United States v. Lee

211 F. App'x 322
Court of Appeals for the Fifth Circuit·Decided December 29, 2006·No. 05-51138·Unpublished·Cited by 2 cases

Opinion

PER CURIAM: *

John Karl Lee appeals his conviction and restitution on three counts of mail fraud, 18 U.S.C. § 1341, and three counts of making false statements to obtain federal employees’ compensation, 18 U.S.C. § 1920. Finding no reversible error, we AFFIRM.

John Karl Lee, an active duty serviceman during Operation Desert Storm in 1990-91, was convicted for mail fraud and false statements he made to obtain disability benefits for alleged post-traumatic stress disorder incurred in his military service. Lee had received $229,429.89 in monthly monetary disbursements between April 1996 and March 2003, while misrepresenting both that he was married (after his divorce) and that he had no other employment.

Lee was sentenced to six concurrent 24-month terms, two years’ supervised release, a $172,000 fine, $229,429.89 in restitution, forfeiture of $157,936.25, and $600 in special assessments. On appeal, he raises several trial errors and challenges •the amount of restitution.

I. DISCUSSION

A. Admission of the Vehicle Theft Testimony

Lee asserts that the testimony by the Army investigator that Lee had stolen a Chevy Suburban while on a patrol in Iraq during Desert Storm is extrinsic to the charged offenses, inadmissible character evidence, and unfairly prejudicial. This contention may be correct. To establish the admissibility of this evidence as “intrinsic” to the charged offenses, the Government had to prove that the events in 1991 and his fraudulent Office of Worker’s Compensation Program (“OWCP”) disability claims years later were “inextricably intertwined” incidents and are part of the same criminal transaction. See United States v. Morgan, 117 F.3d 849, 860 (5th Cir.1997) (uncharged offense must arise out of same transaction as the charged offense to avoid proscription of Federal Rule of Evidence 404(b)). Nonetheless, in light of the substantial body of inculpatory evidence apart from the theft testimony, the error was harmless and caused no prejudice to Lee. See United States v. Buck, 324 F.3d 786, 789 (5th Cir.2003).

*325 B. District Court’s Instructions on Texas Law

Lee alleges that he was denied due process and a fair trial when the district judge impermissibly testified as a witness in violation of Federal Rule of Evidence 605 and “impeached” a “pivotal” defense witness.

Alicia Carlos, the filing room supervisor in the El Paso County District Clerk’s Office, testified, in order to rebut the Government’s position, that since Lee had waived service of his divorce decree, there was no possibility that her office could have sent him a copy of it. In response to Carlos’s testimony, the district judge instructed on and read to the jury Texas Rule of Civil Procedure 119a, which requires the County Clerk to mail a certified copy of a divorce decree to any party who waived service of process. Lee characterizes the instruction as judicial testimony in violation of Federal Rule of Evidence 605 because it allegedly created the impression that the judge was directing the jury to assume that Lee had received a copy of the divorce decree.

The jury instruction at issue is, however, not akin to the improper fact-based testimonial statements that Rule 605 prohibits. The instant situation is more appropriately analyzed within the scope of caselaw defining the district court’s “power of comment and the inherent limitations on this power.” United States v. Paiva, 892 F.2d 148, 159 (1st Cir.1989). Thus, it is well established that a trial judge may facilitate a jury’s understanding of the evidence by questioning witnesses, by eliciting facts not yet adduced by the parties, or through explanation and commentary. United States v. Reyes, 227 F.3d 263, 265 (5th Cir.2000); Fed.R.Evid. 614. On appeal, the issue is whether the disputed judicial behavior “was so prejudicial that it denied [the defendant] a fair, as opposed to a perfect, trial.” United States v. Saenz, 134 F.3d 697, 702 (5th Cir.1998) (internal quotation marks omitted). The district court’s action must be “qualitatively and quantitatively substantial” to merit a finding of reversible error. United States v. Munoz, 150 F.3d 401, 414 (5th Cir.1998). Because Lee did not object to the court’s instruction at trial, we review only for plain error. United States v. Hernandez-Guevara, 162 F.3d 863, 875 (5th Cir.1998).

The district court’s Rule 119a instruction was not plainly erroneous and did not deprive Lee of a fair trial. It did not impermissibly insinuate that the jury should disbelieve Carlos’s testimony, nor did it provide any guidance as to how the jury should interpret Carlos’s testimony. Cf. United States v. Nickl, 427 F.3d 1286, 1292-93 (10th Cir.2005); Paiva, 892 F.2d at 158. The judge intervened only to disabuse the jury of the witness’s incorrect assertion that there was no possibility that the El Paso District Clerk mailed divorce decrees to individuals who have waived service of process. This single instruction, made in the course of a nine-day trial featuring twenty-five witnesses, does not constitute error, much less prejudicial or plain error. See United States v. Hefferon, 314 F.3d 211, 221 (5th Cir.2002).

C. Denial of Compulsory Process Claim

Lee next contends that the exclusion as a witness of Carol Holmes, a supervisor at the District Clerk’s office, deprived him of his Sixth Amendment right to compulsory process. Holmes’s testimony was intended to be probative of whether Lee received the decree by mail because, unlike Carlos, Holmes was employed at the Clerk’s Office at the same time when documentation of Lee’s divorce proceeding was processed.

A criminal defendant must demonstrate that the excluded testimony was “both material and favorable to his defense.” *326

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United States v. Lee, 211 F. App'x 322 (5th Cir. 2006).

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