United States v. Lara-Ramirez

519 F.3d 76, 2008 U.S. App. LEXIS 5162, 2008 WL 642528
CourtCourt of Appeals for the First Circuit
DecidedMarch 11, 2008
Docket06-2108
StatusPublished
Cited by33 cases

This text of 519 F.3d 76 (United States v. Lara-Ramirez) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lara-Ramirez, 519 F.3d 76, 2008 U.S. App. LEXIS 5162, 2008 WL 642528 (1st Cir. 2008).

Opinion

LIPEZ, Circuit Judge.

Defendant Paulino Lara-Ramirez (“Lara”) appeals the denial of a motion to dismiss the charges against him on double jeopardy grounds after his first trial resulted in a mistrial. He argues that the district court’s mistrial declaration, following discovery of a Bible in the jury room during deliberations, was made without his consent and without the required showing of manifest necessity. After careful review, we agree and conclude that the district court erred in refusing to dismiss the indictment.

I.

Lara was indicted for importing and distributing more than 500 grams of cocaine in violation of 21 U.S.C. §§ 841(a) and 952(a). On the third day of his trial, the jury was instructed and retired to deliberate. Shortly thereafter, the court received a note from the jury requesting, inter alia, a transcript of Lara’s testimony. In response, the court sent the court reporter into the jury room to read the testimony aloud. Later that day, the court received a second note 1 from the jury that read:

Your Honor,
We need to inform you that we can’t reach a unanimously veredict. We can’t get an agreement. We had performed several rounds of votings.
The jury had revised all evidence but is still divided in the decision of guilty or not guilty. Is divided evenly.

At that point, the court convened a conference with counsel. It read the note to the attorneys and also informed them that the court reporter had reported seeing a Bible in the jury room while she was reading the transcript. 2 The court stated:

It seems to me that I just read a case, I’m not certain where I read it, it was ordered a new trial when the jurors had a Bible in the jury room, because then they’re violating the instructions of the Court that they should not consider anything but the evidence.

Then the court reporter stated for the record that she “saw a huge Bible, not the kind you carry in your pocket like a daily inspiration.” Engaging counsel in a discussion of what should be done, the court initially proposed that it could “give them an Allen charge, and also tell them that they’re not supposed to have a Bible in the jury room.” 3 The prosecutor agreed that an Allen charge should be given. However, the court retreated from its initial proposal, stating that “[i]f they have that Bi *80 ble ... that would contaminate the whole thing.”

The prosecutor tried to alleviate the court’s concern, suggesting that “if a juror simply has the habit of carrying a Bible around with him or her.... In that case, it would not be considered a contamination.” The court resisted, however, responding: “It’s in the jury room.” The prosecutor urged the court not to assume that the Bible’s presence was a problem without evidence that it had been used in the jury’s deliberations. The court then suggested a voir dire of the jury foreperson to “ask whether the Bible has been used in their deliberations[.]” The prosecutor and defense counsel both agreed to that course of action.

In the presence of counsel, the court called the jury foreperson into the conference room and asked her about the Bible. The brief questioning established that a juror had brought a Bible into the jury room and that the same juror had “used the Bible in deliberations.” The court then asked the foreperson, “Would you say that [the juror’s] position, whatever it is— don’t tell me whether she’s for or against — is based on the Bible, if you know?” The foreperson replied, “Well, his evidence are based, based — he wants the rest of us to — yes, we hear the facts, but also consider what God says in the Bible, something like that.” The government requested the juror number for the juror who had brought the Bible. The court refused this request, stating, “No. I don’t want to know who it is.” The court then asked counsel whether they wanted him to ask any other questions of the foreperson. Both replied in the negative and the foreperson left the room.

The court asked to hear from counsel. Both the prosecutor and defense counsel began by stating that they were not familiar with case law regarding the presence of a Bible in the jury room. The prosecutor requested a mistrial, characterizing the foreperson’s testimony as “essentially stat[ing] that [the juror who brought the Bible] has referred to specific portions of the Bible and has urged the remaining members of that jury to consider those portions of the Bible in their deliberations.” This characterization greatly overstated the foreperson’s account of the juror’s Bible reference. The jury foreperson did not state that the juror had referred to specific portions of the Bible. Nor did the jury foreperson describe this juror as urging the other members of the jury to consider any specific portions of the Bible in their deliberations. Nonetheless, the court agreed with the prosecutor’s characterization of the foreperson’s testimony 4 and asked defense counsel for suggestions about how to proceed. Defense counsel offered two options — individual interviews with each of the jurors and a curative instruction — each of which was quickly rejected by the court in the following exchange:

DEFENSE COUNSEL: You can instruct them that they should disregard any elements—
COURT: That’s already done. The cat is out of the bag. We can’t now say to this juror, don’t use any Biblical arguments.
DEFENSE COUNSEL: Maybe we can interview them one by one and say—
COURT: No, no.
DEFENSE COUNSEL: Maybe they’ll be able to do it, to disregard—
*81 COURT: I’m inclined to go along with the Government, to declare a mistrial, because I don’t think that this is going to get any better, and to me, it’s useless to give an Allen charge.
DEFENSE COUNSEL: Maybe interview them one by one.
COURT: No, counsel. That will be interjecting the Court into the deliberation process of the jurors.
COURT: Counsel, give me any other suggestion other than asking jurors one by one why I shouldn’t declare a mistrial.
DEFENSE COUNSEL: My only suggestion, Your Honor, would be either instructing them that they should disregard anything that has been discussed or commented as to the Bible, and ask them whether they would be able to do so, as opposed to — that you are supposed to follow the law.

The court once again rejected this course of action, noting that the jurors were not yet aware that the court knew about the Bible in the jury room. Defense counsel suggested that they could be made aware and that a curative instruction could be given.

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Bluebook (online)
519 F.3d 76, 2008 U.S. App. LEXIS 5162, 2008 WL 642528, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lara-ramirez-ca1-2008.