United States v. Leal-Vega

680 F.3d 1160, 2012 WL 1940217, 2012 U.S. App. LEXIS 10848
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 30, 2012
Docket11-50065
StatusPublished
Cited by73 cases

This text of 680 F.3d 1160 (United States v. Leal-Vega) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Leal-Vega, 680 F.3d 1160, 2012 WL 1940217, 2012 U.S. App. LEXIS 10848 (9th Cir. 2012).

Opinion

OPINION

M. SMITH, Circuit Judge:

The United States of America (Government) appeals the thirty-months sentence imposed on Jose Leal-Vega for illegal reentry following deportation. The district court declined to apply a sixteen-level enhancement pursuant to United States Sentencing Guidelines, U.S.S.G. § 2L1.2, for Leal-Vega’s prior conviction under California Health & Safety Code § 11351. The Government contends that the sixteen-level enhancement should have been applied because Section 11351 is categorically a “drug trafficking offense” under U.S.S.G. § 2L1.2. Alternatively, the Government contends that even if Section 11351 does not categorically qualify, LealVega’s conviction qualifies as a “drug trafficking offense” applying the modified categorical analysis because the substance involved was tar heroin, a substance covered by the federal Controlled Substances Act (CSA), 21 U.S.C. § 801 et seq.

We hold that a conviction under Section 11351 does not qualify categorically as a “drug trafficking offense” for the purposes of U.S.S.G. § 2L1.2. However, we hold that Leal-Vega’s prior Section 11351 conviction qualifies as a “drug trafficking offense” using the modified categorical approach, and we reverse and remand for resentencing.

FACTUAL AND PROCEDURAL BACKGROUND

On March 3, 1999, Leal-Vega was charged in Count 1 of a felony complaint with “committing] a violation of Health and Safety Code section 11351, a felony, in that on or about March 1, 1999, in the County of Riverside, State of California, [he] did wilfully and unlawfully possess for sale and purchase for purpose of sale a controlled substance, to wit, TAR HEROIN.” He was concurrently charged with another count. Leal-Vega pled guilty to Count 1, and the second count was dismissed.

*1163 On August 23, 2010, Leal-Vega pled guilty to illegal reentry following deportation, under 8 U.S.C. § 1326. The information charged Leal-Vega with a prior 1999 felony conviction for possession of a controlled substance for sale, in violation of California Health & Safety Code § 11351.

In the Presentence Report (PSR), the Probation Office recommended a sixteen-level enhancement based on the prior conviction, which it categorized as a “drug trafficking offense.” Leal-Vega objected to this categorization, arguing that Section 11351 is categorically broader than the Sentencing Guidelines’s definition of a “drug trafficking offense.” After initially arguing that Section 11351 was a categorical fit, the Government later conceded that the statute was too broad. Prior to sentencing, the district court requested more information for the purpose of conducting the modified categorical analysis. The Government subsequently retracted its concession regarding the inapplicability of the categorical analysis to Section 11351, and claimed that since the Sentencing Guidelines do not incorporate the CSA’s definition of “controlled substance,” Section 11351 is not overbroad, and that the statute is a categorical fit.

The district court concluded that Section 11351 was not categorically a “drug trafficking offense,” and also found that the record of conviction for Leal-Vega’s 1999 conviction was insufficient to establish a modified categorical fit. Thus, the district court only applied a four-level sentence enhancement, 1 and imposed a sentence of thirty months imprisonment, based on a calculated Guidelines range of twenty-four to thirty months. The Government timely appealed.

JURISDICTION AND STANDARD OF REVIEW

We have jurisdiction under 28 U.S.C. § 1291.

We review de novo the district court’s interpretation of the Sentencing Guidelines. United States v. Cantrell, 433 F.3d 1269, 1279 (9th Cir.2006). We review the district court’s application of the Sentencing Guidelines for abuse of discretion. Id.

DISCUSSION

The crime of unlawfully entering the United States under 8 U.S.C. § 1326 carries a base offense level of 8 under the Sentencing Guidelines. U.S.S.G. § 2L1.2; see United States v. Ballesteros-Ruiz, 319 F.3d 1101, 1102 (9th Cir.2003). A defendant’s base offense level may be increased by sixteen levels if he has a prior conviction for a “drug trafficking offense,” and the sentence on the prior conviction exceeded thirteen months. U.S.S.G. § 2L1.2(b)(l)(A). The Sentencing Guidelines define “drug trafficking offense” as:

[A]n offense under federal, state, or local law that prohibits the manufacture, import, export, distribution, or dispensing of, or offer to sell a controlled substance (or a counterfeit substance) or the possession of a controlled substance.

Id. § 2L1.2, Application Notes (l)(B)(iv) (emphasis added).

We apply the categorical and modified categorical approaches described in Taylor v. United States, 495 U.S. 575, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), to determine whether a defendant’s prior conviction satisfies U.S.S.G. § 2L1.2(b)(l)(A). United States v. Pimentel-Flores, 339 F.3d 959, 968 (9th Cir.2003). We first apply the categorical anal *1164 ysis. Under this approach, we “do not examine the facts underlying the prior offense, but look only to the fact of conviction and the statutory definition of the prior offense.” Id. at 967(quoting United States v. Corona-Sanchez, 291 F.3d 1201, 1203 (9th Cir.2002) (en bane), superseded on other grounds by U.S.S.G. § 2L.1, CMT n. 4 (2002)). If the statutory definition of the prior offense criminalizes conduct that would not constitute a “drug trafficking offense,” then the statute is not a categorical fit, and we must consider whether the prior conviction may still be used for a sentencing enhancement using the modified categorical approach. Id. We may not use the conviction for a sentencing enhancement unless “the record includes documentation or judicially noticeable facts that clearly establish that the conviction is a predicate for enhancement purposes.” Id. (quoting Corona-Sanchez, 291 F.3d at 1203). Finally, if both the statute and the documents containing judicially noticeable facts would allow the defendant to be convicted of an offense that would not be a “drug trafficking offense,” then the sentencing enhancement may not be applied. See Corona-Sanchez, 291 F.3d at 1203-04.

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Cite This Page — Counsel Stack

Bluebook (online)
680 F.3d 1160, 2012 WL 1940217, 2012 U.S. App. LEXIS 10848, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-leal-vega-ca9-2012.