United States v. Laut

17 F.R.D. 31, 1955 U.S. Dist. LEXIS 4041
CourtDistrict Court, S.D. New York
DecidedJanuary 25, 1955
StatusPublished
Cited by15 cases

This text of 17 F.R.D. 31 (United States v. Laut) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Laut, 17 F.R.D. 31, 1955 U.S. Dist. LEXIS 4041 (S.D.N.Y. 1955).

Opinion

BICKS, District Judge.

In the course of his naturalization proceeding, defendant, Nathan Laut, was questioned under oath on June 1, 1950 and again, one year later, on May 3,1951. More than three years after his 1950 questioning, on April 24, 1954, Laut was indicted on two counts for perjury.1 Not challenged is the first count which charges that “On or about May 3, 1951,” defendant “knowingly” swore falsely when he answered “No” to the question, “Are you now or have you ever been a member of the Communist Party? * * * ” Only disputed is the second count which defendant now moves to dismiss as insufficient.

The disputed count begins,2 “On or about May 3, 1951,” defendant “did unlawfully, wilfully and knowingly make a false statement under oath.” Defendant [33]*33on that date was asked, the count specifies, “Were all of these statements made by you * * * June 1, 1950 true and correct to the best of your knowledge and belief? ” After reciting defendant’s answer, “Yes,” the count then repeats the “aforesaid statement of defendant” was “false”.

Explaining this charge, Count Two continues that the 1951 answer “Yes” was “false in that the following answers made by defendant on June 1, 1950 were not true and correct:

“Q. Have you ever attended any Communist meetings, either as a guest or as a member of the Communist Party? A. No, sir.
“Q. Have you ever attended any Communist functions or conferences? A. No.
* * * * *
“Q. Were you ever in the District offices of the Communist Party at 208 East 12th Street, New York City? A. No, sir.
*****
“Q. Did you ever attend any Communist conferences or conventions anywhere? A. No, sir.”

With that answer the count at issue ends.

From its language and plan it seems clear Count Two, in essence, charges Laut with no more than lying in 1951 about telling the truth in 1950. It alleges defendant “On or about May 3, 1951 did * * * knowingly make a false statement” when he then swore “all of * * * [his] statements made by [him] * * * June 1, 1950” were “true and correct”. Thus, there charged is false swearing, not directly about material facts, but about the truth of any one of all of defendant’s swearings more than three years before indictment.

This charge engulfs any one of the most miniscule and irrelevant of “all of * * * [defendant’s 18 pages of 1950] statements”. The four 1950 answers Count Two alleges were “not true and correct” in no way limit, what other 1950 statements satisfy its blanket terms. As the Government concedes, it “is the rule in this circuit that an indictment for perjury is sufficient if it alleges the falsity of the accused’s oath without alleging what the truth was.” See United States v. Hiss, 2 Cir., 1950, 185 F.2d 822, 831, certiorari denied 1951, 340 U.S. 948, 71 S.Ct. 532, 95 L.Ed. 683. “Absent surprise”, such “language” constitutes no “limitation” on what may satisfy the indictment and indeed may be treated as “surplusage”. Id., 185 F.2d at page 831; see also United States v. Remington, 2 Cir., 1951, 191 F.2d 246, 248; Sharron v. United States, 2 Cir., 1926, 11 F.2d 689, 690. Accordingly, to highlight the swath of Count Two, I turn to a few of the some two hundred fifty questions asked defendant at the 1950 hearing.

The plan of the Hearing Examiner, the record makes clear, was to probe defendant’s past association with the Communist Party or an alleged “front” organization.3 Searching this issue, the Examiner queried, for example, whether defendant knew “what class of people belong to” the organization. Continuing, he asked, “Do you ever listen to the radio broadcast of Fulton Lewis, Jr. ? ”; and, after defendant answered, “Once in a while,” the Hearing Officer demanded “What is your opinion of his broadcast?” Not content with defendant’s answer, “I don’t even pay attention to it,” the Examiner pressed further, “Is he the mouthpiece of the capitalist class ? Abandoning this line of inquiry, the Hearing Officer, for a final example, then questioned, “Did you ever protest against racial discrimination in the Brooklyn Dodgers baseball game? ” (Transcript, p. 15.) These sample queries, by no stretch relevant much less material to [34]*34the issue of association, underscore the fatally broad reach of the disputed charge.

Not only does Count Two swallow up the most irrelevant of defendant’s 1950 statements, but, equally important, it does not require that such untruths were knowingly or wilfully uttered in 1950. As a result, the slightest mistake in 1950, knowingly repeated in 1951, would warrant conviction. To sustain that count would thus be to make lying itself, apart from the import or relevance of the matter queried, material to the 1951 hearing.

Such a result would in effect read materiality out of the statute and flaunt apparent Congressional purpose. In naturalization proceedings, like most hearings,. questions posed range from the trifling to the crucial. Queries may be, as one Court of Appeals recently observed, merely “preliminary in nature”, not “themselves pertinent”, but asked on the mere “possibility that they might [lead] to later relevant questions.” Bowers v. United States, 1953, 92 U.S.App.D.C. 79, 202 F.2d 447, 452. Even relevant questions, moreover, may lack that “substantial degree” of importance needed to make them material. United States v. Lattimore, D.C.Cir.1954, 215 F.2d 847, dissent by Edgerton, J.; see also La Salle v. United States, 10 Cir., 1946, 155 F.2d 452, 454; Pyle v. United States, 1946, 81 U.S.App.D.C. 209, 156 F.2d 852, 856; Central & Southwest Utilities Co. v. Securities and Exchange Commission, 1943, 78 U.S.App.D.C. 37, 136 F.2d 273, 275; Robinson v. United States, 1940, 72 App.D.C. 254, 114 F.2d 475, 476. Enacting Section 1015(a) Congress aimed, not at such trivia, but rather at false testimony likely to mislead immigration or naturalization officials in the conduct of their appointed tasks. So it is that, construing this statute as well as its earliest forerunners, courts have without exception held that, though materiality is not specified, the false statements alleged must be material to the matter at bar.4 Bridges v. United States, 9 Cir., 1952, 199 F.2d 811, 829, reversed on other grounds 1953, 346 U.S. 209, 73 S.Ct. 1055, 97 L.Ed. 1557; United States v. Bressi, D.C.Wash.1913, 208 F. 369, 371; see also United States v. Sebastiannelli, D.C.M.D.Pa.1933, 3 F.Supp. 698.

To accord with Congressional design, Section 1015(a) should be read in the same light as analogous provisions which specify that false statements charged must be material5. And, it [35]

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Bluebook (online)
17 F.R.D. 31, 1955 U.S. Dist. LEXIS 4041, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-laut-nysd-1955.