the circumstances,” the government did not cause the unavailability of the confidential informant. The court also found the government used “due diligence” in trying to locate the confidential informant. Following the court’s May 22, 1989, hearing, Montgomery renewed his motion to dismiss, and the court again denied his motion.

On July 26, 1989, Montgomery was found guilty on all counts. Once again, Montgomery renewed his motion to dismiss the indictment due to the government’s failure to produce the confidential informant and for outrageous governmental misconduct.

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998 F.2d 1468, 93 Cal. Daily Op. Serv. 5310, 93 Daily Journal DAR 8980, 1993 U.S. App. LEXIS 17198, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lee-howard-montgomery-howard-lee-montgomery-aka-lee-ca9-1993.